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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
+6.32%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$24.4M
Cap. Flow
+$3.22M
Cap. Flow %
0.79%
Top 10 Hldgs %
32.97%
Holding
229
New
16
Increased
102
Reduced
72
Closed
15

Top Buys

1
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$3.4M
2
AMWL icon
American Well
AMWL
+$1.43M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$694K
4
ARKK icon
ARK Innovation ETF
ARKK
+$676K
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$625K

Top Sells

1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.7M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.84M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.27M
4
AAPL icon
Apple
AAPL
+$470K
5
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$388K

Sector Composition

1 Technology 5%
2 Financials 3.73%
3 Healthcare 3.32%
4 Consumer Discretionary 2.41%
5 Industrials 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DON icon
201
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$202K 0.05%
+5,006
New +$190K
XLE icon
202
State Street Energy Select Sector SPDR ETF
XLE
$37.8B
$202K 0.05%
+8,254
New +$190K
FNKO icon
203
Funko
FNKO
$329M
$197K 0.05%
10,000
– –
CPRX icon
204
Catalyst Pharmaceutical
CPRX
$184K 0.04%
40,000
– –
JPC icon
205
Nuveen Preferred & Income Opportunities Fund
JPC
$2.94B
$169K 0.04%
17,797
– –
ETJ
206
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$571M
$168K 0.04%
15,578
– –
NPV icon
207
Nuveen Virginia Quality Municipal Income Fund
NPV
$218M
$166K 0.04%
10,162
-5,492
-35% -$87.2K
SIRI icon
208
SiriusXM
SIRI
$10.5B
$154K 0.04%
2,532
+7
+0.3% +$427
SPH icon
209
Suburban Propane Partners
SPH
$1.22B
$154K 0.04%
10,411
-1,912
-16% -$28.9K
F icon
210
Ford
F
$56.5B
$129K 0.03%
10,545
-1,375
-12% -$15.7K
DNP icon
211
DNP Select Income Fund
DNP
$4.18B
$115K 0.03%
11,629
-805
-6% -$8.23K
GLAD icon
212
Gladstone Capital
GLAD
$456M
$107K 0.03%
5,408
+106
+2% +$2.04K
LTRYW icon
213
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$1.02K
$28K 0.01%
+14,000
New +$34.3K
BGRYW
214
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$20K ﹤0.01%
+10,000
New +$22.1K
ADX icon
215
Adams Diversified Equity Fund
ADX
$3.21B
– –
-10,411
Closed -$180K
AXP icon
216
American Express
AXP
$247B
– –
-1,724
Closed -$208K
BBAG icon
217
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
– –
-4,395
Closed -$245K
BF.B icon
218
Brown-Forman Class B
BF.B
$11.9B
– –
-2,550
Closed -$203K
EMB icon
219
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
– –
-15,881
Closed -$1.84M
IJH icon
220
iShares Core S&P Mid-Cap ETF
IJH
$123B
– –
-27,585
Closed -$1.27M
ITW icon
221
Illinois Tool Works
ITW
$81.4B
– –
-1,496
Closed -$305K
LUMN icon
222
Lumen
LUMN
$6.5B
– –
-24,008
Closed -$234K
OMC icon
223
Omnicom Group
OMC
$24B
– –
-5,018
Closed -$313K
PJUL icon
224
Innovator US Equity Power Buffer ETF July
PJUL
$1.11B
– –
-7,486
Closed -$215K
RQI icon
225
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
– –
-11,807
Closed -$146K
6 7 8
9
10

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q1 2021 Portfolio in Review

As of Q1 2021, XML Financial held 229 positions worth $410M, up 6.3% from $386M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

XML Financial's Q1 2021 filing shows 16 new, 102 increased, 72 reduced and 15 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF January: 112,242 shares worth $3.4M. The largest sale was State Street Consumer Staples Select Sector SPDR ETF, an estimated $2.7M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 5.4% a quarter earlier, followed by Financials and Healthcare.

  • XML Financial's largest Q1 2021 buy was Innovator Emerging Markets Power Buffer ETF January: 112,242 shares worth $3.4M.
  • XML Financial added most to iShares TIPS Bond ETF in Q1 2021, an estimated $694K increase.
  • XML Financial's biggest Q1 2021 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $2.7M.
  • XML Financial fully exited iShares JPMorgan USD Emerging Markets Bond ETF in Q1 2021, selling an estimated $1.84M.
  • XML Financial's ten largest holdings make up 33% of its $410M portfolio in Q1 2021.
  • XML Financial opened 16 new positions and closed 15 in Q1 2021.
  • XML Financial's portfolio value rose 6.3% quarter-over-quarter to $410M.

Based on XML Financial's 13F filing for Q1 2021, filed 14 May 2021.