BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s PGIM US Large-Cap Buffer 20 ETF January PBJA Stock Holding History

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s Portfolio PBJA Stock Details PBJA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	–	Sell	-3,793	Closed	-$122K	–	2271
2026 Q2	$122K	Hold	3,793	–	–	0.02%	679
2026 Q1	$115K	Hold	3,793	–	–	0.02%	709
2025 Q4	$117K	Buy	+3,793	New	+$115K	0.02%	727
2025 Q2	–	Sell	-3,793	Closed	-$105K	–	2438
2025 Q1	$105K	Buy	+3,793	New	+$107K	0.02%	684

Other funds holding PBJA

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Compass Advisory Group Melville, New York $430M AUM 12.05% 1-Year Est. Return

Blue Water Asset Management Grand Rapids, Michigan $309M AUM 6.04% 1-Year Est. Return

Long Island Wealth Management Melville, New York $256M AUM 12.83% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Spire Wealth Management Mclean, Virginia $3.27B AUM 30.11% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.59B AUM 20.02% 1-Year Est. Return

Jim Saulnier & Associates Fort Collins, Colorado $259M AUM 8.22% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s PBJA Position: Q3 2026 in Review

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. sold out of PGIM US Large-Cap Buffer 20 ETF January (PBJA) in Q3 2026, closing a stake of 3,793 shares — an estimated $122K sold.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in PBJA in Q1 2025 and held it in 4 quarters. The position peaked at $122K in Q2 2026. 20 funds tracked by Wall St. Rank hold PBJA as of Q3 2026.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. reported no remaining PGIM US Large-Cap Buffer 20 ETF January position as of Q3 2026 after selling out during the quarter.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. sold 3,793 PGIM US Large-Cap Buffer 20 ETF January shares in Q3 2026, an estimated $122K.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in PGIM US Large-Cap Buffer 20 ETF January in Q1 2025 and held it in 4 quarters.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s PGIM US Large-Cap Buffer 20 ETF January position peaked at $122K in Q2 2026.
20 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 20 ETF January as of Q3 2026.

Based on BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s 13F filing for Q3 2026, filed 13 Nov 2026.