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XF

XML Financial Portfolio holdings

AUM $1.37B
1-Year Est. Return 28.49%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+28.49%
3 Year Est. Return
+69.46%
5 Year Est. Return
+69.44%
10 Year Est. Return
–
AUM
$796M
AUM Growth
+$75.6M
Cap. Flow
+$18.7M
Cap. Flow %
2.35%
Top 10 Hldgs %
20.89%
Holding
347
New
31
Increased
156
Reduced
109
Closed
17

Top Buys

Rank Stock Value
1
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$5.65M
2
PSEC icon
Prospect Capital
PSEC
+$4.19M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.29M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.05M
5
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.9M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$4.77M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$4.22M
3
MPC icon
Marathon Petroleum
MPC
+$3.5M
4
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$2.58M
5
VZ icon
Verizon
VZ
+$897K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.99%
2 Technology 9.83%
3 Healthcare 9.22%
4 Financials 7.8%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
26
Merck
MRK
$366B
$8.14M 1.02%
73,385
-363
-0.5% -$37.1K
JPM icon
27
JPMorgan Chase
JPM
$951B
$8.07M 1.01%
60,211
+1,170
+2% +$148K
GSLC icon
28
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$8.06M 1.01%
105,921
-3,526
-3% -$270K
VZ icon
29
Verizon
VZ
$208B
$8.06M 1.01%
204,641
-23,817
-10% -$897K
UPS icon
30
United Parcel Service
UPS
$89.6B
$8.02M 1.01%
46,150
+3,846
+9% +$666K
JNJ icon
31
Johnson & Johnson
JNJ
$646B
$7.74M 0.97%
43,831
+796
+2% +$137K
IVV icon
32
iShares Core S&P 500 ETF
IVV
$898B
$7.63M 0.96%
19,861
+553
+3% +$213K
VGT icon
33
Vanguard Information Technology ETF
VGT
$147B
$7.39M 0.93%
185,008
+3,024
+2% +$123K
RTX icon
34
RTX Corp
RTX
$285B
$7.23M 0.91%
71,597
+509
+0.7% +$47.9K
BMY icon
35
Bristol-Myers Squibb
BMY
$136B
$7.1M 0.89%
98,744
-346
-0.3% -$26.1K
VTEB icon
36
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.6B
$7.1M 0.89%
143,379
+3,218
+2% +$157K
IYF icon
37
iShares US Financials ETF
IYF
$4.31B
$6.96M 0.87%
92,210
-4,012
-4% -$301K
CVX icon
38
Chevron
CVX
$396B
$6.96M 0.87%
38,755
-27,354
-41% -$4.77M
PTY icon
39
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$6.63M 0.83%
552,245
+453,175
+457% +$5.65M
PSEC icon
40
Prospect Capital
PSEC
$1.15B
$6.53M 0.82%
933,994
+582,653
+166% +$4.19M
MUB icon
41
iShares National Muni Bond ETF
MUB
$45.5B
$6.52M 0.82%
61,825
-7,358
-11% -$767K
HDV
42
iShares Core High Dividend ETF
HDV
$15.2B
$6.41M 0.81%
307,610
+57,220
+23% +$1.17M
AMGN icon
43
Amgen
AMGN
$234B
$6.24M 0.78%
23,746
-183
-0.8% -$49.1K
PJUL icon
44
Innovator US Equity Power Buffer ETF July
PJUL
$1.29B
$6.07M 0.76%
201,169
-85,982
-30% -$2.58M
IBM icon
45
IBM
IBM
$222B
$5.91M 0.74%
41,915
+884
+2% +$122K
DOW icon
46
Dow Inc
DOW
$22B
$5.51M 0.69%
109,392
+3,967
+4% +$194K
TFC icon
47
Truist Financial
TFC
$61.6B
$5.48M 0.69%
127,455
+7,395
+6% +$324K
KMI icon
48
Kinder Morgan
KMI
$70.3B
$5.36M 0.67%
296,357
+17,496
+6% +$315K
IWP icon
49
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$5.3M 0.67%
63,437
+820
+1% +$69K
INFL icon
50
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.64B
$5.23M 0.66%
166,239
+483
+0.3% +$15K
1
2
3 4 5

Similar funds

PIMJS
PKO Investment Management Joint-Stock Warsaw, Poland $1.38B AUM 59.54% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.38B AUM 28.41% 1-Year Est. Return
DPI
Diversified Portfolios Inc Bloomfield Hills, Michigan $1.38B AUM 14.49% 1-Year Est. Return
OCAI
O'Connor Alternative Investments New York $1.37B AUM
CA
CGN Advisors Manhattan, Kansas $1.37B AUM 15.64% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.37B AUM 71.68% 1-Year Est. Return
MCI
McDonald Capital Investors Orinda, California $1.37B AUM 1.88% 1-Year Est. Return
CA
Crewe Advisors Salt Lake City, Utah $1.38B AUM 41.76% 1-Year Est. Return

XML Financial's Q4 2022 Portfolio in Review

As of Q4 2022, XML Financial held 347 positions worth $796M, up 10% from $720M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

XML Financial's Q4 2022 filing shows 31 new, 156 increased, 109 reduced and 17 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 28,226 shares worth $2.29M. The largest sale was Chevron, an estimated $4.77M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 50% a quarter earlier, followed by Technology and Healthcare.

  • XML Financial's largest Q4 2022 buy was iShares 1-3 Year Treasury Bond ETF: 28,226 shares worth $2.29M.
  • XML Financial added most to PIMCO Corporate & Income Opportunity Fund in Q4 2022, an estimated $5.65M increase.
  • XML Financial's biggest Q4 2022 reduction was Chevron, cutting an estimated $4.77M.
  • XML Financial fully exited Spirit Airlines, Inc. in Q4 2022, selling an estimated $394K.
  • XML Financial's ten largest holdings make up 21% of its $796M portfolio in Q4 2022.
  • XML Financial opened 31 new positions and closed 17 in Q4 2022.
  • XML Financial's portfolio value rose 10% quarter-over-quarter to $796M.

Based on XML Financial's 13F filing for Q4 2022, filed 10 Feb 2023.