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WAM

WNY Asset Management Portfolio holdings

AUM $967M
This Fund
S&P 500
This Quarter Est. Return
-1.15%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$289M
AUM Growth
+$10.3M
Cap. Flow
+$14.8M
Cap. Flow %
5.11%
Top 10 Hldgs %
42.18%
Holding
162
New
8
Increased
90
Reduced
37
Closed
6

Top Buys

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$10.2M
2
VIOO icon
Vanguard S&P Small-Cap 600 ETF
VIOO
+$9.47M
3
DSI icon
iShares MSCI KLD 400 Social ETF
DSI
+$2.65M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.78M
5
VZ icon
Verizon
VZ
+$1.21M

Top Sells

Rank Stock Value
1
AIA icon
iShares Asia 50 ETF
AIA
+$9.99M
2
ARKK icon
ARK Innovation ETF
ARKK
+$7.79M
3
MGV icon
Vanguard Morningstar Mega Cap Value ETF
MGV
+$7.5M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$319K
5
JD icon
JD.com
JD
+$295K

Sector Composition

Rank Sector Weight
1 Technology 6.87%
2 Communication Services 4.71%
3 Healthcare 3.8%
4 Consumer Discretionary 2.91%
5 Financials 2.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
126
Danaher
DHR
$142B
$272K 0.09%
1,008
– –
AGG icon
127
iShares Core US Aggregate Bond ETF
AGG
$138B
$267K 0.09%
2,315
-200
-8% -$23.2K
BDJ icon
128
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$267K 0.09%
27,200
– –
SCHW
129
Charles Schwab
SCHW
$186B
$264K 0.09%
3,628
– –
MGPI icon
130
MGP Ingredients
MGPI
$376M
$263K 0.09%
4,000
-1,450
-27% -$92.9K
RTX icon
131
RTX Corp
RTX
$298B
$263K 0.09%
3,081
-27
-0.9% -$2.31K
HSBC icon
132
HSBC
HSBC
$355B
$260K 0.09%
10,000
+2,200
+28% +$59.9K
IYG icon
133
iShares US Financial Services ETF
IYG
$2.2B
$253K 0.09%
4,023
+6
+0.1% +$377
NYF icon
134
iShares New York Muni Bond ETF
NYF
$1.4B
$244K 0.08%
4,220
– –
FEZ icon
135
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
$243K 0.08%
5,370
– –
HON icon
136
Honeywell
HON
$77.6B
$238K 0.08%
1,187
+39
+3% +$8.31K
CMCSA icon
137
Comcast
CMCSA
$89.8B
$237K 0.08%
4,224
– –
IJH icon
138
iShares Core S&P Mid-Cap ETF
IJH
$126B
$232K 0.08%
4,385
-40
-0.9% -$2.15K
GSK icon
139
GSK
GSK
$106B
$230K 0.08%
+4,748
New +$238K
MDT icon
140
Medtronic
MDT
$110B
$228K 0.08%
1,803
+41
+2% +$5.31K
LUV icon
141
Southwest Airlines
LUV
$22.8B
$226K 0.08%
+4,414
New +$223K
NKE icon
142
Nike
NKE
$62.3B
$224K 0.08%
1,540
+3
+0.2% +$489
FDX icon
143
FedEx
FDX
$75.1B
$223K 0.08%
+1,019
New +$277K
VTEB icon
144
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$222K 0.08%
4,049
– –
IJR icon
145
iShares Core S&P Small-Cap ETF
IJR
$112B
$220K 0.08%
2,015
– –
DOW icon
146
Dow Inc
DOW
$21.5B
$216K 0.07%
3,765
-300
-7% -$18.4K
AEE icon
147
Ameren
AEE
$30.2B
$214K 0.07%
2,646
– –
MOG.A icon
148
Moog Inc Class A
MOG.A
$12.9B
$208K 0.07%
2,727
– –
ING icon
149
ING
ING
$102B
$190K 0.07%
+13,150
New +$176K
IGR
150
CBRE Global Real Estate Income Fund
IGR
$710M
$178K 0.06%
21,385
+8,500
+66% +$76.3K
3 4 5
6
7

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WNY Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, WNY Asset Management held 162 positions worth $289M, up 3.7% from $279M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

WNY Asset Management deployed $14.8M of net new capital in Q3 2021, opening 8 new positions and adding to 90 existing holdings. Its largest new stake was iShares MSCI KLD 400 Social ETF: 30,985 shares worth $2.58M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.5% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was ARK Innovation ETF, an estimated $7.79M trimmed.

  • WNY Asset Management's largest Q3 2021 buy was iShares MSCI KLD 400 Social ETF: 30,985 shares worth $2.58M.
  • WNY Asset Management added most to VanEck Morningstar Wide Moat ETF in Q3 2021, an estimated $10.2M increase.
  • WNY Asset Management's biggest Q3 2021 reduction was ARK Innovation ETF, cutting an estimated $7.79M.
  • WNY Asset Management fully exited iShares Asia 50 ETF in Q3 2021, selling an estimated $9.99M.
  • WNY Asset Management's ten largest holdings make up 42% of its $289M portfolio in Q3 2021.
  • WNY Asset Management opened 8 new positions and closed 6 in Q3 2021.
  • WNY Asset Management's portfolio value rose 3.7% quarter-over-quarter to $289M.

Based on WNY Asset Management's 13F filing for Q3 2021, filed 9 Nov 2021.