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XF

XML Financial Portfolio holdings

AUM $1.37B
1-Year Est. Return 28.49%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+28.49%
3 Year Est. Return
+69.46%
5 Year Est. Return
+69.44%
10 Year Est. Return
–
AUM
$796M
AUM Growth
+$75.6M
Cap. Flow
+$18.7M
Cap. Flow %
2.35%
Top 10 Hldgs %
20.89%
Holding
347
New
31
Increased
156
Reduced
109
Closed
17

Top Buys

Rank Stock Value
1
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$5.65M
2
PSEC icon
Prospect Capital
PSEC
+$4.19M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.29M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.05M
5
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.9M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$4.77M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$4.22M
3
MPC icon
Marathon Petroleum
MPC
+$3.5M
4
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$2.58M
5
VZ icon
Verizon
VZ
+$897K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.99%
2 Technology 9.83%
3 Healthcare 9.22%
4 Financials 7.8%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHF
326
Western Asset Municipal High Income Fund
MHF
$152M
$94.4K 0.01%
+14,799
New +$94.6K
PAVM icon
327
PAVmed
PAVM
$39.3M
$72.5K 0.01%
336
-4
-1% -$1.51K
MMT
328
Aberdeen Multi-Market Income Fund
MMT
$243M
$67.8K 0.01%
15,030
– –
ENG
329
DELISTED
ENGlobal Corp
ENG
$23.4K ﹤0.01%
3,765
– –
BGRYW
330
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$1.2K ﹤0.01%
20,000
– –
BMAR icon
331
Innovator US Equity Buffer ETF March
BMAR
$261M
– –
-8,361
Closed -$252K
CCL icon
332
Carnival Corporation Ltd
CCL
$33.9B
– –
-26,034
Closed -$183K
IEFA icon
333
iShares Core MSCI EAFE ETF
IEFA
$195B
– –
-4,790
Closed -$252K
ILPT
334
Industrial Logistics Properties Trust
ILPT
$557M
– –
-24,250
Closed -$133K
IVE icon
335
iShares S&P 500 Value ETF
IVE
$50.2B
– –
-2,165
Closed -$278K
JBLU icon
336
JetBlue
JBLU
$1.81B
– –
-19,681
Closed -$130K
JPC icon
337
Nuveen Preferred & Income Opportunities Fund
JPC
$2.77B
– –
-11,199
Closed -$78K
LUMN icon
338
Lumen
LUMN
$6.23B
– –
-18,735
Closed -$136K
MGK icon
339
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.6B
– –
-8,080
Closed -$282K
NCLH icon
340
Norwegian Cruise Line
NCLH
$7.65B
– –
-13,546
Closed -$154K
UA icon
341
Under Armour Class C
UA
$2.12B
– –
-13,314
Closed -$79K
VBK icon
342
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24B
– –
-1,808
Closed -$353K
VCSH icon
343
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
– –
-2,727
Closed -$203K
VEU icon
344
Vanguard FTSE All-World ex-US ETF
VEU
$70.4B
– –
-6,520
Closed -$289K
VMO icon
345
Invesco Municipal Opportunity Trust
VMO
$657M
– –
-19,736
Closed -$180K
VPV icon
346
Invesco Pennsylvania Value Municipal Income Trust
VPV
$202M
– –
-10,152
Closed -$98K
SAVE
347
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-20,955
Closed -$394K
10 11 12 13
14

Similar funds

PIMJS
PKO Investment Management Joint-Stock Warsaw, Poland $1.38B AUM 59.54% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.38B AUM 28.41% 1-Year Est. Return
DPI
Diversified Portfolios Inc Bloomfield Hills, Michigan $1.38B AUM 14.49% 1-Year Est. Return
OCAI
O'Connor Alternative Investments New York $1.37B AUM
CA
CGN Advisors Manhattan, Kansas $1.37B AUM 15.64% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.37B AUM 71.68% 1-Year Est. Return
MCI
McDonald Capital Investors Orinda, California $1.37B AUM 1.88% 1-Year Est. Return
CA
Crewe Advisors Salt Lake City, Utah $1.38B AUM 41.76% 1-Year Est. Return

XML Financial's Q4 2022 Portfolio in Review

As of Q4 2022, XML Financial held 347 positions worth $796M, up 10% from $720M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

XML Financial's Q4 2022 filing shows 31 new, 156 increased, 109 reduced and 17 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 28,226 shares worth $2.29M. The largest sale was Chevron, an estimated $4.77M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 50% a quarter earlier, followed by Technology and Healthcare.

  • XML Financial's largest Q4 2022 buy was iShares 1-3 Year Treasury Bond ETF: 28,226 shares worth $2.29M.
  • XML Financial added most to PIMCO Corporate & Income Opportunity Fund in Q4 2022, an estimated $5.65M increase.
  • XML Financial's biggest Q4 2022 reduction was Chevron, cutting an estimated $4.77M.
  • XML Financial fully exited Spirit Airlines, Inc. in Q4 2022, selling an estimated $394K.
  • XML Financial's ten largest holdings make up 21% of its $796M portfolio in Q4 2022.
  • XML Financial opened 31 new positions and closed 17 in Q4 2022.
  • XML Financial's portfolio value rose 10% quarter-over-quarter to $796M.

Based on XML Financial's 13F filing for Q4 2022, filed 10 Feb 2023.