BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s AllianzIM U.S. Equity Buffer20 Sep ETF SEPW Stock Holding History

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s Portfolio SEPW Stock Details SEPW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.37M	Sell	41,095 -287	-0.7%	-$9.44K	0.18%	98
2026 Q1	$1.31M	Sell	41,382 -727	-2%	-$23.2K	0.18%	105
2025 Q4	$1.34M	Buy	+42,109	New	+$1.33M	0.18%	98
2025 Q2	–	Sell	-34,087	Closed	-$973K	–	2450
2025 Q1	$973K	Buy	+34,087	New	+$990K	0.16%	114
2024 Q4	–	Sell	-34,432	Closed	-$982K	–	2228
2024 Q3	$982K	Buy	+34,432	New	+$966K	0.16%	122

Other funds holding SEPW

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Authentikos Wealth Advisory Morgan Hill, California $157M AUM 21.34% 1-Year Est. Return

Allianz Munich, Germany $9.49B AUM 23.65% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

American Asset Management Boca Raton, Florida $123M AUM 12.5% 1-Year Est. Return

Westshore Wealth Newport Beach, California $322M AUM 24.46% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Spire Wealth Management Mclean, Virginia $3.27B AUM 30.11% 1-Year Est. Return

Elevated Capital Advisors Sandy, Utah $300M AUM 10.49% 1-Year Est. Return

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s SEPW Position: Q2 2026 in Review

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. reduced its AllianzIM U.S. Equity Buffer20 Sep ETF (SEPW) stake by 0.69% in Q2 2026, selling an estimated $9.44K and leaving 41,095 shares worth $1.37M. The position accounts for 0.18% of the portfolio, ranked #98.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in SEPW in Q3 2024 and has held it in 5 quarters since. 55 funds tracked by Wall St. Rank hold SEPW as of Q2 2026.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. held 41,095 shares of AllianzIM U.S. Equity Buffer20 Sep ETF worth $1.37M as of Q2 2026.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. sold 287 AllianzIM U.S. Equity Buffer20 Sep ETF shares in Q2 2026, an estimated $9.44K.
AllianzIM U.S. Equity Buffer20 Sep ETF made up 0.18% of BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s portfolio in Q2 2026, its #98 holding.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in AllianzIM U.S. Equity Buffer20 Sep ETF in Q3 2024 and has held it in 5 quarters since.
55 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer20 Sep ETF as of Q2 2026.

Based on BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s 13F filing for Q2 2026, filed 30 Oct 2026.