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XF

XML Financial Portfolio holdings

AUM $1.37B
1-Year Est. Return 28.49%
This Fund
S&P 500
This Quarter Est. Return
+10.32%
1 Year Est. Return
+28.49%
3 Year Est. Return
+69.46%
5 Year Est. Return
+69.44%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$114M
Cap. Flow
+$32.3M
Cap. Flow %
3.41%
Top 10 Hldgs %
25.14%
Holding
342
New
26
Increased
175
Reduced
101
Closed
10

Top Buys

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.26M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$7.78M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.02M
5
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$1.86M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$2.83M
2
WPC icon
W.P. Carey
WPC
+$2.55M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.46M
4
MMD
NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD
+$1.9M
5
AAPL icon
Apple
AAPL
+$1.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 52.15%
2 Technology 11.75%
3 Financials 7.34%
4 Healthcare 7.05%
5 Industrials 5.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNKO icon
326
Funko
FNKO
$398M
$92.8K 0.01%
12,000
– –
LEO
327
BNY Mellon Strategic Municipals
LEO
$386M
$87.9K 0.01%
15,000
-29,000
-66% -$159K
SIRI icon
328
SiriusXM
SIRI
$9.62B
$78.6K 0.01%
1,438
+7
+0.5% +$336
MMT
329
Aberdeen Multi-Market Income Fund
MMT
$243M
$64.2K 0.01%
14,120
– –
PAVM icon
330
PAVmed
PAVM
$39.3M
$42.6K ﹤0.01%
344
– –
ATAI icon
331
AtaiBeckley Inc
ATAI
$2.7B
$38.7K ﹤0.01%
27,457
– –
HRTX icon
332
Heron Therapeutics
HRTX
$62M
$17K ﹤0.01%
+10,000
New +$11K
EVN
333
Eaton Vance Municipal Income Trust
EVN
$426M
– –
-36,500
Closed -$325K
GTES icon
334
Gates Industrial Corp
GTES
$6.55B
– –
-22,750
Closed -$264K
HUM icon
335
Humana
HUM
$46.3B
– –
-500
Closed -$243K
KMX icon
336
CarMax
KMX
$8.81B
– –
-6,263
Closed -$443K
LUMN icon
337
Lumen
LUMN
$6.23B
– –
-10,315
Closed -$14.6K
MHI
338
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-41,102
Closed -$297K
NOBL icon
339
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-7,586
Closed -$336K
RFMZ
340
RiverNorth Flexible Municipal Income Fund II
RFMZ
$320M
– –
-11,500
Closed -$142K
WPC icon
341
W.P. Carey
WPC
$16.1B
– –
-48,193
Closed -$2.55M
ENG
342
DELISTED
ENGlobal Corp
ENG
– –
-3,765
Closed -$10.2K
10 11 12 13
14

Similar funds

PIMJS
PKO Investment Management Joint-Stock Warsaw, Poland $1.38B AUM 59.54% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.38B AUM 28.41% 1-Year Est. Return
DPI
Diversified Portfolios Inc Bloomfield Hills, Michigan $1.38B AUM 14.49% 1-Year Est. Return
OCAI
O'Connor Alternative Investments New York $1.37B AUM
CA
CGN Advisors Manhattan, Kansas $1.37B AUM 15.64% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.37B AUM 71.68% 1-Year Est. Return
MCI
McDonald Capital Investors Orinda, California $1.37B AUM 1.88% 1-Year Est. Return
CA
Crewe Advisors Salt Lake City, Utah $1.38B AUM 41.76% 1-Year Est. Return

XML Financial's Q4 2023 Portfolio in Review

As of Q4 2023, XML Financial held 342 positions worth $948M, up 14% from $834M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

XML Financial deployed $32.3M of net new capital in Q4 2023, opening 26 new positions and adding to 175 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 84,096 shares worth $8.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 51% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $2.83M trimmed.

  • XML Financial's largest Q4 2023 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 84,096 shares worth $8.18M.
  • XML Financial added most to iShares Russell 1000 Growth ETF in Q4 2023, an estimated $8.26M increase.
  • XML Financial's biggest Q4 2023 reduction was Invesco S&P 500 High Dividend Low Volatility ETF, cutting an estimated $2.83M.
  • XML Financial fully exited W.P. Carey in Q4 2023, selling an estimated $2.55M.
  • XML Financial's ten largest holdings make up 25% of its $948M portfolio in Q4 2023.
  • XML Financial opened 26 new positions and closed 10 in Q4 2023.
  • XML Financial's portfolio value rose 14% quarter-over-quarter to $948M.

Based on XML Financial's 13F filing for Q4 2023, filed 14 Feb 2024.