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WAM

WNY Asset Management Portfolio holdings

AUM $967M
This Fund
S&P 500
This Quarter Est. Return
+7.68%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$336M
AUM Growth
+$46.8M
Cap. Flow
+$26.3M
Cap. Flow %
7.82%
Top 10 Hldgs %
40.33%
Holding
177
New
21
Increased
68
Reduced
59
Closed
7

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.17M
2
RCMT icon
RCM Technologies
RCMT
+$2.67M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.64M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.62M
5
VZ icon
Verizon
VZ
+$1.22M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$2.02M
2
FBCG
Fidelity Blue Chip Growth ETF
FBCG
+$1.65M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$511K
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$383K
5
IBUY icon
Amplify Online Retail ETF
IBUY
+$353K

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Communication Services 4.77%
3 Healthcare 3.9%
4 Financials 2.85%
5 Consumer Discretionary 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTEB icon
151
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$223K 0.07%
4,049
– –
VGT icon
152
Vanguard Information Technology ETF
VGT
$147B
$222K 0.07%
+3,880
New +$213K
MOG.A icon
153
Moog Inc Class A
MOG.A
$13B
$220K 0.07%
2,727
– –
ARKK icon
154
ARK Innovation ETF
ARKK
$6.01B
$218K 0.06%
2,285
-18,486
-89% -$2.02M
VYM icon
155
Vanguard High Dividend Yield ETF
VYM
$82.3B
$214K 0.06%
+1,909
New +$208K
IGR
156
CBRE Global Real Estate Income Fund
IGR
$709M
$210K 0.06%
21,385
– –
LUV icon
157
Southwest Airlines
LUV
$23B
$209K 0.06%
4,893
+479
+11% +$22.5K
DOW icon
158
Dow Inc
DOW
$21.9B
$208K 0.06%
3,665
-100
-3% -$5.7K
TMO icon
159
Thermo Fisher Scientific
TMO
$214B
$206K 0.06%
+309
New +$193K
BLK icon
160
Blackrock
BLK
$175B
$205K 0.06%
+225
New +$205K
TJX icon
161
TJX Companies
TJX
$179B
$205K 0.06%
+2,695
New +$187K
LOW icon
162
Lowe's Companies
LOW
$122B
$202K 0.06%
+781
New +$186K
BGY icon
163
BlackRock Enhanced International Dividend Trust
BGY
$526M
$185K 0.06%
29,500
+18,500
+168% +$115K
ING icon
164
ING
ING
$102B
$145K 0.04%
10,400
-2,750
-21% -$39.9K
NCV
165
Virtus Convertible & Income Fund
NCV
$386M
$110K 0.03%
4,750
+1,000
+27% +$24K
SIRI icon
166
SiriusXM
SIRI
$10.1B
$66K 0.02%
1,030
– –
XXII
167
22nd Century Group
XXII
$1.49M
– –
0
– –
RNAC icon
168
Cartesian Therapeutics
RNAC
$257M
$39K 0.01%
393
– –
HTZWW
169
Hertz Global Holdings Warrants
HTZWW
$83.4M
$10K ﹤0.01%
+645
New +$10.1K
OXY.WS icon
170
Occidental Petroleum Corp Warrants
OXY.WS
$32.2B
$1K ﹤0.01%
136
– –
ARKG icon
171
ARK Genomic Revolution ETF
ARKG
$1.63B
– –
-3,650
Closed -$273K
FBCG
172
Fidelity Blue Chip Growth ETF
FBCG
$7.18B
– –
-50,544
Closed -$1.65M
FEZ icon
173
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
– –
-5,370
Closed -$243K
IBUY icon
174
Amplify Online Retail ETF
IBUY
$109M
– –
-3,242
Closed -$353K
MDT icon
175
Medtronic
MDT
$110B
– –
-1,803
Closed -$228K
4 5 6
7
8

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WNY Asset Management's Q4 2021 Portfolio in Review

As of Q4 2021, WNY Asset Management held 177 positions worth $336M, up 16% from $289M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

WNY Asset Management deployed $26.3M of net new capital in Q4 2021, opening 21 new positions and adding to 68 existing holdings. Its largest new stake was RCM Technologies: 397,751 shares worth $2.83M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 6.9% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was ARK Innovation ETF, an estimated $2.02M trimmed.

  • WNY Asset Management's largest Q4 2021 buy was RCM Technologies: 397,751 shares worth $2.83M.
  • WNY Asset Management added most to Invesco QQQ Trust in Q4 2021, an estimated $9.17M increase.
  • WNY Asset Management's biggest Q4 2021 reduction was ARK Innovation ETF, cutting an estimated $2.02M.
  • WNY Asset Management fully exited Fidelity Blue Chip Growth ETF in Q4 2021, selling an estimated $1.65M.
  • WNY Asset Management's ten largest holdings make up 40% of its $336M portfolio in Q4 2021.
  • WNY Asset Management opened 21 new positions and closed 7 in Q4 2021.
  • WNY Asset Management's portfolio value rose 16% quarter-over-quarter to $336M.

Based on WNY Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.