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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$749M
AUM Growth
+$295M
Cap. Flow
+$308M
Cap. Flow %
41.1%
Top 10 Hldgs %
23.27%
Holding
320
New
94
Increased
163
Reduced
30
Closed
3

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$18.3M
2
AAPL icon
Apple
AAPL
+$13.1M
3
QCOM icon
Qualcomm
QCOM
+$12.3M
4
BAC icon
Bank of America
BAC
+$11.4M
5
CSCO icon
Cisco
CSCO
+$9.08M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$3.49M
2
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$2.59M
3
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.49M
4
BAPR icon
Innovator US Equity Buffer ETF April
BAPR
+$2.29M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.28M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 8.36%
3 Financials 8.1%
4 Industrials 5.19%
5 Communication Services 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
176
Salesforce
CRM
$140B
$658K 0.09%
2,426
+575
+31% +$146K
UAL icon
177
United Airlines
UAL
$37.5B
$641K 0.09%
13,476
+1
+0% +$47
HON icon
178
Honeywell
HON
$71.3B
$640K 0.09%
3,197
+1,795
+128% +$383K
NIE
179
Virtus Equity & Convertible Income Fund
NIE
$726M
$621K 0.08%
21,074
+47
+0.2% +$1.43K
WYNN icon
180
Wynn Resorts
WYNN
$10B
$619K 0.08%
7,301
+5,610
+332% +$554K
FOCS
181
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$617K 0.08%
11,782
– –
COR icon
182
Cencora
COR
$59.9B
$613K 0.08%
5,131
+618
+14% +$74.2K
AGCO icon
183
AGCO
AGCO
$8.35B
$608K 0.08%
4,962
+8
+0.2% +$1.05K
REGN icon
184
Regeneron Pharmaceuticals
REGN
$70.9B
$607K 0.08%
1,003
+105
+12% +$65.2K
KMX icon
185
CarMax
KMX
$8.14B
$579K 0.08%
4,528
+370
+9% +$49.2K
PREF icon
186
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
$567K 0.08%
27,320
-189
-0.7% -$3.93K
CAT icon
187
Caterpillar
CAT
$405B
$559K 0.07%
2,912
+423
+17% +$88.1K
GE icon
188
GE Aerospace
GE
$364B
$556K 0.07%
8,658
+1,967
+29% +$126K
DUK icon
189
Duke Energy
DUK
$97.5B
$549K 0.07%
5,623
+3,255
+137% +$337K
RNP icon
190
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$536K 0.07%
20,897
+1,557
+8% +$42K
ARKG icon
191
ARK Genomic Revolution ETF
ARKG
$1.61B
$530K 0.07%
7,089
– –
VUG icon
192
Vanguard Growth ETF
VUG
$221B
$527K 0.07%
10,902
+72
+0.7% +$3.58K
NZF icon
193
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$526K 0.07%
+31,466
New +$545K
NID
194
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$526K 0.07%
+35,736
New +$531K
MMM icon
195
3M
MMM
$83.4B
$510K 0.07%
3,476
+840
+32% +$136K
PTY icon
196
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$505K 0.07%
27,597
-91,593
-77% -$1.83M
ENB icon
197
Enbridge
ENB
$124B
$492K 0.07%
+12,371
New +$488K
MUI
198
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$483K 0.06%
+31,782
New +$502K
IYW icon
199
iShares US Technology ETF
IYW
$24B
$479K 0.06%
4,727
+1
+0% +$104
CSQ icon
200
Calamos Strategic Total Return Fund
CSQ
$3.24B
$471K 0.06%
+26,597
New +$490K
6 7
8
9 10

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q3 2021 Portfolio in Review

As of Q3 2021, XML Financial held 320 positions worth $749M, up 65% from $455M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

XML Financial deployed $308M of net new capital in Q3 2021, opening 94 new positions and adding to 163 existing holdings. Its largest new stake was Gladstone Commercial Corp: 334,901 shares worth $7.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $3.49M trimmed.

  • XML Financial's largest Q3 2021 buy was Gladstone Commercial Corp: 334,901 shares worth $7.04M.
  • XML Financial added most to Microsoft in Q3 2021, an estimated $18.3M increase.
  • XML Financial's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $3.49M.
  • XML Financial fully exited iShares Global Clean Energy ETF in Q3 2021, selling an estimated $244K.
  • XML Financial's ten largest holdings make up 23% of its $749M portfolio in Q3 2021.
  • XML Financial opened 94 new positions and closed 3 in Q3 2021.
  • XML Financial's portfolio value rose 65% quarter-over-quarter to $749M.

Based on XML Financial's 13F filing for Q3 2021, filed 1 Nov 2021.