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Stocks With The Most
Closed Fund Positions

Funds Holding Holding in Top 10 New Positions Closed Positions Increased Positions Reduced Positions Call Options Put Options
Name Net closed
positions 		Closed positions New positions Return since
30 Sep ‘17
GAU
601
Galiano Gold
GAU
$470M
5 11 6 88.8%
NRO
602
Neuberger Real Estate Securities Income Fund Inc
NRO
$195M
5 11 6 42.4%
LPCN icon
603
Lipocine
LPCN
$19.4M
5 11 6 96.5%
PKB icon
604
Invesco Building & Construction ETF
PKB
$433M
5 10 5 226%
THFF icon
605
First Financial Corp
THFF
$898M
5 10 5 58.7%
AXSM icon
606
Axsome Therapeutics
AXSM
$11.7B
5 10 5 4,013%
SLS icon
607
SELLAS Life Sciences
SLS
$2.48B
5 10 5 97.6%
NRK icon
608
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$933M
5 10 5 19%
EPHE icon
609
iShares MSCI Philippines ETF
EPHE
$126M
5 10 5 32.6%
REZ icon
610
iShares Residential and Multisector Real Estate ETF
REZ
$889M
5 10 5 51.1%
MCHX icon
611
Marchex
MCHX
$75.3M
5 10 5 45%
AQB icon
612
AquaBounty Technologies
AQB
$5.1M
5 9 4 99.3%
LEE icon
613
Lee Enterprises
LEE
$175M
5 9 4 64.2%
TSI
614
TCW Strategic Income Fund
TSI
$215M
5 9 4 23.3%
NCV
615
Virtus Convertible & Income Fund
NCV
$380M
5 9 4 40.8%
GHM icon
616
Graham Corp
GHM
$1.2B
5 9 4 393%
GSL icon
617
Global Ship Lease
GSL
$1.47B
5 8 3 225%
PRSO icon
618
Peraso
PRSO
$11.4M
5 8 3 99.9%
NOA
619
North American Construction
NOA
$369M
5 8 3 213%
PSI icon
620
Invesco Semiconductors ETF
PSI
$2.55B
5 8 3 821%
XHS icon
621
State Street SPDR S&P Health Care Services ETF
XHS
$203M
5 8 3 121%
DARE icon
622
Dare Bioscience
DARE
$31.3M
5 8 3 94.4%
DWSN icon
623
Dawson Geophysical
DWSN
$137M
5 8 3 2.55%
OFS icon
624
OFS Capital
OFS
$48.2M
5 8 3 72.7%
PSCE icon
625
Invesco S&P SmallCap Energy ETF
PSCE
$102M
5 7 2 23.1%
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