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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$749M
AUM Growth
+$295M
Cap. Flow
+$308M
Cap. Flow %
41.1%
Top 10 Hldgs %
23.27%
Holding
320
New
94
Increased
163
Reduced
30
Closed
3

Top Buys

1
MSFT icon
Microsoft
MSFT
+$18.3M
2
AAPL icon
Apple
AAPL
+$13.1M
3
QCOM icon
Qualcomm
QCOM
+$12.3M
4
BAC icon
Bank of America
BAC
+$11.4M
5
CSCO icon
Cisco
CSCO
+$9.08M

Top Sells

1
GLD icon
SPDR Gold Trust
GLD
+$3.49M
2
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$2.59M
3
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.49M
4
BAPR icon
Innovator US Equity Buffer ETF April
BAPR
+$2.29M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.28M

Sector Composition

1 Technology 12.1%
2 Healthcare 8.36%
3 Financials 8.1%
4 Industrials 5.19%
5 Communication Services 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
201
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$468K 0.06%
4,755
– –
NMCO icon
202
Nuveen Municipal Credit Opportunities Fund
NMCO
$599M
$468K 0.06%
+30,950
New +$486K
LHX icon
203
L3Harris
LHX
$52.5B
$467K 0.06%
+2,121
New +$482K
AVGO icon
204
Broadcom
AVGO
$1.76T
$461K 0.06%
9,510
+4,120
+76% +$200K
EBIZ icon
205
Global X E-commerce ETF
EBIZ
$27.6M
$458K 0.06%
15,191
– –
BX icon
206
Blackstone
BX
$155B
$453K 0.06%
+3,891
New +$452K
BEPC icon
207
Brookfield Renewable
BEPC
$6.18B
$448K 0.06%
11,550
+1,830
+19% +$76.7K
SVAL icon
208
iShares US Small Cap Value Factor ETF
SVAL
$201M
$445K 0.06%
14,859
– –
OLED icon
209
Universal Display
OLED
$3.75B
$442K 0.06%
2,587
– –
ADM icon
210
Archer Daniels Midland
ADM
$41.4B
$440K 0.06%
7,326
+976
+15% +$58.5K
NPV icon
211
Nuveen Virginia Quality Municipal Income Fund
NPV
$217M
$438K 0.06%
26,312
+15,794
+150% +$266K
META icon
212
Meta Platforms (Facebook)
META
$1.64T
$436K 0.06%
1,284
+108
+9% +$38.9K
IGE icon
213
iShares North American Natural Resources ETF
IGE
$724M
$427K 0.06%
14,536
-232
-2% -$6.67K
UNM icon
214
Unum
UNM
$14.2B
$416K 0.06%
16,600
+1,400
+9% +$37.1K
SCD
215
LMP Capital and Income Fund
SCD
$350M
$415K 0.06%
30,145
+2,767
+10% +$39.6K
CINF icon
216
Cincinnati Financial
CINF
$28B
$408K 0.05%
3,576
+19
+0.5% +$2.25K
RSG icon
217
Republic Services
RSG
$68.4B
$408K 0.05%
+3,400
New +$407K
KSU
218
DELISTED
Kansas City Southern
KSU
$406K 0.05%
+1,500
New +$418K
ET icon
219
Energy Transfer Partners
ET
$69.9B
$404K 0.05%
+42,119
New +$404K
TOWN icon
220
Towne Bank
TOWN
$3.34B
$403K 0.05%
12,964
– –
SNY icon
221
Sanofi
SNY
$107B
$397K 0.05%
+8,231
New +$419K
SYY icon
222
Sysco
SYY
$39.1B
$397K 0.05%
+5,053
New +$385K
WMB icon
223
Williams Companies
WMB
$89.7B
$397K 0.05%
15,296
+4,532
+42% +$114K
BFS
224
Saul Centers
BFS
$899M
$392K 0.05%
+8,888
New +$401K
RFMZ
225
RiverNorth Flexible Municipal Income Fund II
RFMZ
$329M
$390K 0.05%
+19,250
New +$406K
7 8
9
10 11

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q3 2021 Portfolio in Review

As of Q3 2021, XML Financial held 320 positions worth $749M, up 65% from $455M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

XML Financial deployed $308M of net new capital in Q3 2021, opening 94 new positions and adding to 163 existing holdings. Its largest new stake was Gladstone Commercial Corp: 334,901 shares worth $7.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $3.49M trimmed.

  • XML Financial's largest Q3 2021 buy was Gladstone Commercial Corp: 334,901 shares worth $7.04M.
  • XML Financial added most to Microsoft in Q3 2021, an estimated $18.3M increase.
  • XML Financial's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $3.49M.
  • XML Financial fully exited iShares Global Clean Energy ETF in Q3 2021, selling an estimated $244K.
  • XML Financial's ten largest holdings make up 23% of its $749M portfolio in Q3 2021.
  • XML Financial opened 94 new positions and closed 3 in Q3 2021.
  • XML Financial's portfolio value rose 65% quarter-over-quarter to $749M.

Based on XML Financial's 13F filing for Q3 2021, filed 1 Nov 2021.