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WAM

WNY Asset Management Portfolio holdings

AUM $967M
This Fund
S&P 500
This Quarter Est. Return
-1.15%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$289M
AUM Growth
+$10.3M
Cap. Flow
+$14.8M
Cap. Flow %
5.11%
Top 10 Hldgs %
42.18%
Holding
162
New
8
Increased
90
Reduced
37
Closed
6

Top Buys

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$10.2M
2
VIOO icon
Vanguard S&P Small-Cap 600 ETF
VIOO
+$9.47M
3
DSI icon
iShares MSCI KLD 400 Social ETF
DSI
+$2.65M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$1.78M
5
VZ icon
Verizon
VZ
+$1.21M

Top Sells

Rank Stock Value
1
AIA icon
iShares Asia 50 ETF
AIA
+$9.99M
2
ARKK icon
ARK Innovation ETF
ARKK
+$7.79M
3
MGV icon
Vanguard Morningstar Mega Cap Value ETF
MGV
+$7.5M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$319K
5
JD icon
JD.com
JD
+$295K

Sector Composition

Rank Sector Weight
1 Technology 6.87%
2 Communication Services 4.71%
3 Healthcare 3.8%
4 Consumer Discretionary 2.91%
5 Financials 2.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
26
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.75M 0.95%
52,152
+15,055
+41% +$790K
SCHZ icon
27
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$2.69M 0.93%
99,338
-1,270
-1% -$34.8K
DSI icon
28
iShares MSCI KLD 400 Social ETF
DSI
$5.52B
$2.58M 0.89%
+30,985
New +$2.65M
VOO icon
29
Vanguard S&P 500 ETF
VOO
$1.01T
$2.43M 0.84%
6,163
+817
+15% +$331K
SPY icon
30
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$2.4M 0.83%
5,593
+10
+0.2% +$4.41K
NFG icon
31
National Fuel Gas
NFG
$7.5B
$2.39M 0.83%
45,587
+5,878
+15% +$304K
VOD icon
32
Vodafone
VOD
$35.4B
$2.31M 0.8%
149,813
+55,295
+59% +$915K
ARKK icon
33
ARK Innovation ETF
ARKK
$6.05B
$2.3M 0.79%
20,771
-64,693
-76% -$7.79M
VCR icon
34
Vanguard Consumer Discretionary ETF
VCR
$6.3B
$2.12M 0.73%
6,843
+182
+3% +$57.8K
SCHV
35
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$2.1M 0.73%
93,627
+10,749
+13% +$249K
PFE icon
36
Pfizer
PFE
$147B
$2.06M 0.71%
48,036
+3,182
+7% +$141K
VTV icon
37
Vanguard Morningstar Value ETF
VTV
$191B
$2.03M 0.7%
14,970
+1,283
+9% +$179K
IVV icon
38
iShares Core S&P 500 ETF
IVV
$898B
$1.95M 0.67%
4,514
-61
-1% -$27K
QCOM icon
39
Qualcomm
QCOM
$165B
$1.88M 0.65%
14,590
+4,350
+42% +$617K
AOD
40
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$1.86M 0.64%
190,900
+21,500
+13% +$220K
XOM icon
41
ExxonMobil
XOM
$628B
$1.7M 0.59%
28,790
+6,056
+27% +$345K
GOOG icon
42
Alphabet (Google) Class C
GOOG
$4.4T
$1.66M 0.57%
12,420
+3,700
+42% +$510K
FBCG
43
Fidelity Blue Chip Growth ETF
FBCG
$7.24B
$1.65M 0.57%
50,544
+779
+2% +$25.9K
GILD icon
44
Gilead Sciences
GILD
$164B
$1.57M 0.54%
22,591
-1,125
-5% -$79K
TCHP icon
45
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.2B
$1.45M 0.5%
45,515
+355
+0.8% +$11.7K
QQQ icon
46
Invesco QQQ Trust
QQQ
$480B
$1.39M 0.48%
3,869
+2,001
+107% +$737K
PEP icon
47
PepsiCo
PEP
$189B
$1.29M 0.45%
8,602
+52
+0.6% +$8.05K
JNJ icon
48
Johnson & Johnson
JNJ
$621B
$1.28M 0.44%
7,970
+128
+2% +$21.8K
IBM icon
49
IBM
IBM
$222B
$1.26M 0.44%
9,455
+2,516
+36% +$336K
FMO
50
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1.23M 0.43%
115,720
+48,385
+72% +$530K
1
2
3 4 5

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WNY Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, WNY Asset Management held 162 positions worth $289M, up 3.7% from $279M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

WNY Asset Management deployed $14.8M of net new capital in Q3 2021, opening 8 new positions and adding to 90 existing holdings. Its largest new stake was iShares MSCI KLD 400 Social ETF: 30,985 shares worth $2.58M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.5% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was ARK Innovation ETF, an estimated $7.79M trimmed.

  • WNY Asset Management's largest Q3 2021 buy was iShares MSCI KLD 400 Social ETF: 30,985 shares worth $2.58M.
  • WNY Asset Management added most to VanEck Morningstar Wide Moat ETF in Q3 2021, an estimated $10.2M increase.
  • WNY Asset Management's biggest Q3 2021 reduction was ARK Innovation ETF, cutting an estimated $7.79M.
  • WNY Asset Management fully exited iShares Asia 50 ETF in Q3 2021, selling an estimated $9.99M.
  • WNY Asset Management's ten largest holdings make up 42% of its $289M portfolio in Q3 2021.
  • WNY Asset Management opened 8 new positions and closed 6 in Q3 2021.
  • WNY Asset Management's portfolio value rose 3.7% quarter-over-quarter to $289M.

Based on WNY Asset Management's 13F filing for Q3 2021, filed 9 Nov 2021.