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WA

Winfield Associates Portfolio holdings

AUM $276M
1-Year Est. Return 15.18%
This Fund
S&P 500
This Quarter Est. Return
-4.71%
1 Year Est. Return
+15.18%
3 Year Est. Return
+77.75%
5 Year Est. Return
+124.89%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$12.3M
Cap. Flow
-$3.24M
Cap. Flow %
-2.42%
Top 10 Hldgs %
35.77%
Holding
328
New
38
Increased
60
Reduced
64
Closed
22

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.39M
2
AMZN icon
Amazon
AMZN
+$983K
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$460K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$445K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$430K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$963K
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$923K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$758K
5
ROK icon
Rockwell Automation
ROK
+$682K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 8.01%
3 Consumer Discretionary 7.43%
4 Financials 5.15%
5 Healthcare 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVUS
301
DELISTED
Vivus Inc
VVUS
$1K ﹤0.01%
40
– –
AVNS icon
302
Avanos Medical
AVNS
– –
-2,700
Closed -$109K
CFBK icon
303
CF Bankshares
CFBK
$234M
– –
-909
Closed -$7K
CVX icon
304
Chevron
CVX
$374B
– –
-400
Closed -$39K
F icon
305
Ford
F
$59.6B
– –
-800
Closed -$12K
GTLS
306
DELISTED
Chart Industries
GTLS
– –
-11,850
Closed -$312K
IWR icon
307
iShares Russell Mid-Cap ETF
IWR
$56.5B
– –
-600
Closed -$26K
IYE icon
308
iShares US Energy ETF
IYE
$1.69B
– –
-300
Closed -$13K
KYN icon
309
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
– –
-21,115
Closed -$583K
SHM icon
310
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
– –
-7,500
Closed -$364K
TIP icon
311
iShares TIPS Bond ETF
TIP
$14.5B
– –
-900
Closed -$101K
UNP icon
312
Union Pacific
UNP
$175B
– –
-1,850
Closed -$176K
ZBH icon
313
Zimmer Biomet
ZBH
$18.5B
– –
-32
Closed -$3K
TWTR
314
DELISTED
Twitter, Inc.
TWTR
$0 ﹤0.01%
10
– –
KSU
315
DELISTED
Kansas City Southern
KSU
– –
-3,810
Closed -$347K
DM
316
DELISTED
Dominion Energy Midstream Ptr LP
DM
– –
-300
Closed -$11K
KYE
317
DELISTED
Kayne Anderson Energy
KYE
– –
-500
Closed -$11K
ALU
318
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
6
– –
MWE
319
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
– –
-500
Closed -$28K
HNSN
320
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$0 ﹤0.01%
55
– –
IBMD
321
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
– –
-1,195
Closed -$63K
LNBB
322
DELISTED
L N B BANCORP INC
LNBB
– –
-11,120
Closed -$206K
KRFT
323
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-572
Closed -$49K
DOVR
324
DELISTED
DOVER SADDLERY INC
DOVR
– –
-200
Closed -$2K
STP
325
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
$0 ﹤0.01%
50
– –
10 11 12
13
14

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Winfield Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Winfield Associates held 328 positions worth $134M, down 8.4% from $146M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Winfield Associates's Q3 2015 filing shows 38 new, 60 increased, 64 reduced and 22 closed positions. Its largest new stake was Alphabet (Google) Class A: 74,300 shares worth $2.37M. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Winfield Associates's largest Q3 2015 buy was Alphabet (Google) Class A: 74,300 shares worth $2.37M.
  • Winfield Associates added most to Amazon in Q3 2015, an estimated $983K increase.
  • Winfield Associates's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.16M.
  • Winfield Associates fully exited Kayne Anderson Energy Infrastructure Fund in Q3 2015, selling an estimated $583K.
  • Winfield Associates's ten largest holdings make up 36% of its $134M portfolio in Q3 2015.
  • Winfield Associates opened 38 new positions and closed 22 in Q3 2015.
  • Winfield Associates's portfolio value fell 8.4% quarter-over-quarter to $134M.

Based on Winfield Associates's 13F filing for Q3 2015, filed 6 Nov 2015.