BFCFSI
CAOS icon

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s Alpha Architect Tail Risk ETF CAOS Stock Holding History

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s Portfolio CAOS Stock Details CAOS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-3,077
Closed -$276K – 2487
2025
Q4 		$276K Buy
3,077
+265
+9% +$23.8K 0.04% 425
2025
Q3 		$252K Sell
2,812
-726
-21% -$64.7K 0.04% 424
2025
Q2 		$314K Buy
3,538
+2,627
+288% +$233K 0.05% 342
2025
Q1 		$80.1K Buy
+911
New +$80K 0.01% 777

Other funds holding CAOS

Wealthcare Capital Management
Wealthcare Capital Management Richmond, Virginia $911M AUM 7.69% 1-Year Est. Return
Insight Advisors
Insight Advisors Newtown, Pennsylvania $568M AUM 20.88% 1-Year Est. Return
Empowered Funds
Empowered Funds Havertown, Pennsylvania $19B AUM 51.72% 1-Year Est. Return
Continuum Wealth Advisors
Continuum Wealth Advisors Saratoga Springs, New York $307M AUM 19.33% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return
Cultivar Capital
Cultivar Capital Denton, Texas $160M AUM 6.9% 1-Year Est. Return
Empirical Finance
Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return
Wealthcare Advisory Partners
Wealthcare Advisory Partners West Chester, Pennsylvania $5.9B AUM 14.62% 1-Year Est. Return
Hill Island Financial
Hill Island Financial Grand Rapids, Michigan $481M AUM 18.93% 1-Year Est. Return
JPL Wealth Management
JPL Wealth Management Highlands Ranch, Colorado $504M AUM 24.73% 1-Year Est. Return

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s CAOS Position: Q1 2026 in Review

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. sold out of Alpha Architect Tail Risk ETF (CAOS) in Q1 2026, closing a stake of 3,077 shares — an estimated $276K sold.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in CAOS in Q1 2025 and held it in 4 quarters. The position peaked at $314K in Q2 2025. 54 funds tracked by Wall St. Rank hold CAOS as of Q1 2026.

  • BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. reported no remaining Alpha Architect Tail Risk ETF position as of Q1 2026 after selling out during the quarter.
  • BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. sold 3,077 Alpha Architect Tail Risk ETF shares in Q1 2026, an estimated $276K.
  • BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in Alpha Architect Tail Risk ETF in Q1 2025 and held it in 4 quarters.
  • BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s Alpha Architect Tail Risk ETF position peaked at $314K in Q2 2025.
  • 54 funds tracked by Wall St. Rank held Alpha Architect Tail Risk ETF as of Q1 2026.

Based on BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s 13F filing for Q1 2026, filed 30 Oct 2026.