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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$830M
AUM Growth
+$81.1M
Cap. Flow
+$24.2M
Cap. Flow %
2.92%
Top 10 Hldgs %
23.72%
Holding
335
New
18
Increased
166
Reduced
79
Closed
17

Top Buys

1
FMB icon
First Trust Managed Municipal ETF
FMB
+$6.26M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$4.84M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.22M
4
BEPC icon
Brookfield Renewable
BEPC
+$2.11M
5
GLD icon
SPDR Gold Trust
GLD
+$1.98M

Top Sells

1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.61M
2
IGLD icon
FT Vest Gold Strategy Target Income ETF
IGLD
+$1.91M
3
AAPL icon
Apple
AAPL
+$920K
4
BP icon
BP
BP
+$846K
5
T icon
AT&T
T
+$671K

Sector Composition

1 Technology 12.97%
2 Healthcare 8.57%
3 Financials 7.48%
4 Industrials 5.33%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EJAN icon
176
Innovator Emerging Markets Power Buffer ETF January
EJAN
$144M
$718K 0.09%
24,261
-736
-3% -$22K
FOCS
177
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$704K 0.08%
11,782
– –
AVGO icon
178
Broadcom
AVGO
$1.78T
$699K 0.08%
10,510
+1,000
+11% +$56.2K
NIE
179
Virtus Equity & Convertible Income Fund
NIE
$735M
$678K 0.08%
22,493
+1,419
+7% +$43.6K
COR icon
180
Cencora
COR
$59.9B
$670K 0.08%
5,043
-88
-2% -$10.8K
CAT icon
181
Caterpillar
CAT
$404B
$650K 0.08%
3,142
+230
+8% +$46.3K
CRM icon
182
Salesforce
CRM
$141B
$636K 0.08%
2,502
+76
+3% +$21.4K
HON icon
183
Honeywell
HON
$71.7B
$632K 0.08%
3,217
+20
+0.6% +$4.04K
REGN icon
184
Regeneron Pharmaceuticals
REGN
$71.2B
$621K 0.07%
983
-20
-2% -$12.3K
DUK icon
185
Duke Energy
DUK
$98.3B
$616K 0.07%
5,869
+246
+4% +$24.9K
RNP icon
186
Cohen & Steers REIT and Preferred and Income Fund
RNP
$994M
$605K 0.07%
21,129
+232
+1% +$6.3K
CCL icon
187
Carnival Corporation Ltd
CCL
$36.8B
$602K 0.07%
29,904
+18,858
+171% +$403K
VUG icon
188
Vanguard Growth ETF
VUG
$224B
$594K 0.07%
11,100
+198
+2% +$10.3K
WYNN icon
189
Wynn Resorts
WYNN
$10.2B
$591K 0.07%
6,953
-348
-5% -$30.8K
KMX icon
190
CarMax
KMX
$8.3B
$590K 0.07%
4,528
– –
AGCO icon
191
AGCO
AGCO
$8.35B
$577K 0.07%
4,970
+8
+0.2% +$972
ITW icon
192
Illinois Tool Works
ITW
$81.4B
$571K 0.07%
2,314
+576
+33% +$134K
PREF icon
193
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
$544K 0.07%
26,813
-507
-2% -$10.3K
NZF icon
194
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$538K 0.06%
31,466
– –
MMM icon
195
3M
MMM
$84.4B
$534K 0.06%
3,598
+122
+4% +$18.2K
NID
196
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$533K 0.06%
35,736
– –
IYW icon
197
iShares US Technology ETF
IYW
$24.4B
$529K 0.06%
4,608
-119
-3% -$13.2K
BX icon
198
Blackstone
BX
$158B
$524K 0.06%
4,052
+161
+4% +$21.5K
ENB icon
199
Enbridge
ENB
$123B
$518K 0.06%
13,266
+895
+7% +$35.9K
CSQ icon
200
Calamos Strategic Total Return Fund
CSQ
$3.28B
$513K 0.06%
26,597
– –
6 7
8
9 10

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q4 2021 Portfolio in Review

As of Q4 2021, XML Financial held 335 positions worth $830M, up 11% from $749M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

XML Financial's Q4 2021 filing shows 18 new, 166 increased, 79 reduced and 17 closed positions. Its largest new stake was First Trust Managed Municipal ETF: 110,271 shares worth $6.28M. The largest sale was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

  • XML Financial's largest Q4 2021 buy was First Trust Managed Municipal ETF: 110,271 shares worth $6.28M.
  • XML Financial added most to iShares TIPS Bond ETF in Q4 2021, an estimated $2.22M increase.
  • XML Financial's biggest Q4 2021 reduction was FT Vest Gold Strategy Target Income ETF, cutting an estimated $1.91M.
  • XML Financial fully exited State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2021, selling an estimated $4.61M.
  • XML Financial's ten largest holdings make up 24% of its $830M portfolio in Q4 2021.
  • XML Financial opened 18 new positions and closed 17 in Q4 2021.
  • XML Financial's portfolio value rose 11% quarter-over-quarter to $830M.

Based on XML Financial's 13F filing for Q4 2021, filed 1 Feb 2022.