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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$749M
AUM Growth
+$295M
Cap. Flow
+$308M
Cap. Flow %
41.1%
Top 10 Hldgs %
23.27%
Holding
320
New
94
Increased
163
Reduced
30
Closed
3

Top Buys

1
MSFT icon
Microsoft
MSFT
+$18.3M
2
AAPL icon
Apple
AAPL
+$13.1M
3
QCOM icon
Qualcomm
QCOM
+$12.3M
4
BAC icon
Bank of America
BAC
+$11.4M
5
CSCO icon
Cisco
CSCO
+$9.08M

Top Sells

1
GLD icon
SPDR Gold Trust
GLD
+$3.49M
2
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$2.59M
3
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.49M
4
BAPR icon
Innovator US Equity Buffer ETF April
BAPR
+$2.29M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.28M

Sector Composition

1 Technology 12.1%
2 Healthcare 8.36%
3 Financials 8.1%
4 Industrials 5.19%
5 Communication Services 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
301
CALL
Boeing
BA
$169B
$176K 0.02%
+800
New +$178K
JPC icon
302
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$176K 0.02%
17,797
– –
F icon
303
Ford
F
$56.7B
$169K 0.02%
11,970
– –
NUV icon
304
Nuveen Municipal Value Fund
NUV
$1.92B
$169K 0.02%
+14,889
New +$173K
ETJ
305
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$561M
$167K 0.02%
15,578
– –
CHW
306
Calamos Global Dynamic Income Fund
CHW
$554M
$165K 0.02%
+17,200
New +$183K
SAVE
307
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
$156K 0.02%
+6,000
New +$157K
SIRI icon
308
SiriusXM
SIRI
$10.3B
$154K 0.02%
2,521
-17
-0.7% -$1.07K
DNP icon
309
DNP Select Income Fund
DNP
$4.17B
$133K 0.02%
12,435
+205
+2% +$2.2K
GLAD icon
310
Gladstone Capital
GLAD
$450M
$127K 0.02%
5,598
+94
+2% +$2.16K
MHF
311
Western Asset Municipal High Income Fund
MHF
$154M
$123K 0.02%
+15,499
New +$127K
DSM
312
BNY Mellon Strategic Municipal Bond Fund
DSM
$299M
$114K 0.02%
+14,250
New +$119K
LEO
313
BNY Mellon Strategic Municipals
LEO
$397M
$87K 0.01%
+10,000
New +$91.4K
CVX icon
314
CALL
Chevron
CVX
$373B
$51K 0.01%
+500
New +$49.9K
LTRYW icon
315
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$1.05K
$28K ﹤0.01%
14,000
– –
WYNN icon
316
CALL
Wynn Resorts
WYNN
$10B
$25K ﹤0.01%
+300
New +$29.6K
BGRYW
317
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$12K ﹤0.01%
10,000
– –
CLX icon
318
Clorox
CLX
$11.6B
– –
-1,152
Closed -$207K
ICLN icon
319
iShares Global Clean Energy ETF
ICLN
$2.48B
– –
-10,384
Closed -$244K
NKE icon
320
Nike
NKE
$64.9B
– –
-1,525
Closed -$236K
9 10 11 12
13

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q3 2021 Portfolio in Review

As of Q3 2021, XML Financial held 320 positions worth $749M, up 65% from $455M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

XML Financial deployed $308M of net new capital in Q3 2021, opening 94 new positions and adding to 163 existing holdings. Its largest new stake was Gladstone Commercial Corp: 334,901 shares worth $7.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $3.49M trimmed.

  • XML Financial's largest Q3 2021 buy was Gladstone Commercial Corp: 334,901 shares worth $7.04M.
  • XML Financial added most to Microsoft in Q3 2021, an estimated $18.3M increase.
  • XML Financial's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $3.49M.
  • XML Financial fully exited iShares Global Clean Energy ETF in Q3 2021, selling an estimated $244K.
  • XML Financial's ten largest holdings make up 23% of its $749M portfolio in Q3 2021.
  • XML Financial opened 94 new positions and closed 3 in Q3 2021.
  • XML Financial's portfolio value rose 65% quarter-over-quarter to $749M.

Based on XML Financial's 13F filing for Q3 2021, filed 1 Nov 2021.