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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
-3.88%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$834M
AUM Growth
-$30.1M
Cap. Flow
+$7.71M
Cap. Flow %
0.92%
Top 10 Hldgs %
24.13%
Holding
348
New
7
Increased
146
Reduced
125
Closed
32

Top Buys

1
MUNI icon
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
+$6.93M
2
APRQ
Innovator Preium Income 40 Barrier ETF - April
APRQ
+$6.7M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$6.57M
4
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$5.28M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$5.15M

Top Sells

1
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$7.62M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$6.9M
3
MUB icon
iShares National Muni Bond ETF
MUB
+$6.3M
4
HDV
iShares Core High Dividend ETF
HDV
+$6.22M
5
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$3.87M

Sector Composition

1 Technology 11.41%
2 Healthcare 7.76%
3 Financials 7.52%
4 Industrials 5.82%
5 Energy 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMCO icon
226
Nuveen Municipal Credit Opportunities Fund
NMCO
$601M
$385K 0.05%
39,750
– –
EMB icon
227
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$384K 0.05%
4,657
-729
-14% -$62.2K
BKNG icon
228
Booking.com
BKNG
$143B
$382K 0.05%
3,100
-750
-19% -$90.8K
ARKK icon
229
ARK Innovation ETF
ARKK
$6.27B
$379K 0.05%
9,560
-48
-0.5% -$2.12K
PXD
230
DELISTED
Pioneer Natural Resource Co.
PXD
$375K 0.05%
1,634
+327
+25% +$74.4K
BOCT icon
231
Innovator US Equity Buffer ETF October
BOCT
$286M
$373K 0.04%
10,503
-17,633
-63% -$645K
OMC icon
232
Omnicom Group
OMC
$24B
$371K 0.04%
4,977
+21
+0.4% +$1.73K
RCL icon
233
Royal Caribbean
RCL
$78.8B
$368K 0.04%
3,992
– –
CSQ icon
234
Calamos Strategic Total Return Fund
CSQ
$3.28B
$368K 0.04%
26,128
-300
-1% -$4.42K
XSD icon
235
State Street SPDR S&P Semiconductor ETF
XSD
$2.84B
$363K 0.04%
1,853
+2
+0.1% +$423
CINF icon
236
Cincinnati Financial
CINF
$27.3B
$360K 0.04%
3,521
+26
+0.7% +$2.72K
ANET icon
237
Arista Networks
ANET
$212B
$351K 0.04%
7,644
+60
+0.8% +$2.67K
CPRX icon
238
Catalyst Pharmaceutical
CPRX
$351K 0.04%
30,000
– –
RMI
239
RiverNorth Opportunistic Municipal Income Fund
RMI
$101M
$349K 0.04%
24,300
+2,813
+13% +$44.9K
TOWN icon
240
Towne Bank
TOWN
$3.38B
$345K 0.04%
15,055
+2,091
+16% +$50.4K
CP icon
241
Canadian Pacific Kansas City
CP
$82.5B
$341K 0.04%
4,584
– –
UJAN icon
242
Innovator US Equity Ultra Buffer ETF January
UJAN
$313M
$341K 0.04%
10,458
+385
+4% +$12.7K
AIVI icon
243
WisdomTree International AI Enhanced Value Fund
AIVI
$60.4M
$340K 0.04%
9,038
-2,615
-22% -$102K
IBB icon
244
iShares Biotechnology ETF
IBB
$9.22B
$338K 0.04%
2,761
– –
BP icon
245
BP
BP
$106B
$336K 0.04%
8,682
-36
-0.4% -$1.34K
NOBL icon
246
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$336K 0.04%
7,586
-612
-7% -$28.7K
CSL icon
247
Carlisle Companies
CSL
$14.3B
$334K 0.04%
1,290
+210
+19% +$56.3K
F icon
248
Ford
F
$56.5B
$331K 0.04%
26,614
-11,470
-30% -$149K
PREF icon
249
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
$327K 0.04%
19,396
+232
+1% +$3.95K
EVN
250
Eaton Vance Municipal Income Trust
EVN
$441M
$325K 0.04%
36,500
+13,500
+59% +$130K
8 9
10
11 12

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q3 2023 Portfolio in Review

As of Q3 2023, XML Financial held 348 positions worth $834M, down 3.5% from $864M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

XML Financial's Q3 2023 filing shows 7 new, 146 increased, 125 reduced and 32 closed positions. Its largest new stake was Innovator Preium Income 40 Barrier ETF - April: 271,346 shares worth $6.64M. The largest sale was Franklin US Low Volatility High Dividend Index ETF, an estimated $7.62M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • XML Financial's largest Q3 2023 buy was Innovator Preium Income 40 Barrier ETF - April: 271,346 shares worth $6.64M.
  • XML Financial added most to PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund in Q3 2023, an estimated $6.93M increase.
  • XML Financial's biggest Q3 2023 reduction was Franklin US Low Volatility High Dividend Index ETF, cutting an estimated $7.62M.
  • XML Financial fully exited iShares Core High Dividend ETF in Q3 2023, selling an estimated $6.22M.
  • XML Financial's ten largest holdings make up 24% of its $834M portfolio in Q3 2023.
  • XML Financial opened 7 new positions and closed 32 in Q3 2023.
  • XML Financial's portfolio value fell 3.5% quarter-over-quarter to $834M.

Based on XML Financial's 13F filing for Q3 2023, filed 6 Nov 2023.