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WAM

WNY Asset Management Portfolio holdings

AUM $967M
This Fund
S&P 500
This Quarter Est. Return
+7.74%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$370M
AUM Growth
+$94.2M
Cap. Flow
+$74.4M
Cap. Flow %
20.12%
Top 10 Hldgs %
40.96%
Holding
195
New
30
Increased
61
Reduced
77
Closed
9

Top Buys

Rank Stock Value
1
CGCP icon
Capital Group Core Plus Income ETF
CGCP
+$23.1M
2
JAVA icon
JPMorgan Active Value ETF
JAVA
+$15.3M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$12.3M
4
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$12.1M
5
AOK icon
iShares Core Conservative Allocation ETF
AOK
+$11.9M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$8.2M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$7.19M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$5.97M
4
PSI icon
Invesco Semiconductors ETF
PSI
+$3.16M
5
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.69M

Sector Composition

Rank Sector Weight
1 Technology 4.75%
2 Communication Services 4.55%
3 Healthcare 3.69%
4 Financials 2.44%
5 Industrials 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
51
Eli Lilly
LLY
$1.06T
$1.78M 0.48%
4,854
-215
-4% -$76.2K
QQQ icon
52
Invesco QQQ Trust
QQQ
$479B
$1.78M 0.48%
6,668
-3,533
-35% -$977K
AOD
53
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$1.68M 0.46%
216,002
+5,500
+3% +$42.5K
WBA
54
DELISTED
Walgreens Boots Alliance
WBA
$1.66M 0.45%
44,503
-8,515
-16% -$320K
PEP icon
55
PepsiCo
PEP
$189B
$1.53M 0.41%
8,474
+24
+0.3% +$4.28K
SCHV
56
Schwab US Large-Cap Value ETF
SCHV
$16B
$1.49M 0.4%
67,764
-15,231
-18% -$330K
JNJ icon
57
Johnson & Johnson
JNJ
$619B
$1.4M 0.38%
7,908
-871
-10% -$150K
ENFR icon
58
Alerian Energy Infrastructure ETF
ENFR
$514M
$1.38M 0.37%
65,051
+3,960
+6% +$85.2K
PG icon
59
Procter & Gamble
PG
$342B
$1.32M 0.36%
8,701
+379
+5% +$53.1K
VIGI icon
60
Vanguard International Dividend Appreciation ETF
VIGI
$9.19B
$1.31M 0.35%
18,759
-375
-2% -$25.3K
IBM icon
61
IBM
IBM
$220B
$1.3M 0.35%
9,237
-698
-7% -$96.3K
GOOG icon
62
Alphabet (Google) Class C
GOOG
$4.36T
$1.28M 0.35%
14,440
+1,000
+7% +$95.4K
XLE icon
63
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$1.21M 0.33%
27,744
+924
+3% +$40.2K
ECF
64
Ellsworth Growth & Income Fund
ECF
$173M
$1.18M 0.32%
147,346
+88,781
+152% +$743K
DSI icon
65
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$1.08M 0.29%
15,093
-7,887
-34% -$567K
NCV
66
Virtus Convertible & Income Fund
NCV
$386M
$1.08M 0.29%
79,155
+50,767
+179% +$709K
XLI icon
67
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$1.05M 0.28%
10,688
-740
-6% -$70.5K
RSPM icon
68
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$191M
$1.05M 0.28%
32,955
+3,375
+11% +$107K
VTI icon
69
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$1.04M 0.28%
5,458
-179
-3% -$34.5K
DFUS
70
Dimensional US Equity ETF
DFUS
$21.5B
$1.04M 0.28%
24,905
– –
MOAT icon
71
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$1.04M 0.28%
15,961
-835
-5% -$54.2K
VIG icon
72
Vanguard Dividend Appreciation ETF
VIG
$114B
$950K 0.26%
6,258
+1
+0% +$149
MRK icon
73
Merck
MRK
$317B
$920K 0.25%
8,292
-40
-0.5% -$4.09K
ABBV icon
74
AbbVie
ABBV
$431B
$888K 0.24%
5,497
-1,007
-15% -$154K
SPTL icon
75
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$885K 0.24%
+30,485
New +$893K
1 2
3
4 5

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WNY Asset Management's Q4 2022 Portfolio in Review

As of Q4 2022, WNY Asset Management held 195 positions worth $370M, up 34% from $275M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

WNY Asset Management deployed $74.4M of net new capital in Q4 2022, opening 30 new positions and adding to 61 existing holdings. Its largest new stake was Capital Group Core Plus Income ETF: 1,039,346 shares worth $23.2M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, down from 6.6% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $8.2M trimmed.

  • WNY Asset Management's largest Q4 2022 buy was Capital Group Core Plus Income ETF: 1,039,346 shares worth $23.2M.
  • WNY Asset Management added most to JPMorgan Active Value ETF in Q4 2022, an estimated $15.3M increase.
  • WNY Asset Management's biggest Q4 2022 reduction was iShares TIPS Bond ETF, cutting an estimated $8.2M.
  • WNY Asset Management fully exited First Trust NASDAQ Cybersecurity ETF in Q4 2022, selling an estimated $851K.
  • WNY Asset Management's ten largest holdings make up 41% of its $370M portfolio in Q4 2022.
  • WNY Asset Management opened 30 new positions and closed 9 in Q4 2022.
  • WNY Asset Management's portfolio value rose 34% quarter-over-quarter to $370M.

Based on WNY Asset Management's 13F filing for Q4 2022, filed 25 Jan 2023.