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WAM

WNY Asset Management Portfolio holdings

AUM $967M
This Fund
S&P 500
This Quarter Est. Return
-4.15%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$513M
AUM Growth
+$42.8M
Cap. Flow
+$66.2M
Cap. Flow %
12.9%
Top 10 Hldgs %
48.22%
Holding
220
New
24
Increased
100
Reduced
60
Closed
14

Top Buys

Rank Stock Value
1
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$10.4M
2
TDVG icon
T. Rowe Price Dividend Growth ETF
TDVG
+$9.99M
3
DFIV icon
Dimensional International Value ETF
DFIV
+$6.55M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$5.59M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.54M

Top Sells

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.88M
2
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.02M
3
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$2.6M
4
AOK icon
iShares Core Conservative Allocation ETF
AOK
+$2.24M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 4.29%
2 Communication Services 3.75%
3 Healthcare 2.66%
4 Financials 1.91%
5 Consumer Discretionary 1.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
126
iShares MSCI Japan ETF
EWJ
$23B
$543K 0.11%
9,006
– –
XLI icon
127
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$537K 0.1%
5,298
-1,773
-25% -$190K
IWB icon
128
iShares Russell 1000 ETF
IWB
$50.1B
$537K 0.1%
2,285
-3
-0.1% -$734
PLUG icon
129
Plug Power
PLUG
$3.04B
$531K 0.1%
69,873
+15,977
+30% +$156K
XT icon
130
iShares Future Exponential Technologies ETF
XT
$3.97B
$527K 0.1%
10,103
– –
GS icon
131
Goldman Sachs
GS
$303B
$518K 0.1%
1,601
-77
-5% -$25.7K
JPM icon
132
JPMorgan Chase
JPM
$950B
$518K 0.1%
3,572
+379
+12% +$56.8K
WBD icon
133
Warner Bros
WBD
$67.1B
$509K 0.1%
46,879
+1,375
+3% +$17.2K
ESGU icon
134
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$494K 0.1%
5,264
+1,659
+46% +$162K
JMST icon
135
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$493K 0.1%
9,765
– –
BABA icon
136
Alibaba
BABA
$308B
$492K 0.1%
5,668
+320
+6% +$29.3K
IVE icon
137
iShares S&P 500 Value ETF
IVE
$49.8B
$491K 0.1%
3,194
– –
ITA icon
138
iShares US Aerospace & Defense ETF
ITA
$14.7B
$479K 0.09%
4,520
+608
+16% +$69.3K
GCOW icon
139
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$474K 0.09%
14,580
+2,550
+21% +$85.8K
BMY icon
140
Bristol-Myers Squibb
BMY
$132B
$470K 0.09%
8,103
+1,047
+15% +$64.2K
COKE icon
141
Coca-Cola Consolidated
COKE
$12.8B
$463K 0.09%
7,280
– –
PSI icon
142
Invesco Semiconductors ETF
PSI
$2.5B
$456K 0.09%
10,647
+114
+1% +$5.12K
INTC icon
143
Intel
INTC
$513B
$452K 0.09%
12,717
-113
-0.9% -$3.94K
VCSH icon
144
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$450K 0.09%
5,987
-6,067
-50% -$458K
VAW icon
145
Vanguard Materials ETF
VAW
$3.13B
$435K 0.08%
2,520
+250
+11% +$45.2K
RIO icon
146
Rio Tinto
RIO
$164B
$434K 0.08%
6,822
+62
+0.9% +$3.96K
IJH icon
147
iShares Core S&P Mid-Cap ETF
IJH
$127B
$425K 0.08%
8,520
-85
-1% -$4.45K
VUSB icon
148
Vanguard Ultra-Short Bond ETF
VUSB
$8.92B
$423K 0.08%
8,595
+12
+0.1% +$589
PINK icon
149
Simplify Health Care ETF
PINK
$388M
$416K 0.08%
+16,560
New +$434K
C icon
150
Citigroup
C
$226B
$397K 0.08%
9,657
+1,237
+15% +$54.3K
4 5
6
7 8

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RCIM
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WNY Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, WNY Asset Management held 220 positions worth $513M, up 9.1% from $470M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

WNY Asset Management deployed $66.2M of net new capital in Q3 2023, opening 24 new positions and adding to 100 existing holdings. Its largest new stake was T. Rowe Price Dividend Growth ETF: 299,616 shares worth $9.61M.

By sector, the portfolio is most concentrated in Technology at 4.3% of assets, down from 5.2% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $3.88M trimmed.

  • WNY Asset Management's largest Q3 2023 buy was T. Rowe Price Dividend Growth ETF: 299,616 shares worth $9.61M.
  • WNY Asset Management added most to Capital Group Dividend Value ETF in Q3 2023, an estimated $10.4M increase.
  • WNY Asset Management's biggest Q3 2023 reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, cutting an estimated $3.88M.
  • WNY Asset Management fully exited Vanguard Morningstar Small-Cap Value ETF in Q3 2023, selling an estimated $1.25M.
  • WNY Asset Management's ten largest holdings make up 48% of its $513M portfolio in Q3 2023.
  • WNY Asset Management opened 24 new positions and closed 14 in Q3 2023.
  • WNY Asset Management's portfolio value rose 9.1% quarter-over-quarter to $513M.

Based on WNY Asset Management's 13F filing for Q3 2023, filed 14 Dec 2023.