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James T. Borello RIA Portfolio holdings
AUM
$482M
Turnover
14.94%
1-Year Est. Return
14.29%
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
+14.29%
3 Year Est. Return
+71.18%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$482M
AUM Growth
+$18.7M
(+4%)
Cap. Flow
+$21.7M
Cap. Flow % of AUM
Cap. Flow %
4.51%
Top 10 Holdings %
Top 10 Hldgs %
55.73%
Holding
1,345
New
137
Increased
401
Reduced
373
Closed
64
Avg Time Held
1
year
Top 10 Avg Time Held
2.5
years
Top 20 Avg Time Held
2.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$3.21M |
| 2 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$2.2M |
| 3 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$2.05M |
| 4 |
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
|
+$1.71M |
| 5 |
Capital Group Growth ETF
CGGR
|
+$1.59M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
T. Rowe Price Capital Appreciation Premium Income ETF
TCAL
|
+$508K |
| 2 |
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
|
+$282K |
| 3 |
MFS Active Growth ETF
MFSG
|
+$266K |
| 4 |
MFS Active International ETF
MFSI
|
+$220K |
| 5 |
Innovator US Equity Power Buffer ETF October
POCT
|
+$203K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 82.98% |
| 2 | Financials | 6.71% |
| 3 | Technology | 3.33% |
| 4 | Healthcare | 2.06% |
| 5 | Consumer Discretionary | 1.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
76
First Trust Dorsey Wright Focus 5 ETF
FV
$3.88B
| $415K | 0.09% |
5,658
| – | – |
2023 Q4
11 quarters
|
|
77
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.2B
| $409K | 0.08% |
8,319
-25
| -0.3% | -$1.29K |
2023 Q4
11 quarters
|
|
78
Emerson Electric
EMR
$90.1B
| $405K | 0.08% |
2,610
+16
| +0.6% | +$2.41K |
2024 Q1
10 quarters
|
|
79
Innovator US Equity Power Buffer ETF April
PAPR
$961M
| $397K | 0.08% |
9,200
| – | – |
2023 Q4
11 quarters
|
|
80
Micron Technology
MU
$993B
| $392K | 0.08% |
368
+9
| +3% | +$8.55K |
2025 Q3
4 quarters
|
|
81
ASML
ASML
$606B
| $384K | 0.08% |
212
+8
| +4% | +$13.9K |
2024 Q4
7 quarters
|
|
82
Palantir
PLTR
$473B
| $366K | 0.08% |
1,955
-60
| -3% | -$9.6K |
2023 Q4
11 quarters
|
|
83
State Street SPDR Portfolio S&P 500 ETF
SPYM
$181B
| $364K | 0.08% |
4,054
+126
| +3% | +$11.3K |
2023 Q4
11 quarters
|
|
84
ON Semiconductor
ON
$28.1B
| $359K | 0.07% |
4,674
-3
| -0.1% | -$241 |
2025 Q3
4 quarters
|
|
85
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.67B
| $347K | 0.07% |
8,526
| – | – |
2023 Q4
11 quarters
|
|
86
Innovator International Developed Power Buffer ETF April
IAPR
$189M
| $346K | 0.07% |
10,326
| – | – |
2024 Q4
7 quarters
|
|
87
Unilever
UL
$143B
| $339K | 0.07% |
5,589
+296
| +6% | +$18.6K |
2024 Q1
10 quarters
|
|
88
Advanced Micro Devices
AMD
$844B
| $337K | 0.07% |
551
+20
| +4% | +$10.3K |
2024 Q3
8 quarters
|
|
89
Tesla
TSLA
$1.47T
| $333K | 0.07% |
938
+32
| +4% | +$11.5K |
2023 Q4
11 quarters
|
|
90
Eli Lilly
LLY
$1.14T
| $332K | 0.07% |
287
+7
| +3% | +$8.26K |
2025 Q3
4 quarters
|
|
91
Eaton
ETN
$142B
| $316K | 0.07% |
735
+4
| +0.5% | +$1.67K |
2025 Q1
6 quarters
|
|
92
AbbVie
ABBV
$505B
| $312K | 0.06% |
1,192
+40
| +3% | +$10.3K |
2023 Q4
11 quarters
|
|
93
3M
MMM
$89.5B
| $301K | 0.06% |
1,831
+23
| +1% | +$3.92K |
2024 Q1
10 quarters
|
|
94
Visa
V
$766B
| $271K | 0.06% |
754
+13
| +2% | +$4.75K |
2025 Q3
4 quarters
|
|
95
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.1B
| $271K | 0.06% |
6,674
+1,460
| +28% | +$63K |
2024 Q4
7 quarters
|
|
96
American Express
AXP
$212B
| $253K | 0.05% |
833
-30
| -3% | -$10K |
2024 Q1
10 quarters
|
|
|
97
T. Rowe Price Capital Appreciation Premium Income ETF
TCAL
$314M
| $253K | 0.05% |
11,594
-22,352
| -66% | -$508K |
2025 Q2
5 quarters
|
|
98
Innovator International Developed Power Buffer ETF July
IJUL
$252M
| $250K | 0.05% |
6,906
| – | – |
2023 Q4
11 quarters
|
|
99
Abbott
ABT
$179B
| $248K | 0.05% |
2,512
+1,825
| +266% | +$191K |
2025 Q3
4 quarters
|
|
100
Innovator Equity Managed 100 Buffer ETF
BFRZ
$142M
| $243K | 0.05% |
8,989
-1,108
| -11% | -$30K |
2025 Q4
3 quarters
|
|
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James T. Borello RIA's Q3 2026 Portfolio in Review
As of Q3 2026, James T. Borello RIA held 1,345 positions worth $482M, up 4% from $463M the previous quarter. Its ten largest holdings account for 56% of the portfolio.
James T. Borello RIA deployed $21.7M of net new capital in Q3 2026, opening 137 new positions and adding to 401 existing holdings. Its largest new stake was Capital Group U.S. Small and Mid Cap ETF: 4,341 shares worth $134K.
By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, up from 83% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was T. Rowe Price Capital Appreciation Premium Income ETF, an estimated $508K trimmed.
- James T. Borello RIA's largest Q3 2026 buy was Capital Group U.S. Small and Mid Cap ETF: 4,341 shares worth $134K.
- James T. Borello RIA added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2026, an estimated $3.21M increase.
- James T. Borello RIA's biggest Q3 2026 reduction was T. Rowe Price Capital Appreciation Premium Income ETF, cutting an estimated $508K.
- James T. Borello RIA fully exited Elbit Systems in Q3 2026, selling an estimated $17.5K.
- James T. Borello RIA's ten largest holdings make up 56% of its $482M portfolio in Q3 2026.
- James T. Borello RIA opened 137 new positions and closed 64 in Q3 2026.
- James T. Borello RIA's portfolio value rose 4% quarter-over-quarter to $482M.
Based on James T. Borello RIA's 13F filing for Q3 2026, filed 16 Oct 2026.