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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$749M
AUM Growth
+$295M
Cap. Flow
+$308M
Cap. Flow %
41.1%
Top 10 Hldgs %
23.27%
Holding
320
New
94
Increased
163
Reduced
30
Closed
3

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$18.3M
2
AAPL icon
Apple
AAPL
+$13.1M
3
QCOM icon
Qualcomm
QCOM
+$12.3M
4
BAC icon
Bank of America
BAC
+$11.4M
5
CSCO icon
Cisco
CSCO
+$9.08M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$3.49M
2
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$2.59M
3
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.49M
4
BAPR icon
Innovator US Equity Buffer ETF April
BAPR
+$2.29M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.28M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 8.36%
3 Financials 8.1%
4 Industrials 5.19%
5 Communication Services 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$912B
$7.46M 1%
45,576
+29,395
+182% +$4.61M
ARKK icon
27
ARK Innovation ETF
ARKK
$6.15B
$7.42M 0.99%
67,086
-8,713
-11% -$1.05M
UPS icon
28
United Parcel Service
UPS
$99.6B
$7.27M 0.97%
39,925
+38,953
+4,008% +$7.69M
PFE icon
29
Pfizer
PFE
$143B
$7.06M 0.94%
164,142
+143,349
+689% +$6.35M
GOOD
30
Gladstone Commercial Corp
GOOD
$638M
$7.04M 0.94%
+334,901
New +$7.51M
JNJ icon
31
Johnson & Johnson
JNJ
$602B
$6.85M 0.91%
42,434
+27,705
+188% +$4.73M
C icon
32
Citigroup
C
$221B
$6.85M 0.91%
+97,588
New +$6.82M
K
33
DELISTED
Kellanova
K
$6.68M 0.89%
+111,259
New +$6.67M
VYM icon
34
Vanguard High Dividend Yield ETF
VYM
$80B
$6.64M 0.89%
64,253
+2,362
+4% +$250K
TFC icon
35
Truist Financial
TFC
$66.3B
$6.36M 0.85%
108,364
+103,727
+2,237% +$5.8M
IVV icon
36
iShares Core S&P 500 ETF
IVV
$881B
$6.15M 0.82%
14,276
+482
+3% +$214K
RTX icon
37
RTX Corp
RTX
$262B
$6.07M 0.81%
70,606
+56,624
+405% +$4.84M
IWP icon
38
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$5.93M 0.79%
52,879
+2,859
+6% +$329K
BMY icon
39
Bristol-Myers Squibb
BMY
$124B
$5.57M 0.74%
+94,146
New +$6.2M
IBM icon
40
IBM
IBM
$206B
$5.54M 0.74%
41,690
+38,554
+1,229% +$5.15M
ABBV icon
41
AbbVie
ABBV
$449B
$5.44M 0.73%
50,442
+43,492
+626% +$4.97M
MRK icon
42
Merck
MRK
$315B
$5.4M 0.72%
71,940
+57,907
+413% +$4.4M
VGT icon
43
Vanguard Information Technology ETF
VGT
$139B
$5.39M 0.72%
107,376
+9,648
+10% +$500K
VOT icon
44
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$5.34M 0.71%
22,589
+9,887
+78% +$2.39M
AMGN icon
45
Amgen
AMGN
$201B
$5.05M 0.67%
23,758
+22,013
+1,261% +$5.07M
INFL icon
46
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.47B
$4.95M 0.66%
169,653
+21,609
+15% +$646K
BTT icon
47
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$4.88M 0.65%
+191,085
New +$5.01M
TIP icon
48
iShares TIPS Bond ETF
TIP
$14.5B
$4.83M 0.64%
37,837
+2,565
+7% +$331K
SPLV icon
49
Invesco S&P 500 Low Volatility ETF
SPLV
$7.19B
$4.68M 0.62%
76,913
+6,365
+9% +$401K
RWO icon
50
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$4.66M 0.62%
91,261
+2,895
+3% +$154K
1
2
3 4 5

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WTA
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WAM
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CA
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HTHT
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BCP
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QI
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SPC
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XML Financial's Q3 2021 Portfolio in Review

As of Q3 2021, XML Financial held 320 positions worth $749M, up 65% from $455M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

XML Financial deployed $308M of net new capital in Q3 2021, opening 94 new positions and adding to 163 existing holdings. Its largest new stake was Gladstone Commercial Corp: 334,901 shares worth $7.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $3.49M trimmed.

  • XML Financial's largest Q3 2021 buy was Gladstone Commercial Corp: 334,901 shares worth $7.04M.
  • XML Financial added most to Microsoft in Q3 2021, an estimated $18.3M increase.
  • XML Financial's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $3.49M.
  • XML Financial fully exited iShares Global Clean Energy ETF in Q3 2021, selling an estimated $244K.
  • XML Financial's ten largest holdings make up 23% of its $749M portfolio in Q3 2021.
  • XML Financial opened 94 new positions and closed 3 in Q3 2021.
  • XML Financial's portfolio value rose 65% quarter-over-quarter to $749M.

Based on XML Financial's 13F filing for Q3 2021, filed 1 Nov 2021.