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XF

XML Financial Portfolio holdings

AUM $1.37B
1-Year Est. Return 28.49%
This Fund
S&P 500
This Quarter Est. Return
+7.44%
1 Year Est. Return
+28.49%
3 Year Est. Return
+69.46%
5 Year Est. Return
+69.44%
10 Year Est. Return
–
AUM
$320M
AUM Growth
+$32.2M
Cap. Flow
+$13.7M
Cap. Flow %
4.27%
Top 10 Hldgs %
33.22%
Holding
210
New
20
Increased
88
Reduced
68
Closed
16

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.52M
2
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$1.51M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.27M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.18M
5
BND icon
Vanguard Total Bond Market
BND
+$1.07M

Top Sells

Rank Stock Value
1
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$1.29M
2
AAPL icon
Apple
AAPL
+$1.14M
3
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$848K
4
CACI icon
CACI
CACI
+$768K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$711K

Sector Composition

Rank Sector Weight
1 Miscellaneous 78.16%
2 Technology 5.41%
3 Healthcare 3.12%
4 Financials 3.1%
5 Consumer Discretionary 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADX icon
151
Adams Diversified Equity Fund
ADX
$3.24B
$289K 0.09%
17,802
-622
-3% -$9.94K
UJAN icon
152
Innovator US Equity Ultra Buffer ETF January
UJAN
$257M
$288K 0.09%
10,073
– –
IGE icon
153
iShares North American Natural Resources ETF
IGE
$770M
$286K 0.09%
14,456
-443
-3% -$9.64K
DUK icon
154
Duke Energy
DUK
$93.8B
$285K 0.09%
3,222
-106
-3% -$8.74K
WMT icon
155
Walmart Inc
WMT
$820B
$282K 0.09%
+6,057
New +$269K
IYW icon
156
iShares US Technology ETF
IYW
$25.3B
$278K 0.09%
3,696
-1,060
-22% -$77.4K
CINF icon
157
Cincinnati Financial
CINF
$26.4B
$272K 0.08%
3,487
+30
+0.9% +$2.32K
VTEB icon
158
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.6B
$272K 0.08%
+5,005
New +$273K
JPC icon
159
Nuveen Preferred & Income Opportunities Fund
JPC
$2.77B
$265K 0.08%
31,209
– –
VBK icon
160
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24B
$265K 0.08%
1,231
-4
-0.3% -$845
POCT icon
161
Innovator US Equity Power Buffer ETF October
POCT
$963M
$246K 0.08%
9,305
-2,312
-20% -$59.9K
BBAG icon
162
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.05B
$244K 0.08%
+4,364
New +$245K
CLX icon
163
Clorox
CLX
$12.4B
$242K 0.08%
1,151
– –
COST icon
164
Costco
COST
$419B
$240K 0.07%
+675
New +$227K
SCHZ icon
165
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$237K 0.07%
8,442
-950
-10% -$26.8K
NPV icon
166
Nuveen Virginia Quality Municipal Income Fund
NPV
$205M
$236K 0.07%
15,654
– –
MTB icon
167
M&T Bank
MTB
$34.3B
$230K 0.07%
2,494
-39
-2% -$3.99K
VUG icon
168
Vanguard Morningstar Growth ETF
VUG
$228B
$222K 0.07%
5,862
-1,230
-17% -$45.4K
JPI
169
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$218K 0.07%
9,904
-1,870
-16% -$41.9K
AGCO icon
170
AGCO
AGCO
$7.94B
$213K 0.07%
+2,869
New +$196K
IAE
171
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$96.1M
$213K 0.07%
26,836
-7,150
-21% -$55.9K
TOWN icon
172
Towne Bank
TOWN
$3.46B
$213K 0.07%
12,964
– –
DFP
173
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$422M
$211K 0.07%
+7,717
New +$202K
LYB icon
174
LyondellBasell Industries
LYB
$20.6B
$211K 0.07%
+3,000
New +$207K
DG icon
175
Dollar General
DG
$27.1B
$210K 0.07%
+1,004
New +$197K
5 6
7
8 9

Similar funds

PIMJS
PKO Investment Management Joint-Stock Warsaw, Poland $1.38B AUM 59.54% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.38B AUM 28.41% 1-Year Est. Return
DPI
Diversified Portfolios Inc Bloomfield Hills, Michigan $1.38B AUM 14.49% 1-Year Est. Return
OCAI
O'Connor Alternative Investments New York $1.37B AUM
CA
CGN Advisors Manhattan, Kansas $1.37B AUM 15.64% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.37B AUM 71.68% 1-Year Est. Return
MCI
McDonald Capital Investors Orinda, California $1.37B AUM 1.88% 1-Year Est. Return
CA
Crewe Advisors Salt Lake City, Utah $1.38B AUM 41.76% 1-Year Est. Return

XML Financial's Q3 2020 Portfolio in Review

As of Q3 2020, XML Financial held 210 positions worth $320M, up 11% from $288M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

XML Financial deployed $13.7M of net new capital in Q3 2020, opening 20 new positions and adding to 88 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 48,292 shares worth $1.48M.

By sector, the portfolio is most concentrated in Miscellaneous at 78% of assets, up from 77% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $1.14M trimmed.

  • XML Financial's largest Q3 2020 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 48,292 shares worth $1.48M.
  • XML Financial added most to iShares Core Dividend Growth ETF in Q3 2020, an estimated $1.52M increase.
  • XML Financial's biggest Q3 2020 reduction was Apple, cutting an estimated $1.14M.
  • XML Financial fully exited WisdomTree US SmallCap Dividend Fund in Q3 2020, selling an estimated $1.29M.
  • XML Financial's ten largest holdings make up 33% of its $320M portfolio in Q3 2020.
  • XML Financial opened 20 new positions and closed 16 in Q3 2020.
  • XML Financial's portfolio value rose 11% quarter-over-quarter to $320M.

Based on XML Financial's 13F filing for Q3 2020, filed 13 Nov 2020.