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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$830M
AUM Growth
+$81.1M
Cap. Flow
+$24.2M
Cap. Flow %
2.92%
Top 10 Hldgs %
23.72%
Holding
335
New
18
Increased
166
Reduced
79
Closed
17

Top Buys

1
FMB icon
First Trust Managed Municipal ETF
FMB
+$6.26M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$4.84M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.22M
4
BEPC icon
Brookfield Renewable
BEPC
+$2.11M
5
GLD icon
SPDR Gold Trust
GLD
+$1.98M

Top Sells

1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.61M
2
IGLD icon
FT Vest Gold Strategy Target Income ETF
IGLD
+$1.91M
3
AAPL icon
Apple
AAPL
+$920K
4
BP icon
BP
BP
+$846K
5
T icon
AT&T
T
+$671K

Sector Composition

1 Technology 12.97%
2 Healthcare 8.57%
3 Financials 7.48%
4 Industrials 5.33%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSCH icon
301
Invesco S&P SmallCap Health Care ETF
PSCH
$163M
$208K 0.03%
3,471
+111
+3% +$6.66K
AXP icon
302
American Express
AXP
$247B
$202K 0.02%
1,233
+1
+0.1% +$171
CLX icon
303
Clorox
CLX
$11.9B
$201K 0.02%
+1,153
New +$192K
RMI
304
RiverNorth Opportunistic Municipal Income Fund
RMI
$101M
$201K 0.02%
+9,000
New +$203K
FNKO icon
305
Funko
FNKO
$329M
$188K 0.02%
10,000
– –
NBH
306
Neuberger Municipal Fund Inc
NBH
$310M
$188K 0.02%
12,250
– –
CHW
307
Calamos Global Dynamic Income Fund
CHW
$559M
$184K 0.02%
18,450
+1,250
+7% +$12.6K
JPC icon
308
Nuveen Preferred & Income Opportunities Fund
JPC
$2.94B
$174K 0.02%
17,797
– –
ETJ
309
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$571M
$167K 0.02%
15,578
– –
NUV icon
310
Nuveen Municipal Value Fund
NUV
$1.93B
$155K 0.02%
14,889
– –
DNP icon
311
DNP Select Income Fund
DNP
$4.18B
$137K 0.02%
12,643
+208
+2% +$2.25K
PRTS icon
312
CarParts.com
PRTS
$43.4M
$134K 0.02%
1,200
– –
GLAD icon
313
Gladstone Capital
GLAD
$456M
$132K 0.02%
5,693
+95
+2% +$2.2K
MHF
314
Western Asset Municipal High Income Fund
MHF
$155M
$124K 0.01%
15,499
– –
DSM
315
BNY Mellon Strategic Municipal Bond Fund
DSM
$299M
$119K 0.01%
14,250
– –
SIRI icon
316
SiriusXM
SIRI
$10.5B
$94K 0.01%
1,480
-1,041
-41% -$65.1K
LEO
317
BNY Mellon Strategic Municipals
LEO
$399M
$85K 0.01%
10,000
– –
BGRYW
318
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$9K ﹤0.01%
10,000
– –
AMWL icon
319
American Well
AMWL
$183M
– –
-2,107
Closed -$384K
BA icon
320
CALL
Boeing
BA
$169B
– –
-800
Closed -$176K
CVX icon
321
CALL
Chevron
CVX
$366B
– –
-500
Closed -$51K
LTRYW icon
322
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$1.02K
– –
-14,000
Closed -$28K
MA icon
323
Mastercard
MA
$487B
– –
-577
Closed -$201K
PENN icon
324
PENN Entertainment
PENN
$2.85B
– –
-3,008
Closed -$218K
PYPL icon
325
PayPal
PYPL
$50B
– –
-1,002
Closed -$261K
10 11 12
13
14

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q4 2021 Portfolio in Review

As of Q4 2021, XML Financial held 335 positions worth $830M, up 11% from $749M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

XML Financial's Q4 2021 filing shows 18 new, 166 increased, 79 reduced and 17 closed positions. Its largest new stake was First Trust Managed Municipal ETF: 110,271 shares worth $6.28M. The largest sale was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

  • XML Financial's largest Q4 2021 buy was First Trust Managed Municipal ETF: 110,271 shares worth $6.28M.
  • XML Financial added most to iShares TIPS Bond ETF in Q4 2021, an estimated $2.22M increase.
  • XML Financial's biggest Q4 2021 reduction was FT Vest Gold Strategy Target Income ETF, cutting an estimated $1.91M.
  • XML Financial fully exited State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2021, selling an estimated $4.61M.
  • XML Financial's ten largest holdings make up 24% of its $830M portfolio in Q4 2021.
  • XML Financial opened 18 new positions and closed 17 in Q4 2021.
  • XML Financial's portfolio value rose 11% quarter-over-quarter to $830M.

Based on XML Financial's 13F filing for Q4 2021, filed 1 Feb 2022.