We are live on
!
Find out more
WAM
WNY Asset Management Portfolio holdings
AUM
$967M
This Fund
S&P 500
This Quarter
Est. Return
-1.15%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$289M
AUM Growth
+$10.3M
(+3.7%)
Cap. Flow
+$14.8M
Cap. Flow
% of AUM
5.11%
Top 10 Holdings %
Top 10 Hldgs %
42.18%
Holding
162
New
8
Increased
90
Reduced
37
Closed
6
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$10.2M |
| 2 |
Vanguard S&P Small-Cap 600 ETF
VIOO
|
+$9.47M |
| 3 |
iShares MSCI KLD 400 Social ETF
DSI
|
+$2.65M |
| 4 |
iShares TIPS Bond ETF
TIP
|
+$1.78M |
| 5 |
Verizon
VZ
|
+$1.21M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Asia 50 ETF
AIA
|
+$9.99M |
| 2 |
ARK Innovation ETF
ARKK
|
+$7.79M |
| 3 |
Vanguard Morningstar Mega Cap Value ETF
MGV
|
+$7.5M |
| 4 |
Schwab U.S Small- Cap ETF
SCHA
|
+$319K |
| 5 |
JD.com
JD
|
+$295K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.87% |
| 2 | Communication Services | 4.71% |
| 3 | Healthcare | 3.8% |
| 4 | Consumer Discretionary | 2.91% |
| 5 | Financials | 2.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NCV
151
Virtus Convertible & Income Fund
NCV
$386M
| $90K | 0.03% |
3,750
-813
| -18% | -$19.8K |
|
152
BlackRock Enhanced International Dividend Trust
BGY
$526M
| $67K | 0.02% |
+11,000
| New | +$70K |
|
153
SiriusXM
SIRI
$10.1B
| $63K | 0.02% |
1,030
| – | – |
|
154
Cartesian Therapeutics
RNAC
$257M
| $49K | 0.02% |
+393
| New | +$47.5K |
|
|
XXII
155
22nd Century Group
XXII
$1.49M
| – | – |
0
| – | – |
|
156
Occidental Petroleum Corp Warrants
OXY.WS
$32.2B
| $1K | ﹤0.01% |
136
-3
| -2% | -$32 |
|
|
157
iShares Asia 50 ETF
AIA
$4.7B
| – | – |
-109,458
| Closed | -$9.99M |
|
158
Advanced Micro Devices
AMD
$798B
| – | – |
-2,525
| Closed | -$237K |
|
|
AWP
159
abrdn Global Premier Properties Fund
AWP
$367M
| – | – |
-4,000
| Closed | -$75K |
|
160
Norfolk Southern
NSC
$76.9B
| – | – |
-827
| Closed | -$220K |
|
161
iShares Silver Trust
SLV
$29.8B
| – | – |
-10,254
| Closed | -$248K |
|
|
AIRTW
162
DELISTED
Air T Inc Warrants
AIRTW
| – | – |
-415
| Closed | – |
|
Similar funds
GHC
PWPS
SFO
TC
PHP
RCIM
LOIM
FWM
WNY Asset Management's Q3 2021 Portfolio in Review
As of Q3 2021, WNY Asset Management held 162 positions worth $289M, up 3.7% from $279M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
WNY Asset Management deployed $14.8M of net new capital in Q3 2021, opening 8 new positions and adding to 90 existing holdings. Its largest new stake was iShares MSCI KLD 400 Social ETF: 30,985 shares worth $2.58M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.5% a quarter earlier, followed by Communication Services and Healthcare.
On the sell side, the largest reduction was ARK Innovation ETF, an estimated $7.79M trimmed.
- WNY Asset Management's largest Q3 2021 buy was iShares MSCI KLD 400 Social ETF: 30,985 shares worth $2.58M.
- WNY Asset Management added most to VanEck Morningstar Wide Moat ETF in Q3 2021, an estimated $10.2M increase.
- WNY Asset Management's biggest Q3 2021 reduction was ARK Innovation ETF, cutting an estimated $7.79M.
- WNY Asset Management fully exited iShares Asia 50 ETF in Q3 2021, selling an estimated $9.99M.
- WNY Asset Management's ten largest holdings make up 42% of its $289M portfolio in Q3 2021.
- WNY Asset Management opened 8 new positions and closed 6 in Q3 2021.
- WNY Asset Management's portfolio value rose 3.7% quarter-over-quarter to $289M.
Based on WNY Asset Management's 13F filing for Q3 2021, filed 9 Nov 2021.