Wynnefield Capital’s Babcock & Wilcox BW Stock Holding History

Wynnefield Capital’s Portfolio BW Stock Details BW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-160,915	Closed	-$373K	–	20
2020 Q3	$373K	Sell	160,915 -501,049	-76%	-$1.25M	0.23%	15
2020 Q2	$1.51M	Hold	661,964	–	–	1.11%	13
2020 Q1	$675K	Sell	661,964 -75,000	-10%	-$271K	0.64%	14
2019 Q4	$2.68M	Hold	736,964	–	–	1.79%	12
2019 Q3	$3.53M	Buy	736,964 +328,964	+81%	+$1.26M	1.88%	13
2019 Q2	$1.4M	Hold	408,000	–	–	0.72%	18
2019 Q1	$1.68M	Hold	408,000	–	–	0.8%	16
2018 Q4	$1.59M	Buy	408,000 +45,000	+12%	+$400K	0.81%	16
2018 Q3	$3.74M	Hold	363,000	–	–	1.56%	16
2018 Q2	$8.64M	Buy	363,000 +268,000	+282%	+$7.12M	3.19%	13
2018 Q1	$4.15M	Buy	95,000 +5,000	+6%	+$290K	1.44%	18
2017 Q4	$5.11M	Sell	90,000 -22,500	-20%	-$1.02M	1.76%	17
2017 Q3	$3.75M	Buy	112,500 +77,500	+221%	+$4.76M	1.34%	20
2017 Q2	$4.12M	Hold	35,000	–	–	1.37%	19
2017 Q1	$3.27M	Buy	+35,000	New	+$4.9M	1.2%	21

Other funds holding BW

BRF

B. Riley Financial Los Angeles, California $456M AUM 896.07% 1-Year Est. Return

SCM

SCW Capital Management Dallas, Texas $44M AUM 39.16% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

EPM

Equitec Proprietary Markets Chicago, Illinois $559M AUM 230.29% 1-Year Est. Return

Wynnefield Capital's BW Position: Q4 2020 in Review

Wynnefield Capital sold out of Babcock & Wilcox (BW) in Q4 2020, closing a stake of 160,915 shares — an estimated $373K sold.

Wynnefield Capital first reported a position in BW in Q1 2017 and held it in 15 quarters. The position peaked at $8.64M in Q2 2018. 57 funds tracked by Wall St. Rank hold BW as of Q4 2020.

Wynnefield Capital reported no remaining Babcock & Wilcox position as of Q4 2020 after selling out during the quarter.
Wynnefield Capital sold 160,915 Babcock & Wilcox shares in Q4 2020, an estimated $373K.
Wynnefield Capital first reported a position in Babcock & Wilcox in Q1 2017 and held it in 15 quarters.
Wynnefield Capital's Babcock & Wilcox position peaked at $8.64M in Q2 2018.
57 funds tracked by Wall St. Rank held Babcock & Wilcox as of Q4 2020.

Based on Wynnefield Capital's 13F filing for Q4 2020, filed 16 Feb 2021.