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XF

XML Financial Portfolio holdings

AUM $1.24B
1-Year Est. Return 20.4%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+20.4%
3 Year Est. Return
+53.6%
5 Year Est. Return
+56.54%
10 Year Est. Return
–
AUM
$749M
AUM Growth
+$295M
Cap. Flow
+$308M
Cap. Flow %
41.1%
Top 10 Hldgs %
23.27%
Holding
320
New
94
Increased
163
Reduced
30
Closed
3

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$18.3M
2
AAPL icon
Apple
AAPL
+$13.1M
3
QCOM icon
Qualcomm
QCOM
+$12.3M
4
BAC icon
Bank of America
BAC
+$11.4M
5
CSCO icon
Cisco
CSCO
+$9.08M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$3.49M
2
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$2.59M
3
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.49M
4
BAPR icon
Innovator US Equity Buffer ETF April
BAPR
+$2.29M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.28M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 8.36%
3 Financials 8.1%
4 Industrials 5.19%
5 Communication Services 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
226
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$385K 0.05%
3,907
+93
+2% +$9.42K
AMWL icon
227
American Well
AMWL
$221M
$384K 0.05%
2,107
– –
MTB icon
228
M&T Bank
MTB
$36.1B
$382K 0.05%
2,560
+18
+0.7% +$2.5K
VOO icon
229
Vanguard S&P 500 ETF
VOO
$974B
$377K 0.05%
+957
New +$388K
BBWI icon
230
Bath & Body Works
BBWI
$4.21B
$375K 0.05%
+5,950
New +$378K
RMM
231
RiverNorth Managed Duration Municipal Income Fund
RMM
$290M
$374K 0.05%
+18,850
New +$396K
TGT icon
232
Target
TGT
$63.4B
$372K 0.05%
1,626
+253
+18% +$63.4K
ROP icon
233
Roper Technologies
ROP
$36.6B
$371K 0.05%
831
+275
+49% +$132K
OMC icon
234
Omnicom Group
OMC
$23.3B
$369K 0.05%
5,092
+23
+0.5% +$1.71K
ITW icon
235
Illinois Tool Works
ITW
$79.4B
$359K 0.05%
1,738
+235
+16% +$53K
STZ icon
236
Constellation Brands
STZ
$22.7B
$355K 0.05%
1,684
+250
+17% +$54.6K
DLR icon
237
Digital Realty Trust
DLR
$64.3B
$354K 0.05%
+2,448
New +$384K
MPWR icon
238
Monolithic Power Systems
MPWR
$64.5B
$353K 0.05%
+729
New +$332K
VBK icon
239
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$346K 0.05%
1,235
– –
SAVE
240
DELISTED
Spirit Airlines, Inc.
SAVE
$346K 0.05%
13,339
+6,354
+91% +$167K
BOND icon
241
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.29B
$327K 0.04%
2,954
+19
+0.6% +$2.12K
VMO icon
242
Invesco Municipal Opportunity Trust
VMO
$662M
$318K 0.04%
+23,206
New +$320K
AZN icon
243
AstraZeneca
AZN
$262B
$315K 0.04%
+2,624
New +$305K
IVE icon
244
iShares S&P 500 Value ETF
IVE
$48.8B
$314K 0.04%
+2,162
New +$322K
UJAN icon
245
Innovator US Equity Ultra Buffer ETF January
UJAN
$312M
$313K 0.04%
10,073
– –
SO icon
246
Southern Company
SO
$107B
$312K 0.04%
+5,028
New +$324K
ARCC icon
247
Ares Capital
ARCC
$13.8B
$309K 0.04%
15,176
+300
+2% +$6.01K
SHYG icon
248
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$301K 0.04%
6,578
+74
+1% +$3.38K
GTES icon
249
Gates Industrial
GTES
$6.76B
$294K 0.04%
+18,092
New +$310K
MUNI icon
250
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
$288K 0.04%
5,107
+957
+23% +$54.4K
8 9
10
11 12

Similar funds

CCA
Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return
WTA
Washington Trust Advisors Wellesley, Massachusetts $1.24B AUM 22.58% 1-Year Est. Return
WAM
Weatherly Asset Management Del Mar, California $1.24B AUM 22.2% 1-Year Est. Return
CA
Cullinan Associates Louisville, Kentucky $1.24B AUM 28.12% 1-Year Est. Return
HTHT
Hemenway Trust Hemenway Trust Salem, New Hampshire $1.24B AUM 16.47% 1-Year Est. Return
BCP
BlackBarn Capital Partners New York $1.24B AUM 55.98% 1-Year Est. Return
QI
QV Investors Calgary, Alberta, Canada $1.24B AUM 31.81% 1-Year Est. Return
SPC
Stony Point Capital New York $1.24B AUM 32.69% 1-Year Est. Return

XML Financial's Q3 2021 Portfolio in Review

As of Q3 2021, XML Financial held 320 positions worth $749M, up 65% from $455M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

XML Financial deployed $308M of net new capital in Q3 2021, opening 94 new positions and adding to 163 existing holdings. Its largest new stake was Gladstone Commercial Corp: 334,901 shares worth $7.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $3.49M trimmed.

  • XML Financial's largest Q3 2021 buy was Gladstone Commercial Corp: 334,901 shares worth $7.04M.
  • XML Financial added most to Microsoft in Q3 2021, an estimated $18.3M increase.
  • XML Financial's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $3.49M.
  • XML Financial fully exited iShares Global Clean Energy ETF in Q3 2021, selling an estimated $244K.
  • XML Financial's ten largest holdings make up 23% of its $749M portfolio in Q3 2021.
  • XML Financial opened 94 new positions and closed 3 in Q3 2021.
  • XML Financial's portfolio value rose 65% quarter-over-quarter to $749M.

Based on XML Financial's 13F filing for Q3 2021, filed 1 Nov 2021.