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XF

XML Financial Portfolio holdings

AUM $1.37B
1-Year Est. Return 28.49%
This Fund
S&P 500
This Quarter Est. Return
-6.36%
1 Year Est. Return
+28.49%
3 Year Est. Return
+69.46%
5 Year Est. Return
+69.44%
10 Year Est. Return
–
AUM
$720M
AUM Growth
+$278M
Cap. Flow
+$338M
Cap. Flow %
46.86%
Top 10 Hldgs %
21.59%
Holding
327
New
96
Increased
164
Reduced
27
Closed
11

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$15.2M
2
QCOM icon
Qualcomm
QCOM
+$12.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$12.4M
4
AAPL icon
Apple
AAPL
+$11.9M
5
GOOD
Gladstone Commercial Corp
GOOD
+$9.98M

Top Sells

Rank Stock Value
1
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$10.8M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.2M
3
RGEN icon
Repligen
RGEN
+$2.53M
4
IQDF icon
Northern Trust International Quality Dividend ETF
IQDF
+$1.37M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.33M

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.17%
2 Technology 10.41%
3 Healthcare 9%
4 Financials 6.99%
5 Industrials 5.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUB icon
326
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
– –
-3,781
Closed -$396K
TMO icon
327
Thermo Fisher Scientific
TMO
$230B
– –
-412
Closed -$224K
10 11 12 13
14

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AIM
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DPI
Diversified Portfolios Inc Bloomfield Hills, Michigan $1.38B AUM 14.49% 1-Year Est. Return
OCAI
O'Connor Alternative Investments New York $1.37B AUM
CA
CGN Advisors Manhattan, Kansas $1.37B AUM 15.64% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.37B AUM 71.68% 1-Year Est. Return
MCI
McDonald Capital Investors Orinda, California $1.37B AUM 1.88% 1-Year Est. Return
CA
Crewe Advisors Salt Lake City, Utah $1.38B AUM 41.76% 1-Year Est. Return

XML Financial's Q3 2022 Portfolio in Review

As of Q3 2022, XML Financial held 327 positions worth $720M, up 63% from $442M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

XML Financial deployed $338M of net new capital in Q3 2022, opening 96 new positions and adding to 164 existing holdings. Its largest new stake was Gladstone Commercial Corp: 524,207 shares worth $8.13M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 76% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $10.2M trimmed.

  • XML Financial's largest Q3 2022 buy was Gladstone Commercial Corp: 524,207 shares worth $8.13M.
  • XML Financial added most to Microsoft in Q3 2022, an estimated $15.2M increase.
  • XML Financial's biggest Q3 2022 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $10.2M.
  • XML Financial fully exited Innovator US Equity Power Buffer ETF February in Q3 2022, selling an estimated $10.8M.
  • XML Financial's ten largest holdings make up 22% of its $720M portfolio in Q3 2022.
  • XML Financial opened 96 new positions and closed 11 in Q3 2022.
  • XML Financial's portfolio value rose 63% quarter-over-quarter to $720M.

Based on XML Financial's 13F filing for Q3 2022, filed 4 Nov 2022.