Wynnefield Capital’s iShares Gold Trust IAU Stock Holding History

Wynnefield Capital’s Portfolio IAU Stock Details IAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-46,500	Closed	-$1.35M	–	27
2019 Q4	$1.35M	Hold	46,500	–	–	0.9%	16
2019 Q3	$1.31M	Hold	46,500	–	–	0.7%	16
2019 Q2	$1.26M	Hold	46,500	–	–	0.64%	20
2019 Q1	$1.15M	Hold	46,500	–	–	0.55%	19
2018 Q4	$1.14M	Hold	46,500	–	–	0.58%	20
2018 Q3	$1.06M	Hold	46,500	–	–	0.44%	22
2018 Q2	$1.12M	Hold	46,500	–	–	0.41%	24
2018 Q1	$1.18M	Hold	46,500	–	–	0.41%	31
2017 Q4	$1.16M	Hold	46,500	–	–	0.4%	29
2017 Q3	$1.15M	Hold	46,500	–	–	0.41%	30
2017 Q2	$1.11M	Hold	46,500	–	–	0.37%	32
2017 Q1	$1.12M	Hold	46,500	–	–	0.41%	31
2016 Q4	$1.03M	Hold	46,500	–	–	0.37%	28
2016 Q3	$1.18M	Hold	46,500	–	–	0.39%	31
2016 Q2	$1.19M	Hold	46,500	–	–	0.43%	28
2016 Q1	$1.1M	Hold	46,500	–	–	0.43%	30
2015 Q4	$951K	Buy	+46,500	New	+$992K	0.32%	31

Other funds holding IAU

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Wynnefield Capital's IAU Position: Q1 2020 in Review

Wynnefield Capital sold out of iShares Gold Trust (IAU) in Q1 2020, closing a stake of 46,500 shares — an estimated $1.35M sold.

Wynnefield Capital first reported a position in IAU in Q4 2015 and held it in 17 quarters. The position peaked at $1.35M in Q4 2019. 779 funds tracked by Wall St. Rank hold IAU as of Q1 2020.

Wynnefield Capital reported no remaining iShares Gold Trust position as of Q1 2020 after selling out during the quarter.
Wynnefield Capital sold 46,500 iShares Gold Trust shares in Q1 2020, an estimated $1.35M.
Wynnefield Capital first reported a position in iShares Gold Trust in Q4 2015 and held it in 17 quarters.
Wynnefield Capital's iShares Gold Trust position peaked at $1.35M in Q4 2019.
779 funds tracked by Wall St. Rank held iShares Gold Trust as of Q1 2020.

Based on Wynnefield Capital's 13F filing for Q1 2020, filed 15 May 2020.