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XF

XML Financial Portfolio holdings

AUM $1.37B
1-Year Est. Return 28.49%
This Fund
S&P 500
This Quarter Est. Return
+10.32%
1 Year Est. Return
+28.49%
3 Year Est. Return
+69.46%
5 Year Est. Return
+69.44%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$114M
Cap. Flow
+$32.3M
Cap. Flow %
3.41%
Top 10 Hldgs %
25.14%
Holding
342
New
26
Increased
175
Reduced
101
Closed
10

Top Buys

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.26M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$7.78M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.02M
5
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$1.86M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$2.83M
2
WPC icon
W.P. Carey
WPC
+$2.55M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.46M
4
MMD
NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD
+$1.9M
5
AAPL icon
Apple
AAPL
+$1.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 52.15%
2 Technology 11.75%
3 Financials 7.34%
4 Healthcare 7.05%
5 Industrials 5.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
26
iShares US Financials ETF
IYF
$4.31B
$8.75M 0.92%
102,479
+3,627
+4% +$283K
CVS icon
27
CVS Health
CVS
$119B
$8.65M 0.91%
109,487
-19
-0% -$1.35K
CORP icon
28
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.6B
$8.18M 0.86%
+84,096
New +$7.78M
MRK icon
29
Merck
MRK
$366B
$8.12M 0.86%
74,527
+2,002
+3% +$208K
MUNI icon
30
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.14B
$8.06M 0.85%
152,648
+12,132
+9% +$618K
VZ icon
31
Verizon
VZ
$208B
$7.95M 0.84%
211,003
+2,582
+1% +$91.4K
PSEC icon
32
Prospect Capital
PSEC
$1.15B
$7.95M 0.84%
1,326,672
-57,723
-4% -$332K
VTEB icon
33
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.6B
$7.8M 0.82%
152,750
+4,753
+3% +$233K
AMZN icon
34
Amazon
AMZN
$2.87T
$7.58M 0.8%
49,875
+4,484
+10% +$629K
UPS icon
35
United Parcel Service
UPS
$89.6B
$7.45M 0.79%
47,383
+582
+1% +$88K
AMGN icon
36
Amgen
AMGN
$234B
$7.31M 0.77%
25,395
+442
+2% +$120K
GOOD
37
Gladstone Commercial Corp
GOOD
$630M
$7.23M 0.76%
546,236
-19,402
-3% -$243K
UCON icon
38
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$7.22M 0.76%
291,693
+12,695
+5% +$306K
IWP icon
39
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$7.16M 0.76%
68,540
+4,547
+7% +$431K
VYM icon
40
Vanguard High Dividend Yield ETF
VYM
$82.8B
$7.08M 0.75%
63,387
+42,865
+209% +$4.5M
SPHD icon
41
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$6.95M 0.73%
163,836
-71,108
-30% -$2.83M
CVX icon
42
Chevron
CVX
$396B
$6.89M 0.73%
46,170
+3,332
+8% +$504K
IBM icon
43
IBM
IBM
$222B
$6.87M 0.72%
42,023
+93
+0.2% +$14.1K
APRQ
44
DELISTED
Innovator Preium Income 40 Barrier ETF - April
APRQ
$6.62M 0.7%
268,927
-2,419
-0.9% -$59.7K
KMI icon
45
Kinder Morgan
KMI
$70.3B
$6.6M 0.7%
373,976
+18,867
+5% +$322K
RTX icon
46
RTX Corp
RTX
$285B
$6.4M 0.67%
76,021
+3,310
+5% +$262K
GLD icon
47
SPDR Gold Trust
GLD
$149B
$6.39M 0.67%
33,449
+1,065
+3% +$195K
DOW icon
48
Dow Inc
DOW
$22B
$6.37M 0.67%
116,216
+1,473
+1% +$75.3K
INTC icon
49
Intel
INTC
$473B
$6.02M 0.63%
119,743
-906
-0.8% -$36.8K
VO icon
50
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$5.97M 0.63%
102,692
+2,296
+2% +$123K
1
2
3 4 5

Similar funds

PIMJS
PKO Investment Management Joint-Stock Warsaw, Poland $1.38B AUM 59.54% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.38B AUM 28.41% 1-Year Est. Return
DPI
Diversified Portfolios Inc Bloomfield Hills, Michigan $1.38B AUM 14.49% 1-Year Est. Return
OCAI
O'Connor Alternative Investments New York $1.37B AUM
CA
CGN Advisors Manhattan, Kansas $1.37B AUM 15.64% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.37B AUM 71.68% 1-Year Est. Return
MCI
McDonald Capital Investors Orinda, California $1.37B AUM 1.88% 1-Year Est. Return
CA
Crewe Advisors Salt Lake City, Utah $1.38B AUM 41.76% 1-Year Est. Return

XML Financial's Q4 2023 Portfolio in Review

As of Q4 2023, XML Financial held 342 positions worth $948M, up 14% from $834M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

XML Financial deployed $32.3M of net new capital in Q4 2023, opening 26 new positions and adding to 175 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 84,096 shares worth $8.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 51% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $2.83M trimmed.

  • XML Financial's largest Q4 2023 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 84,096 shares worth $8.18M.
  • XML Financial added most to iShares Russell 1000 Growth ETF in Q4 2023, an estimated $8.26M increase.
  • XML Financial's biggest Q4 2023 reduction was Invesco S&P 500 High Dividend Low Volatility ETF, cutting an estimated $2.83M.
  • XML Financial fully exited W.P. Carey in Q4 2023, selling an estimated $2.55M.
  • XML Financial's ten largest holdings make up 25% of its $948M portfolio in Q4 2023.
  • XML Financial opened 26 new positions and closed 10 in Q4 2023.
  • XML Financial's portfolio value rose 14% quarter-over-quarter to $948M.

Based on XML Financial's 13F filing for Q4 2023, filed 14 Feb 2024.