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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
-3.88%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$834M
AUM Growth
-$30.1M
Cap. Flow
+$7.71M
Cap. Flow %
0.92%
Top 10 Hldgs %
24.13%
Holding
348
New
7
Increased
146
Reduced
125
Closed
32

Top Buys

1
MUNI icon
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
+$6.93M
2
APRQ
Innovator Preium Income 40 Barrier ETF - April
APRQ
+$6.7M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$6.57M
4
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$5.28M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$5.15M

Top Sells

1
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$7.62M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$6.9M
3
MUB icon
iShares National Muni Bond ETF
MUB
+$6.3M
4
HDV
iShares Core High Dividend ETF
HDV
+$6.22M
5
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$3.87M

Sector Composition

1 Technology 11.41%
2 Healthcare 7.76%
3 Financials 7.52%
4 Industrials 5.82%
5 Energy 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
326
Iron Mountain
IRM
$36.2B
– –
-4,468
Closed -$254K
KMB icon
327
Kimberly-Clark
KMB
$36.2B
– –
-1,585
Closed -$219K
LUV icon
328
Southwest Airlines
LUV
$24.2B
– –
-16,766
Closed -$607K
LVS icon
329
Las Vegas Sands
LVS
$30.3B
– –
-3,976
Closed -$231K
MGK icon
330
Vanguard Mega Cap Growth ETF
MGK
$33.2B
– –
-5,170
Closed -$243K
NBH
331
Neuberger Municipal Fund Inc
NBH
$310M
– –
-12,250
Closed -$126K
NIE
332
Virtus Equity & Convertible Income Fund
NIE
$735M
– –
-11,641
Closed -$246K
NKE icon
333
Nike
NKE
$66.1B
– –
-1,854
Closed -$205K
NMT icon
334
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$129M
– –
-10,000
Closed -$104K
RNP icon
335
Cohen & Steers REIT and Preferred and Income Fund
RNP
$994M
– –
-11,329
Closed -$215K
SCHZ icon
336
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-12,328
Closed -$285K
SHM icon
337
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-6,699
Closed -$315K
SMB icon
338
VanEck Short Muni ETF
SMB
$312M
– –
-14,608
Closed -$246K
SPIB icon
339
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-8,494
Closed -$273K
SUB icon
340
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
– –
-6,891
Closed -$717K
SYY icon
341
Sysco
SYY
$39.3B
– –
-5,215
Closed -$387K
VCSH icon
342
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
– –
-2,761
Closed -$209K
VKQ icon
343
Invesco Municipal Trust
VKQ
$551M
– –
-11,880
Closed -$112K
VTIP icon
344
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
– –
-5,358
Closed -$254K
XLE icon
345
State Street Energy Select Sector SPDR ETF
XLE
$37.8B
– –
-6,508
Closed -$264K
XLP icon
346
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
– –
-5,212
Closed -$387K
FOCS
347
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-11,781
Closed -$619K
BGRYW
348
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
– –
-20,000
Closed -$6.7K
10 11 12 13
14

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q3 2023 Portfolio in Review

As of Q3 2023, XML Financial held 348 positions worth $834M, down 3.5% from $864M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

XML Financial's Q3 2023 filing shows 7 new, 146 increased, 125 reduced and 32 closed positions. Its largest new stake was Innovator Preium Income 40 Barrier ETF - April: 271,346 shares worth $6.64M. The largest sale was Franklin US Low Volatility High Dividend Index ETF, an estimated $7.62M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • XML Financial's largest Q3 2023 buy was Innovator Preium Income 40 Barrier ETF - April: 271,346 shares worth $6.64M.
  • XML Financial added most to PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund in Q3 2023, an estimated $6.93M increase.
  • XML Financial's biggest Q3 2023 reduction was Franklin US Low Volatility High Dividend Index ETF, cutting an estimated $7.62M.
  • XML Financial fully exited iShares Core High Dividend ETF in Q3 2023, selling an estimated $6.22M.
  • XML Financial's ten largest holdings make up 24% of its $834M portfolio in Q3 2023.
  • XML Financial opened 7 new positions and closed 32 in Q3 2023.
  • XML Financial's portfolio value fell 3.5% quarter-over-quarter to $834M.

Based on XML Financial's 13F filing for Q3 2023, filed 6 Nov 2023.