|
26
|
Conning Inc
Hartford,
Connecticut
|
–
|
-$2.04M
|
-62,467
|
Closed
|
|
|
27
|
Wells Fargo
San Francisco,
California
|
–
|
-$1.46M
|
-44,607
|
Closed
|
|
|
28
|
|
–
|
-$1.4M
|
-42,760
|
Closed
|
|
|
29
|
Riverhead Capital Management
Wilmington,
Delaware
|
–
|
-$1.31M
|
-39,125
|
Closed
|
|
|
30
|
Laffer Tengler Investments
Nashville,
Tennessee
|
–
|
-$1.07M
|
-32,165
|
Closed
|
|
|
31
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$890K
|
-27,058
|
Closed
|
|
|
32
|
|
–
|
-$735K
|
-22,475
|
Closed
|
|
|
33
|
OTA Financial Group
Purchase,
New York
|
–
|
-$678K
|
-20,743
|
Closed
|
|
|
34
|
LPL Financial
San Diego,
California
|
–
|
-$646K
|
-19,596
|
Closed
|
|
|
35
|
Silver Lake Advisory
Cottonwood Heights,
Utah
|
–
|
-$502K
|
-15,343
|
Closed
|
|
|
36
|
Mizuho Securities USA
New York
|
–
|
-$456K
|
-14,000
|
Closed
|
|
|
37
|
Suntrust Banks
Atlanta,
Georgia
|
–
|
-$429K
|
-13,147
|
Closed
|
|
|
38
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$406K
|
-12,425
|
Closed
|
|
|
39
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$294K
|
-9,000
|
Closed
|
|
|
40
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$293K
|
-8,950
|
Closed
|
|
|
41
|
KeyBank National Association
Cleveland,
Ohio
|
–
|
-$286K
|
-8,761
|
Closed
|
|
|
42
|
|
–
|
-$211K
|
-6,442
|
Closed
|
|
|
43
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$155K
|
-4,750
|
Closed
|
|
|
44
|
Flow Traders U.S.
New York
|
–
|
-$150K
|
-4,576
|
Closed
|
|
|
45
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$109K
|
-3,325
|
Closed
|
|
|
46
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$63K
|
-1,948
|
Closed
|
|
|
47
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
–
|
-$36K
|
-1,100
|
Closed
|
|
|
48
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$18K
|
-550
|
Closed
|
|
|
49
|
Brown Brothers Harriman & Co
New York
|
–
|
-$16K
|
-500
|
Closed
|
|
|
50
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$16K
|
-500
|
Closed
|
|