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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$749M
AUM Growth
+$295M
Cap. Flow
+$308M
Cap. Flow %
41.1%
Top 10 Hldgs %
23.27%
Holding
320
New
94
Increased
163
Reduced
30
Closed
3

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$18.3M
2
AAPL icon
Apple
AAPL
+$13.1M
3
QCOM icon
Qualcomm
QCOM
+$12.3M
4
BAC icon
Bank of America
BAC
+$11.4M
5
CSCO icon
Cisco
CSCO
+$9.08M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$3.49M
2
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$2.59M
3
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.49M
4
BAPR icon
Innovator US Equity Buffer ETF April
BAPR
+$2.29M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.28M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 8.36%
3 Financials 8.1%
4 Industrials 5.19%
5 Communication Services 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
101
Enterprise Products Partners
EPD
$82.6B
$1.95M 0.26%
+90,133
New +$2.05M
BAPR icon
102
Innovator US Equity Buffer ETF April
BAPR
$402M
$1.87M 0.25%
58,712
-71,198
-55% -$2.29M
GIS icon
103
General Mills
GIS
$20.3B
$1.85M 0.25%
+30,895
New +$1.83M
AGG icon
104
iShares Core US Aggregate Bond ETF
AGG
$139B
$1.8M 0.24%
15,653
+584
+4% +$67.7K
MDY icon
105
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$1.76M 0.23%
3,658
+10
+0.3% +$4.91K
FMN
106
Federated Hermes Premier Municipal Income Fund
FMN
$89.1M
$1.75M 0.23%
+114,206
New +$1.8M
PSEC icon
107
Prospect Capital
PSEC
$1.13B
$1.7M 0.23%
220,479
+4,435
+2% +$35.7K
PFF icon
108
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.69M 0.23%
43,534
+1,120
+3% +$43.9K
V icon
109
Visa
V
$682B
$1.68M 0.22%
7,557
+2,675
+55% +$627K
COF icon
110
Capital One
COF
$128B
$1.56M 0.21%
9,632
+7,688
+395% +$1.25M
IQDF icon
111
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$1.52M 0.2%
+60,201
New +$1.58M
UNP icon
112
Union Pacific
UNP
$179B
$1.5M 0.2%
7,665
+5,802
+311% +$1.25M
TSLA icon
113
Tesla
TSLA
$1.43T
$1.5M 0.2%
5,808
+1,572
+37% +$370K
PEP icon
114
PepsiCo
PEP
$187B
$1.5M 0.2%
9,947
+3,156
+46% +$489K
SPY icon
115
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.49M 0.2%
3,471
-47
-1% -$20.7K
BCE icon
116
BCE
BCE
$20.4B
$1.46M 0.2%
+29,250
New +$1.48M
DVY icon
117
iShares Select Dividend ETF
DVY
$23.8B
$1.46M 0.2%
12,737
+378
+3% +$44.2K
IJH icon
118
iShares Core S&P Mid-Cap ETF
IJH
$122B
$1.46M 0.19%
27,740
+285
+1% +$15.3K
PSK icon
119
State Street SPDR ICE Preferred Securities ETF
PSK
$702M
$1.45M 0.19%
33,418
+610
+2% +$26.7K
PG icon
120
Procter & Gamble
PG
$349B
$1.42M 0.19%
10,169
+4,858
+91% +$689K
SCHP icon
121
Schwab US TIPS ETF
SCHP
$16.5B
$1.41M 0.19%
45,120
+2,028
+5% +$64K
PM icon
122
Philip Morris
PM
$301B
$1.39M 0.19%
14,697
+1,286
+10% +$129K
CMCSA icon
123
Comcast
CMCSA
$85B
$1.38M 0.18%
24,648
+11,566
+88% +$674K
GSK icon
124
GSK
GSK
$104B
$1.38M 0.18%
+28,822
New +$1.45M
MCD icon
125
McDonald's
MCD
$190B
$1.33M 0.18%
5,518
+644
+13% +$154K
3 4
5
6 7

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q3 2021 Portfolio in Review

As of Q3 2021, XML Financial held 320 positions worth $749M, up 65% from $455M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

XML Financial deployed $308M of net new capital in Q3 2021, opening 94 new positions and adding to 163 existing holdings. Its largest new stake was Gladstone Commercial Corp: 334,901 shares worth $7.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $3.49M trimmed.

  • XML Financial's largest Q3 2021 buy was Gladstone Commercial Corp: 334,901 shares worth $7.04M.
  • XML Financial added most to Microsoft in Q3 2021, an estimated $18.3M increase.
  • XML Financial's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $3.49M.
  • XML Financial fully exited iShares Global Clean Energy ETF in Q3 2021, selling an estimated $244K.
  • XML Financial's ten largest holdings make up 23% of its $749M portfolio in Q3 2021.
  • XML Financial opened 94 new positions and closed 3 in Q3 2021.
  • XML Financial's portfolio value rose 65% quarter-over-quarter to $749M.

Based on XML Financial's 13F filing for Q3 2021, filed 1 Nov 2021.