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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$749M
AUM Growth
+$295M
Cap. Flow
+$308M
Cap. Flow %
41.1%
Top 10 Hldgs %
23.27%
Holding
320
New
94
Increased
163
Reduced
30
Closed
3

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$18.3M
2
AAPL icon
Apple
AAPL
+$13.1M
3
QCOM icon
Qualcomm
QCOM
+$12.3M
4
BAC icon
Bank of America
BAC
+$11.4M
5
CSCO icon
Cisco
CSCO
+$9.08M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$3.49M
2
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$2.59M
3
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.49M
4
BAPR icon
Innovator US Equity Buffer ETF April
BAPR
+$2.29M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.28M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 8.36%
3 Financials 8.1%
4 Industrials 5.19%
5 Communication Services 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAE
276
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$231K 0.03%
26,836
– –
RFM
277
RiverNorth Flexible Municipal Income Fund
RFM
$91.3M
$229K 0.03%
+9,780
New +$236K
IRM icon
278
Iron Mountain
IRM
$36.8B
$226K 0.03%
5,209
+65
+1% +$2.93K
IEFA icon
279
iShares Core MSCI EAFE ETF
IEFA
$186B
$224K 0.03%
3,020
-129
-4% -$9.81K
DTE icon
280
DTE Energy
DTE
$30.8B
$223K 0.03%
+2,000
New +$235K
PPG icon
281
PPG Industries
PPG
$26.2B
$222K 0.03%
+1,555
New +$249K
VKQ icon
282
Invesco Municipal Trust
VKQ
$549M
$221K 0.03%
+16,477
New +$228K
PENN icon
283
PENN Entertainment
PENN
$2.75B
$218K 0.03%
3,008
+8
+0.3% +$588
LYB icon
284
LyondellBasell Industries
LYB
$19.1B
$215K 0.03%
2,292
+23
+1% +$2.26K
SCHZ icon
285
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$214K 0.03%
+7,890
New +$216K
HRC
286
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$213K 0.03%
+1,423
New +$192K
CPRX
287
DELISTED
Catalyst Pharmaceutical
CPRX
$212K 0.03%
40,000
– –
XLE icon
288
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
$212K 0.03%
8,140
-194
-2% -$4.81K
CSL icon
289
Carlisle Companies
CSL
$14B
$209K 0.03%
+1,050
New +$212K
AXP icon
290
American Express
AXP
$242B
$206K 0.03%
+1,232
New +$206K
COP icon
291
ConocoPhillips
COP
$140B
$205K 0.03%
+3,027
New +$175K
PSCH icon
292
Invesco S&P SmallCap Health Care ETF
PSCH
$164M
$205K 0.03%
+3,360
New +$210K
MA icon
293
Mastercard
MA
$480B
$201K 0.03%
+577
New +$210K
SPH icon
294
Suburban Propane Partners
SPH
$1.2B
$199K 0.03%
12,957
-32
-0.2% -$495
NBH
295
Neuberger Municipal Fund Inc
NBH
$309M
$197K 0.03%
+12,250
New +$199K
WMT icon
296
CALL
Walmart Inc
WMT
$909B
$195K 0.03%
+4,200
New +$202K
PRTS icon
297
CarParts.com
PRTS
$42.9M
$187K 0.03%
+1,200
New +$208K
RQI icon
298
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
$185K 0.02%
+12,401
New +$198K
FNKO icon
299
Funko
FNKO
$325M
$182K 0.02%
10,000
– –
BDJ icon
300
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$177K 0.02%
18,045
-5,794
-24% -$58.5K
9 10 11
12
13

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q3 2021 Portfolio in Review

As of Q3 2021, XML Financial held 320 positions worth $749M, up 65% from $455M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

XML Financial deployed $308M of net new capital in Q3 2021, opening 94 new positions and adding to 163 existing holdings. Its largest new stake was Gladstone Commercial Corp: 334,901 shares worth $7.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $3.49M trimmed.

  • XML Financial's largest Q3 2021 buy was Gladstone Commercial Corp: 334,901 shares worth $7.04M.
  • XML Financial added most to Microsoft in Q3 2021, an estimated $18.3M increase.
  • XML Financial's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $3.49M.
  • XML Financial fully exited iShares Global Clean Energy ETF in Q3 2021, selling an estimated $244K.
  • XML Financial's ten largest holdings make up 23% of its $749M portfolio in Q3 2021.
  • XML Financial opened 94 new positions and closed 3 in Q3 2021.
  • XML Financial's portfolio value rose 65% quarter-over-quarter to $749M.

Based on XML Financial's 13F filing for Q3 2021, filed 1 Nov 2021.