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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$830M
AUM Growth
+$81.1M
Cap. Flow
+$24.2M
Cap. Flow %
2.92%
Top 10 Hldgs %
23.72%
Holding
335
New
18
Increased
166
Reduced
79
Closed
17

Top Buys

1
FMB icon
First Trust Managed Municipal ETF
FMB
+$6.26M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$4.84M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.22M
4
BEPC icon
Brookfield Renewable
BEPC
+$2.11M
5
GLD icon
SPDR Gold Trust
GLD
+$1.98M

Top Sells

1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.61M
2
IGLD icon
FT Vest Gold Strategy Target Income ETF
IGLD
+$1.91M
3
AAPL icon
Apple
AAPL
+$920K
4
BP icon
BP
BP
+$846K
5
T icon
AT&T
T
+$671K

Sector Composition

1 Technology 12.97%
2 Healthcare 8.57%
3 Financials 7.48%
4 Industrials 5.33%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTY icon
251
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$322K 0.04%
19,470
-8,127
-29% -$145K
VMO icon
252
Invesco Municipal Opportunity Trust
VMO
$664M
$320K 0.04%
23,206
– –
UJAN icon
253
Innovator US Equity Ultra Buffer ETF January
UJAN
$313M
$318K 0.04%
10,073
– –
BOND icon
254
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.29B
$316K 0.04%
2,885
-69
-2% -$7.58K
CHH icon
255
Choice Hotels
CHH
$5.06B
$312K 0.04%
2,000
– –
MUNI icon
256
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
$311K 0.04%
5,532
+425
+8% +$23.9K
ANET icon
257
Arista Networks
ANET
$212B
$308K 0.04%
+8,560
New +$255K
IBB icon
258
iShares Biotechnology ETF
IBB
$9.22B
$307K 0.04%
+2,010
New +$311K
AZN icon
259
AstraZeneca
AZN
$263B
$306K 0.04%
2,624
– –
VEU icon
260
Vanguard FTSE All-World ex-US ETF
VEU
$66.1B
$305K 0.04%
4,981
+265
+6% +$16.4K
LDSF icon
261
First Trust Low Duration Strategic Focus ETF
LDSF
$162M
$300K 0.04%
+14,989
New +$300K
NOBL icon
262
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$298K 0.04%
6,078
+44
+0.7% +$2.08K
ET icon
263
Energy Transfer Partners
ET
$69.5B
$292K 0.04%
35,431
-6,688
-16% -$60.8K
BYM
264
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$289K 0.03%
18,483
+667
+4% +$10.3K
PDEC icon
265
Innovator US Equity Power Buffer ETF December
PDEC
$990M
$283K 0.03%
8,907
– –
MGK icon
266
Vanguard Mega Cap Growth ETF
MGK
$33.2B
$282K 0.03%
5,415
-50
-0.9% -$2.53K
IRM icon
267
Iron Mountain
IRM
$36.2B
$276K 0.03%
5,266
+57
+1% +$2.69K
TMO icon
268
Thermo Fisher Scientific
TMO
$202B
$275K 0.03%
412
– –
IMCB icon
269
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$272K 0.03%
3,828
– –
CPRX icon
270
Catalyst Pharmaceutical
CPRX
$271K 0.03%
40,000
– –
ABNB icon
271
Airbnb
ABNB
$87.7B
$265K 0.03%
1,592
– –
DIA icon
272
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
$263K 0.03%
724
+29
+4% +$10.3K
POCT icon
273
Innovator US Equity Power Buffer ETF October
POCT
$967M
$263K 0.03%
8,626
-206
-2% -$6.19K
NFLX icon
274
Netflix
NFLX
$313B
$261K 0.03%
4,330
+200
+5% +$12.8K
RFM
275
RiverNorth Flexible Municipal Income Fund
RFM
$91.4M
$258K 0.03%
11,780
+2,000
+20% +$45.9K
9 10
11
12 13

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q4 2021 Portfolio in Review

As of Q4 2021, XML Financial held 335 positions worth $830M, up 11% from $749M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

XML Financial's Q4 2021 filing shows 18 new, 166 increased, 79 reduced and 17 closed positions. Its largest new stake was First Trust Managed Municipal ETF: 110,271 shares worth $6.28M. The largest sale was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $4.61M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

  • XML Financial's largest Q4 2021 buy was First Trust Managed Municipal ETF: 110,271 shares worth $6.28M.
  • XML Financial added most to iShares TIPS Bond ETF in Q4 2021, an estimated $2.22M increase.
  • XML Financial's biggest Q4 2021 reduction was FT Vest Gold Strategy Target Income ETF, cutting an estimated $1.91M.
  • XML Financial fully exited State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2021, selling an estimated $4.61M.
  • XML Financial's ten largest holdings make up 24% of its $830M portfolio in Q4 2021.
  • XML Financial opened 18 new positions and closed 17 in Q4 2021.
  • XML Financial's portfolio value rose 11% quarter-over-quarter to $830M.

Based on XML Financial's 13F filing for Q4 2021, filed 1 Feb 2022.