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WAM

WNY Asset Management Portfolio holdings

AUM $967M
This Fund
S&P 500
This Quarter Est. Return
+7.68%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$336M
AUM Growth
+$46.8M
Cap. Flow
+$26.3M
Cap. Flow %
7.82%
Top 10 Hldgs %
40.33%
Holding
177
New
21
Increased
68
Reduced
59
Closed
7

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.17M
2
RCMT icon
RCM Technologies
RCMT
+$2.67M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.64M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.62M
5
VZ icon
Verizon
VZ
+$1.22M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$2.02M
2
FBCG icon
Fidelity Blue Chip Growth ETF
FBCG
+$1.65M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$511K
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$383K
5
IBUY icon
Amplify Online Retail ETF
IBUY
+$353K

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Communication Services 4.77%
3 Healthcare 3.9%
4 Financials 2.85%
5 Consumer Discretionary 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
1
iShares TIPS Bond ETF
TIP
$14.5B
$23.8M 7.07%
183,917
+20,351
+12% +$2.62M
MGV icon
2
Vanguard Mega Cap Value ETF
MGV
$13.2B
$18.1M 5.39%
170,079
+3,576
+2% +$370K
VOE icon
3
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$15.8M 4.69%
104,917
+2,347
+2% +$345K
FLOT icon
4
iShares Floating Rate Bond ETF
FLOT
$10.1B
$12.6M 3.75%
248,366
-10,076
-4% -$511K
AAPL icon
5
Apple
AAPL
$4.89T
$11.9M 3.54%
66,986
+423
+0.6% +$66.8K
EFG icon
6
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$11.9M 3.54%
107,832
-3,197
-3% -$350K
QQQ icon
7
Invesco QQQ Trust
QQQ
$455B
$11M 3.28%
27,625
+23,756
+614% +$9.17M
MOAT icon
8
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$10.7M 3.18%
140,427
+1,651
+1% +$125K
VIOO icon
9
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
$10.2M 3.03%
96,952
+1,194
+1% +$125K
IWB icon
10
iShares Russell 1000 ETF
IWB
$47.7B
$9.66M 2.87%
36,572
+1,264
+4% +$325K
SCHA icon
11
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$8.45M 2.51%
329,524
+16,852
+5% +$436K
SPTM icon
12
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$7.36M 2.19%
125,725
-680
-0.5% -$38.5K
XLF icon
13
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$6.45M 1.92%
164,592
+4,168
+3% +$164K
PSI icon
14
Invesco Semiconductors ETF
PSI
$2.44B
$6.18M 1.84%
120,507
+7,107
+6% +$337K
VDC icon
15
Vanguard Consumer Staples ETF
VDC
$7.86B
$6.03M 1.79%
30,052
+1,427
+5% +$269K
XLI icon
16
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$5.34M 1.59%
50,340
-428
-0.8% -$44.5K
VTIP icon
17
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$5.29M 1.57%
102,900
+50,748
+97% +$2.64M
MSFT icon
18
Microsoft
MSFT
$2.84T
$4.95M 1.47%
14,712
-146
-1% -$47.3K
SPDW icon
19
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$4.78M 1.42%
130,911
+4,719
+4% +$174K
VZ icon
20
Verizon
VZ
$194B
$4.7M 1.4%
90,653
+23,368
+35% +$1.22M
XLK icon
21
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.32M 1.28%
49,730
+2,444
+5% +$201K
VHT icon
22
Vanguard Health Care ETF
VHT
$18.2B
$4.18M 1.24%
15,703
+372
+2% +$94.9K
AMZN icon
23
Amazon
AMZN
$2.5T
$4.1M 1.22%
24,580
+2,080
+9% +$356K
T icon
24
AT&T
T
$165B
$4.07M 1.21%
219,107
+47,878
+28% +$895K
SCHR
25
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$3.99M 1.19%
142,772
-13,600
-9% -$383K
1
2 3 4 5

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WNY Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, WNY Asset Management held 177 positions worth $336M, up 16% from $289M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

WNY Asset Management deployed $26.3M of net new capital in Q4 2021, opening 21 new positions and adding to 68 existing holdings. Its largest new stake was RCM Technologies: 397,751 shares worth $2.83M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 6.9% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was ARK Innovation ETF, an estimated $2.02M trimmed.

  • WNY Asset Management's largest Q4 2021 buy was RCM Technologies: 397,751 shares worth $2.83M.
  • WNY Asset Management added most to Invesco QQQ Trust in Q4 2021, an estimated $9.17M increase.
  • WNY Asset Management's biggest Q4 2021 reduction was ARK Innovation ETF, cutting an estimated $2.02M.
  • WNY Asset Management fully exited Fidelity Blue Chip Growth ETF in Q4 2021, selling an estimated $1.65M.
  • WNY Asset Management's ten largest holdings make up 40% of its $336M portfolio in Q4 2021.
  • WNY Asset Management opened 21 new positions and closed 7 in Q4 2021.
  • WNY Asset Management's portfolio value rose 16% quarter-over-quarter to $336M.

Based on WNY Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.