We are live on ! Find out more
XF

XML Financial Portfolio holdings

AUM $1.37B
1-Year Est. Return 28.49%
This Fund
S&P 500
This Quarter Est. Return
+8.92%
1 Year Est. Return
+28.49%
3 Year Est. Return
+69.46%
5 Year Est. Return
+69.44%
10 Year Est. Return
–
AUM
$1.23B
AUM Growth
+$72.7M
Cap. Flow
-$164K
Cap. Flow %
-0.01%
Top 10 Hldgs %
26.52%
Holding
426
New
33
Increased
138
Reduced
158
Closed
34

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$20M
2
QDIV icon
Global X S&P 500 Quality Dividend ETF
QDIV
+$5.45M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$4.67M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$3.4M
5
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$1.42M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$21.6M
2
MUNI icon
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
+$10.4M
3
DJIA icon
Global X Dow 30 Covered Call ETF
DJIA
+$5.7M
4
GLD icon
SPDR Gold Trust
GLD
+$1.05M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$719K

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.53%
2 Technology 10.98%
3 Financials 6.55%
4 Industrials 4.92%
5 Healthcare 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRX
376
DELISTED
Catalyst Pharmaceutical
CPRX
$197K 0.02%
10,000
– –
LUCD icon
377
Lucid Diagnostics
LUCD
$189M
$181K 0.01%
178,795
– –
RFMZ
378
RiverNorth Flexible Municipal Income Fund II
RFMZ
$320M
$170K 0.01%
+13,000
New +$165K
DNP icon
379
DNP Select Income Fund
DNP
$4.14B
$161K 0.01%
16,073
+298
+2% +$2.93K
RMI
380
RiverNorth Opportunistic Municipal Income Fund
RMI
$96.6M
$154K 0.01%
10,500
-3,000
-22% -$42.5K
RQI icon
381
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
$151K 0.01%
12,100
+1,420
+13% +$17.6K
CHW
382
Calamos Global Dynamic Income Fund
CHW
$545M
$130K 0.01%
17,200
– –
RITM icon
383
Rithm Capital
RITM
$5.63B
$120K 0.01%
+10,500
New +$127K
IAE
384
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$96.1M
$117K 0.01%
15,551
– –
BP icon
385
BP
BP
$109B
$106K 0.01%
+3,077
New +$103K
BP icon
386
CALL
BP
BP
$109B
$103K 0.01%
+3,000
New +$100K
COMP icon
387
Compass
COMP
$8.42B
$89.8K 0.01%
11,185
– –
MGNX icon
388
MacroGenics
MGNX
$263M
$54.3K ﹤0.01%
32,336
– –
FNKO icon
389
Funko
FNKO
$398M
$48.2K ﹤0.01%
14,000
– –
IOVA icon
390
Iovance Biotherapeutics
IOVA
$3.63B
$27.1K ﹤0.01%
12,500
-10,500
-46% -$24.8K
HRTX icon
391
Heron Therapeutics
HRTX
$62M
$12.6K ﹤0.01%
10,000
– –
PAVM icon
392
PAVmed
PAVM
$39.3M
$4.34K ﹤0.01%
336
– –
AMD icon
393
CALL
Advanced Micro Devices
AMD
$760B
– –
-700
Closed -$99.3K
AMZN icon
394
CALL
Amazon
AMZN
$2.87T
– –
-200
Closed -$43.9K
ARHS icon
395
Arhaus
ARHS
$1.27B
– –
-17,941
Closed -$156K
AROC icon
396
Archrock
AROC
$5.48B
– –
-8,150
Closed -$202K
AVGO icon
397
CALL
Broadcom
AVGO
$1.75T
– –
-200
Closed -$55.1K
BAC icon
398
CALL
Bank of America
BAC
$436B
– –
-2,000
Closed -$94.6K
BND icon
399
Vanguard Total Bond Market
BND
$161B
– –
-293,210
Closed -$21.6M
CRS icon
400
CALL
Carpenter Technology
CRS
$23.6B
– –
-9,000
Closed -$2.49M
14 15
16
17 18

Similar funds

PIMJS
PKO Investment Management Joint-Stock Warsaw, Poland $1.38B AUM 59.54% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.38B AUM 28.41% 1-Year Est. Return
DPI
Diversified Portfolios Inc Bloomfield Hills, Michigan $1.38B AUM 14.49% 1-Year Est. Return
OCAI
O'Connor Alternative Investments New York $1.37B AUM
CA
CGN Advisors Manhattan, Kansas $1.37B AUM 15.64% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.37B AUM 71.68% 1-Year Est. Return
MCI
McDonald Capital Investors Orinda, California $1.37B AUM 1.88% 1-Year Est. Return
CA
Crewe Advisors Salt Lake City, Utah $1.38B AUM 41.76% 1-Year Est. Return

XML Financial's Q3 2025 Portfolio in Review

As of Q3 2025, XML Financial held 426 positions worth $1.23B, up 6.3% from $1.16B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

XML Financial's Q3 2025 filing shows 33 new, 138 increased, 158 reduced and 34 closed positions. Its largest new stake was Vanguard Short-Term Bond ETF: 254,418 shares worth $20.1M. The largest sale was Vanguard Total Bond Market, an estimated $21.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Financials.

  • XML Financial's largest Q3 2025 buy was Vanguard Short-Term Bond ETF: 254,418 shares worth $20.1M.
  • XML Financial added most to iShares Short-Term National Muni Bond ETF in Q3 2025, an estimated $4.67M increase.
  • XML Financial's biggest Q3 2025 reduction was PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund, cutting an estimated $10.4M.
  • XML Financial fully exited Vanguard Total Bond Market in Q3 2025, selling an estimated $21.6M.
  • XML Financial's ten largest holdings make up 27% of its $1.23B portfolio in Q3 2025.
  • XML Financial opened 33 new positions and closed 34 in Q3 2025.
  • XML Financial's portfolio value rose 6.3% quarter-over-quarter to $1.23B.

Based on XML Financial's 13F filing for Q3 2025, filed 20 Oct 2025.