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WCM

Windsor Capital Management Portfolio holdings

AUM $385M
1-Year Est. Return 17.95%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+17.95%
3 Year Est. Return
+46.08%
5 Year Est. Return
+45.23%
10 Year Est. Return
+121.13%
AUM
$170M
AUM Growth
-$2.26M
Cap. Flow
-$5.91M
Cap. Flow %
-3.47%
Top 10 Hldgs %
45.49%
Holding
433
New
29
Increased
121
Reduced
78
Closed
38

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$868K
2
KO icon
Coca-Cola
KO
+$101K
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$98.3K
4
CVX icon
Chevron
CVX
+$80.7K
5
T icon
AT&T
T
+$72.4K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$888K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$596K
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$560K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$441K
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$285K

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.44%
2 Consumer Staples 2.7%
3 Energy 2.31%
4 Financials 2.1%
5 Healthcare 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
1
Alerian MLP ETF
AMLP
$13.4B
$14.1M 8.28%
158,760
-1,645
-1% -$144K
JNK icon
2
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.67B
$9.57M 5.61%
78,635
-2,344
-3% -$284K
IGSB icon
3
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$9.38M 5.5%
177,788
-16,852
-9% -$888K
AVK
4
Advent Convertible and Income Fund
AVK
$558M
$8.48M 4.97%
469,886
-13,944
-3% -$243K
SABA
5
Saba Capital Income & Opportunities Fund II
SABA
$221M
$8.2M 4.81%
515,734
-7,822
-1% -$128K
PFF icon
6
iShares Preferred and Income Securities ETF
PFF
$13.1B
$6.75M 3.96%
183,219
-4,222
-2% -$159K
CWB icon
7
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$6.29M 3.69%
134,641
-4,061
-3% -$187K
BKLN icon
8
Invesco Senior Loan ETF
BKLN
$6.78B
$5.42M 3.18%
218,015
-2,466
-1% -$61.2K
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$4.85M 2.84%
26,250
+4,903
+23% +$868K
JRO
10
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$4.5M 2.64%
369,447
-801
-0.2% -$9.64K
HIX
11
Western Asset High Income Fund II
HIX
$352M
$4.13M 2.42%
457,419
-3,018
-0.7% -$27.8K
LQD icon
12
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$4.11M 2.41%
35,976
-4,906
-12% -$560K
IJH icon
13
iShares Core S&P Mid-Cap ETF
IJH
$124B
$4.1M 2.41%
153,365
-2,395
-2% -$61.8K
EFA icon
14
iShares MSCI EAFE ETF
EFA
$79.6B
$3.67M 2.15%
54,648
-2,058
-4% -$134K
PSK icon
15
State Street SPDR ICE Preferred Securities ETF
PSK
$678M
$3.34M 1.96%
84,629
-3,736
-4% -$152K
PHT
16
DELISTED
Pioneer High Income Fund
PHT
$3.17M 1.86%
185,896
+689
+0.4% +$11.8K
BSV icon
17
Vanguard Short-Term Bond ETF
BSV
$45.6B
$3.14M 1.84%
39,281
-7,416
-16% -$596K
EEM icon
18
iShares MSCI Emerging Markets ETF
EEM
$31.2B
$3.07M 1.8%
73,377
-1,865
-2% -$78.1K
GCV
19
Gabelli Convertible and Income Securities Fund
GCV
$92.5M
$2.95M 1.73%
478,440
-9,875
-2% -$60.4K
AGG icon
20
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.79M 1.64%
26,208
-4,113
-14% -$441K
PCY icon
21
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.29B
$2.75M 1.61%
101,759
-2,911
-3% -$79.5K
XLK icon
22
State Street Technology Select Sector SPDR ETF
XLK
$121B
$2.73M 1.6%
152,874
-16,816
-10% -$285K
XLE icon
23
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
$2.22M 1.3%
50,088
-4,362
-8% -$188K
XLP icon
24
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$1.84M 1.08%
42,748
-3,523
-8% -$149K
XLI icon
25
State Street Industrial Select Sector SPDR ETF
XLI
$32.9B
$1.83M 1.08%
35,086
-2,767
-7% -$136K
1
2 3 4 5

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SFA
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PB
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UAH
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JWS
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CI
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IFA
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RC
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Windsor Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Windsor Capital Management held 433 positions worth $170M, down 1.3% from $173M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Windsor Capital Management withdrew a net $5.91M in Q4 2013, closing 38 positions and reducing 78 holdings. Its most notable exit was iShares Intermediate Government/Credit Bond ETF, an estimated $130K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 86% a quarter earlier, followed by Consumer Staples and Energy.

Against the trend, Windsor Capital Management opened a new position in Main Street Capital worth $70K.

  • Windsor Capital Management's largest Q4 2013 buy was Main Street Capital: 2,143 shares worth $70K.
  • Windsor Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $868K increase.
  • Windsor Capital Management's biggest Q4 2013 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $888K.
  • Windsor Capital Management fully exited iShares Intermediate Government/Credit Bond ETF in Q4 2013, selling an estimated $130K.
  • Windsor Capital Management's ten largest holdings make up 45% of its $170M portfolio in Q4 2013.
  • Windsor Capital Management opened 29 new positions and closed 38 in Q4 2013.
  • Windsor Capital Management's portfolio value fell 1.3% quarter-over-quarter to $170M.

Based on Windsor Capital Management's 13F filing for Q4 2013, filed 10 Jan 2014.