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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
+14.74%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$386M
AUM Growth
+$65.4M
Cap. Flow
+$20.3M
Cap. Flow %
5.25%
Top 10 Hldgs %
33.29%
Holding
217
New
23
Increased
123
Reduced
43
Closed
5

Top Buys

1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.56M
2
CVX icon
Chevron
CVX
+$1.98M
3
ONEY icon
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
+$1.65M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.41M
5
IWN icon
iShares Russell 2000 Value ETF
IWN
+$711K

Top Sells

1
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$1.59M
2
BP icon
BP
BP
+$1.47M
3
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$642K
4
IWB icon
iShares Russell 1000 ETF
IWB
+$535K
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$468K

Sector Composition

1 Technology 5.35%
2 Financials 3.35%
3 Healthcare 3.15%
4 Consumer Discretionary 2.41%
5 Industrials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPH icon
201
Suburban Propane Partners
SPH
$1.22B
$183K 0.05%
12,323
+1,313
+12% +$21.1K
ADX icon
202
Adams Diversified Equity Fund
ADX
$3.21B
$180K 0.05%
10,411
-7,391
-42% -$124K
JPC icon
203
Nuveen Preferred & Income Opportunities Fund
JPC
$2.94B
$169K 0.04%
17,797
-13,412
-43% -$119K
ETJ
204
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$571M
$162K 0.04%
15,578
– –
SIRI icon
205
SiriusXM
SIRI
$10.5B
$161K 0.04%
2,525
+5
+0.2% +$307
RQI icon
206
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$146K 0.04%
11,807
-1,491
-11% -$17.4K
CPRX icon
207
Catalyst Pharmaceutical
CPRX
$134K 0.03%
40,000
– –
DNP icon
208
DNP Select Income Fund
DNP
$4.18B
$128K 0.03%
12,434
+194
+2% +$1.99K
FLG
209
CALL
Flagstar Bank National Association
FLG
$6.4B
$106K 0.03%
+5,000
New +$138K
F icon
210
Ford
F
$56.5B
$105K 0.03%
11,920
+1,375
+13% +$11.5K
FNKO icon
211
Funko
FNKO
$329M
$104K 0.03%
10,000
– –
GLAD icon
212
Gladstone Capital
GLAD
$456M
$94K 0.02%
5,302
+127
+2% +$2.06K
AMD icon
213
Advanced Micro Devices
AMD
$817B
– –
-3,770
Closed -$309K
DFP
214
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$430M
– –
-7,717
Closed -$211K
DG icon
215
Dollar General
DG
$28B
– –
-1,004
Closed -$210K
DON icon
216
WisdomTree US MidCap Dividend Fund
DON
$4.05B
– –
-54,830
Closed -$1.59M
JPI
217
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-9,904
Closed -$218K
5 6 7 8
9

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q4 2020 Portfolio in Review

As of Q4 2020, XML Financial held 217 positions worth $386M, up 20% from $320M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

XML Financial deployed $20.3M of net new capital in Q4 2020, opening 23 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Yield Focus ETF: 23,832 shares worth $1.79M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 5.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BP, an estimated $1.47M trimmed.

  • XML Financial's largest Q4 2020 buy was State Street SPDR Russell 1000 Yield Focus ETF: 23,832 shares worth $1.79M.
  • XML Financial added most to iShares Core Dividend Growth ETF in Q4 2020, an estimated $4.56M increase.
  • XML Financial's biggest Q4 2020 reduction was BP, cutting an estimated $1.47M.
  • XML Financial fully exited WisdomTree US MidCap Dividend Fund in Q4 2020, selling an estimated $1.59M.
  • XML Financial's ten largest holdings make up 33% of its $386M portfolio in Q4 2020.
  • XML Financial opened 23 new positions and closed 5 in Q4 2020.
  • XML Financial's portfolio value rose 20% quarter-over-quarter to $386M.

Based on XML Financial's 13F filing for Q4 2020, filed 8 Feb 2021.