We are live on ! Find out more
XF

XML Financial Portfolio holdings

AUM $1.37B
1-Year Est. Return 28.49%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+28.49%
3 Year Est. Return
+69.46%
5 Year Est. Return
+69.44%
10 Year Est. Return
–
AUM
$830M
AUM Growth
+$81.1M
Cap. Flow
+$24.8M
Cap. Flow %
2.99%
Top 10 Hldgs %
23.72%
Holding
335
New
18
Increased
166
Reduced
79
Closed
17

Top Buys

Rank Stock Value
1
FMB icon
First Trust Managed Municipal ETF
FMB
+$6.26M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$4.84M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.22M
4
BEPC icon
Brookfield Renewable
BEPC
+$2.11M
5
GLD icon
SPDR Gold Trust
GLD
+$1.98M

Top Sells

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.61M
2
IGLD icon
FT Vest Gold Strategy Target Income ETF
IGLD
+$1.91M
3
AAPL icon
Apple
AAPL
+$920K
4
BP icon
BP
BP
+$846K
5
T icon
AT&T
T
+$671K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.18%
2 Technology 12.97%
3 Healthcare 8.57%
4 Financials 7.48%
5 Industrials 5.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
101
Enterprise Products Partners
EPD
$84.3B
$2.03M 0.25%
92,641
+2,508
+3% +$56.3K
MAV
102
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$2.03M 0.24%
175,400
-1,000
-0.6% -$11.7K
AGG icon
103
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.97M 0.24%
17,294
+1,641
+10% +$188K
EMB icon
104
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.95M 0.24%
17,906
+40
+0.2% +$4.36K
BAPR icon
105
Innovator US Equity Buffer ETF April
BAPR
$415M
$1.95M 0.23%
58,407
-305
-0.5% -$10K
UNP icon
106
Union Pacific
UNP
$183B
$1.93M 0.23%
7,670
+5
+0.1% +$1.18K
MDY icon
107
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.92M 0.23%
3,705
+47
+1% +$23.9K
EEM icon
108
iShares MSCI Emerging Markets ETF
EEM
$31.2B
$1.91M 0.23%
39,098
-1,383
-3% -$69.6K
IGLD icon
109
FT Vest Gold Strategy Target Income ETF
IGLD
$579M
$1.91M 0.23%
93,535
-95,128
-50% -$1.91M
PSEC icon
110
Prospect Capital
PSEC
$1.15B
$1.86M 0.22%
221,328
+849
+0.4% +$7.15K
PEP icon
111
PepsiCo
PEP
$193B
$1.82M 0.22%
10,468
+521
+5% +$85.1K
PG icon
112
Procter & Gamble
PG
$334B
$1.73M 0.21%
10,579
+410
+4% +$60.9K
FMN
113
Federated Hermes Premier Municipal Income Fund
FMN
$86.6M
$1.72M 0.21%
114,206
– –
XLK icon
114
State Street Technology Select Sector SPDR ETF
XLK
$121B
$1.7M 0.2%
19,566
+2,958
+18% +$244K
SPY icon
115
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$1.69M 0.2%
3,550
+79
+2% +$36.3K
TSLA icon
116
Tesla
TSLA
$1.38T
$1.67M 0.2%
4,728
-1,080
-19% -$362K
GSK icon
117
GSK
GSK
$102B
$1.61M 0.19%
29,131
+309
+1% +$16.1K
IJH icon
118
iShares Core S&P Mid-Cap ETF
IJH
$124B
$1.6M 0.19%
28,225
+485
+2% +$27K
V icon
119
Visa
V
$712B
$1.57M 0.19%
7,229
-328
-4% -$70.4K
DVY icon
120
iShares Select Dividend ETF
DVY
$23.8B
$1.55M 0.19%
12,665
-72
-0.6% -$8.58K
IQDF icon
121
Northern Trust International Quality Dividend ETF
IQDF
$1.18B
$1.55M 0.19%
60,676
+475
+0.8% +$12.2K
AMAT icon
122
Applied Materials
AMAT
$366B
$1.54M 0.19%
9,818
+441
+5% +$63.9K
BCE icon
123
BCE
BCE
$21.9B
$1.52M 0.18%
29,250
– –
USB icon
124
US Bancorp
USB
$97.3B
$1.51M 0.18%
26,934
+10,603
+65% +$627K
PSX icon
125
Phillips 66
PSX
$97.4B
$1.5M 0.18%
20,657
+3,215
+18% +$243K
3 4
5
6 7

Similar funds

PIMJS
PKO Investment Management Joint-Stock Warsaw, Poland $1.38B AUM 59.54% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.38B AUM 28.41% 1-Year Est. Return
DPI
Diversified Portfolios Inc Bloomfield Hills, Michigan $1.38B AUM 14.49% 1-Year Est. Return
OCAI
O'Connor Alternative Investments New York $1.37B AUM
CA
CGN Advisors Manhattan, Kansas $1.37B AUM 15.64% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.37B AUM 71.68% 1-Year Est. Return
MCI
McDonald Capital Investors Orinda, California $1.37B AUM 1.88% 1-Year Est. Return
CA
Crewe Advisors Salt Lake City, Utah $1.38B AUM 41.76% 1-Year Est. Return

XML Financial's Q4 2021 Portfolio in Review

As of Q4 2021, XML Financial held 335 positions worth $830M, up 11% from $749M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

XML Financial's Q4 2021 filing shows 18 new, 166 increased, 79 reduced and 17 closed positions. Its largest new stake was First Trust Managed Municipal ETF: 110,271 shares worth $6.28M. The largest sale was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $4.61M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 51% a quarter earlier, followed by Technology and Healthcare.

  • XML Financial's largest Q4 2021 buy was First Trust Managed Municipal ETF: 110,271 shares worth $6.28M.
  • XML Financial added most to iShares TIPS Bond ETF in Q4 2021, an estimated $2.22M increase.
  • XML Financial's biggest Q4 2021 reduction was FT Vest Gold Strategy Target Income ETF, cutting an estimated $1.91M.
  • XML Financial fully exited State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2021, selling an estimated $4.61M.
  • XML Financial's ten largest holdings make up 24% of its $830M portfolio in Q4 2021.
  • XML Financial opened 18 new positions and closed 17 in Q4 2021.
  • XML Financial's portfolio value rose 11% quarter-over-quarter to $830M.

Based on XML Financial's 13F filing for Q4 2021, filed 1 Feb 2022.