WAM

WNY Asset Management Portfolio holdings

AUM $908M
1-Year Return 13.23%
This Quarter Return
-2.03%
1 Year Return
+13.23%
3 Year Return
+39.92%
5 Year Return
–
10 Year Return
–
AUM
$324M
AUM Growth
-$12.3M
Cap. Flow
-$3.05M
Cap. Flow %
-0.94%
Top 10 Hldgs %
39.04%
Holding
178
New
8
Increased
61
Reduced
73
Closed
11

Top Buys

1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
$23.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$2.9M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
$2.71M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$2.7M
5
VDC icon
Vanguard Consumer Staples ETF
VDC
$2.6M

Top Sells

1
TIP icon
iShares TIPS Bond ETF
TIP
$22.5M
2
EFG icon
iShares MSCI EAFE Growth ETF
EFG
$11.9M
3
XLI icon
Industrial Select Sector SPDR Fund
XLI
$2.4M
4
VOE icon
Vanguard Mid-Cap Value ETF
VOE
$2.02M
5
MGV icon
Vanguard Mega Cap Value ETF
MGV
$2.02M

Sector Composition

1 Technology 7.22%
2 Communication Services 5.41%
3 Healthcare 3.97%
4 Financials 3.17%
5 Consumer Discretionary 2.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBB icon
151
iShares Biotechnology ETF
IBB
$5.8B
$219K 0.07%
1,682
– –
JD icon
152
JD.com
JD
$44.6B
$218K 0.07%
3,670
– –
IJR icon
153
iShares Core S&P Small-Cap ETF
IJR
$86B
$217K 0.07%
2,015
– –
VTEB icon
154
Vanguard Tax-Exempt Bond Index Fund
VTEB
$38.3B
$208K 0.06%
4,049
– –
CMCSA icon
155
Comcast
CMCSA
$125B
$206K 0.06%
4,416
– –
NKE icon
156
Nike
NKE
$109B
$206K 0.06%
1,535
– –
UPS icon
157
United Parcel Service
UPS
$72.1B
$205K 0.06%
+955
New +$205K
VLO icon
158
Valero Energy
VLO
$48.7B
$202K 0.06%
+2,012
New +$202K
BGY icon
159
BlackRock Enhanced International Dividend Trust
BGY
$534M
$170K 0.05%
29,500
– –
IGR
160
CBRE Global Real Estate Income Fund
IGR
$765M
$140K 0.04%
15,385
-6,000
-28% -$54.6K
ING icon
161
ING
ING
$71B
$108K 0.03%
10,400
– –
NCV
162
Virtus Convertible & Income Fund
NCV
$336M
$95K 0.03%
4,750
– –
SIRI icon
163
SiriusXM
SIRI
$8.1B
$69K 0.02%
1,030
– –
XXII
164
22nd Century Group
XXII
$6.47M
– –
0
– -$44K
RNAC icon
165
Cartesian Therapeutics
RNAC
$277M
$13K ﹤0.01%
367
-26
-7% -$921
HTZWW
166
Hertz Global Holdings Warrants
HTZWW
$260M
$10K ﹤0.01%
645
– –
OXY.WS icon
167
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$22.6B
$4K ﹤0.01%
126
-10
-7% -$317
AMD icon
168
Advanced Micro Devices
AMD
$245B
– –
-1,685
Closed -$241K
MRNA icon
169
Moderna
MRNA
$9.78B
– –
-940
Closed -$239K
TJX icon
170
TJX Companies
TJX
$155B
– –
-2,695
Closed -$205K
TMO icon
171
Thermo Fisher Scientific
TMO
$186B
– –
-309
Closed -$206K
VGT icon
172
Vanguard Information Technology ETF
VGT
$99.9B
– –
-485
Closed -$222K
BLK icon
173
Blackrock
BLK
$170B
– –
-225
Closed -$205K
EFG icon
174
iShares MSCI EAFE Growth ETF
EFG
$13.2B
– –
-107,832
Closed -$11.9M
GM icon
175
General Motors
GM
$55.5B
– –
-4,543
Closed -$269K
4 5 6
7
8