Windhaven Investment Management’s iShares AAA-A Rated Corporate Bond ETF QLTA Stock Holding History

Windhaven Investment Management’s Portfolio QLTA Stock Details QLTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-5,763,136	Closed	-$294M	–	43
2015 Q3	$294M	Sell	5,763,136 -460,330	-7%	-$23.4M	2.39%	19
2015 Q2	$314M	Sell	6,223,466 -109,551	-2%	-$5.65M	2.17%	20
2015 Q1	$333M	Sell	6,333,017 -362,841	-5%	-$19M	2.19%	18
2014 Q4	$347M	Sell	6,695,858 -756,050	-10%	-$39M	2.2%	17
2014 Q3	$382M	Sell	7,451,908 -265,076	-3%	-$13.6M	2.23%	18
2014 Q2	$397M	Buy	7,716,984 +411,614	+6%	+$21.1M	2.18%	18
2014 Q1	$371M	Buy	7,305,370 +57,623	+0.8%	+$2.91M	2.08%	20
2013 Q4	$361M	Sell	7,247,747 -80,541	-1%	-$4.02M	2.2%	18
2013 Q3	$365M	Buy	7,328,288 +31,870	+0.4%	+$1.58M	1.62%	21
2013 Q2	$362M	Buy	+7,296,418	New	+$375M	2.12%	19

Other funds holding QLTA

BCM

Bluefin Capital Management New York $399M AUM 24.96% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Windhaven Investment Management's QLTA Position: Q4 2015 in Review

Windhaven Investment Management sold out of iShares AAA-A Rated Corporate Bond ETF (QLTA) in Q4 2015, closing a stake of 5,763,136 shares — an estimated $294M sold.

Windhaven Investment Management first reported a position in QLTA in Q2 2013 and held it in 10 quarters. The position peaked at $397M in Q2 2014. 31 funds tracked by Wall St. Rank hold QLTA as of Q4 2015.

Windhaven Investment Management reported no remaining iShares AAA-A Rated Corporate Bond ETF position as of Q4 2015 after selling out during the quarter.
Windhaven Investment Management sold 5,763,136 iShares AAA-A Rated Corporate Bond ETF shares in Q4 2015, an estimated $294M.
Windhaven Investment Management first reported a position in iShares AAA-A Rated Corporate Bond ETF in Q2 2013 and held it in 10 quarters.
Windhaven Investment Management's iShares AAA-A Rated Corporate Bond ETF position peaked at $397M in Q2 2014.
31 funds tracked by Wall St. Rank held iShares AAA-A Rated Corporate Bond ETF as of Q4 2015.

Based on Windhaven Investment Management's 13F filing for Q4 2015, filed 12 Feb 2016.