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XML Financial Portfolio holdings
AUM
$1.39B
Turnover
15.79%
1-Year Est. Return
19.06%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+19.06%
3 Year Est. Return
+77.92%
5 Year Est. Return
+73.04%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$17.6M
(+1.3%)
Cap. Flow
+$20.3M
Cap. Flow % of AUM
Cap. Flow %
1.46%
Top 10 Holdings %
Top 10 Hldgs %
26.91%
Holding
494
New
47
Increased
175
Reduced
174
Closed
31
Avg Time Held
3.3
years
Top 10 Avg Time Held
3.9
years
Top 20 Avg Time Held
3.9
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Managed Municipal ETF
FMB
|
+$10.7M |
| 2 |
PIMCO Inflation PLUS Active ETF
PCPI
|
+$9.9M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$2.76M |
| 4 |
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
|
+$2.6M |
| 5 |
Vanguard Short-Term Tax-Exempt Bond ETF
VTES
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Short Duration Managed Municipal ETF
FSMB
|
+$9.5M |
| 2 |
Berkshire Hathaway Class A
BRK.A
|
+$3.03M |
| 3 |
Applied Materials
AMAT
|
+$1.97M |
| 4 |
Marvell Technology
MRVL
|
+$1.12M |
| 5 |
Microsoft
MSFT
|
+$1.12M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 64.52% |
| 2 | Technology | 11.62% |
| 3 | Financials | 5.27% |
| 4 | Healthcare | 4.35% |
| 5 | Industrials | 4.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
201
iShares US Technology ETF
IYW
$23.4B
| $878K | 0.06% |
3,315
-37
| -1% | -$9.24K |
2020 Q2
25 quarters
|
|
202
Norfolk Southern
NSC
$76.6B
| $874K | 0.06% |
2,829
-44
| -2% | -$14.6K |
2019 Q4
27 quarters
|
|
203
CrowdStrike
CRWD
$251B
| $874K | 0.06% |
3,301
+1,025
| +45% | +$218K |
2026 Q2
1 quarter
|
|
204
Monolithic Power Systems
MPWR
$64.8B
| $869K | 0.06% |
645
-456
| -41% | -$597K |
2021 Q3
20 quarters
|
|
205
Reaves Utility Income Fund
UTG
$3.2B
| $863K | 0.06% |
25,134
-225
| -0.9% | -$8.64K |
2024 Q2
9 quarters
|
|
206
Altria Group
MO
$128B
| $851K | 0.06% |
12,637
-41
| -0.3% | -$2.85K |
2019 Q4
27 quarters
|
|
207
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.35B
| $839K | 0.06% |
8,950
+5,509
| +160% | +$517K |
2026 Q2
1 quarter
|
|
208
AbCellera Biologics
ABCL
$3.95B
| $832K | 0.06% |
57,025
| – | – |
2025 Q2
5 quarters
|
|
209
CareTrust REIT
CTRE
$8.67B
| $832K | 0.06% |
22,735
+5,225
| +30% | +$209K |
2025 Q4
3 quarters
|
|
210
Emcor
EME
$31B
| $831K | 0.06% |
1,101
-26
| -2% | -$20K |
2024 Q4
7 quarters
|
|
211
nVent Electric
NVT
$20.9B
| $828K | 0.06% |
5,166
-1,000
| -16% | -$157K |
2025 Q4
3 quarters
|
|
212
Enbridge
ENB
$109B
| $828K | 0.06% |
17,809
+1,550
| +10% | +$80.1K |
2022 Q3
16 quarters
|
|
213
Mondelez International
MDLZ
$82.4B
| $822K | 0.06% |
14,222
+801
| +6% | +$49.3K |
2019 Q4
27 quarters
|
|
214
TTM Technologies
TTMI
$8.6B
| $817K | 0.06% |
6,647
+600
| +10% | +$77.1K |
2025 Q4
3 quarters
|
|
215
Vanguard Short-Term Treasury ETF
VGSH
$35.2B
| $816K | 0.06% |
14,174
+7,063
| +99% | +$409K |
2026 Q2
1 quarter
|
|
216
Energy Transfer Partners
ET
$69.4B
| $805K | 0.06% |
40,715
+379
| +0.9% | +$7.82K |
2022 Q3
16 quarters
|
|
217
General Motors
GM
$75B
| $800K | 0.06% |
10,391
+150
| +1% | +$12.5K |
2022 Q3
16 quarters
|
|
218
Brookmont Catastrophic Bond ETF
ILS
$102M
| $798K | 0.06% |
39,600
-5,700
| -13% | -$114K |
2026 Q1
2 quarters
|
|
219
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
| $784K | 0.06% |
7,750
| – | – |
2024 Q2
9 quarters
|
|
220
Targa Resources
TRGP
$64B
| $780K | 0.06% |
2,885
+300
| +12% | +$84K |
2025 Q4
3 quarters
|
|
221
State Street SPDR ICE Preferred Securities ETF
PSK
$612M
| $780K | 0.06% |
27,513
+574
| +2% | +$17.1K |
2019 Q4
27 quarters
|
|
222
iShares S&P 500 Value ETF
IVE
$50.5B
| $776K | 0.06% |
+3,398
| New | +$794K |
2026 Q3
0 quarters
|
|
223
Novartis
NVS
$301B
| $761K | 0.05% |
5,336
-40
| -0.7% | -$6.07K |
2022 Q3
16 quarters
|
|
224
iShares Core S&P US Value ETF
IUSV
$28.3B
| $758K | 0.05% |
6,873
+249
| +4% | +$28.2K |
2022 Q4
15 quarters
|
|
|
225
First Trust Short Duration Managed Municipal ETF
FSMB
$657M
| $754K | 0.05% |
38,761
-480,534
| -93% | -$9.5M |
2026 Q2
1 quarter
|
|
Similar funds
MA
1SP
TAM
XML Financial's Q3 2026 Portfolio in Review
As of Q3 2026, XML Financial held 494 positions worth $1.39B, up 1.3% from $1.37B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
XML Financial's Q3 2026 filing shows 47 new, 175 increased, 174 reduced and 31 closed positions. Its largest new stake was First Trust Managed Municipal ETF: 212,746 shares worth $10.2M. The largest sale was First Trust Short Duration Managed Municipal ETF, an estimated $9.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 63% a quarter earlier, followed by Technology and Financials.
- XML Financial's largest Q3 2026 buy was First Trust Managed Municipal ETF: 212,746 shares worth $10.2M.
- XML Financial added most to PIMCO Inflation PLUS Active ETF in Q3 2026, an estimated $9.9M increase.
- XML Financial's biggest Q3 2026 reduction was First Trust Short Duration Managed Municipal ETF, cutting an estimated $9.5M.
- XML Financial fully exited Marvell Technology in Q3 2026, selling an estimated $1.12M.
- XML Financial's ten largest holdings make up 27% of its $1.39B portfolio in Q3 2026.
- XML Financial opened 47 new positions and closed 31 in Q3 2026.
- XML Financial's portfolio value rose 1.3% quarter-over-quarter to $1.39B.
Based on XML Financial's 13F filing for Q3 2026, filed 29 Oct 2026.