Whitebox Advisors’s Xtrackers Harvest CSI 300 China A-Shares ETF ASHR Stock Holding History

Whitebox Advisors’s Portfolio ASHR Stock Details ASHR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-50,000	Closed	-$1.35M	–	92
2019 Q3	$1.35M	Sell	50,000 -375,000	-88%	-$10.3M	0.05%	73
2019 Q2	$12M	Buy	+425,000	New	+$11.9M	0.42%	42

Other funds holding ASHR

VMPIC

Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

DILIC

Dai-ichi Life Insurance Company Tokyo, Japan $3.49B AUM 27.28% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

CHCM

Columbus Hill Capital Management Short Hills, New Jersey $673M AUM 24.63% 1-Year Est. Return

Whitebox Advisors's ASHR Position: Q4 2019 in Review

Whitebox Advisors sold out of Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) in Q4 2019, closing a stake of 50,000 shares — an estimated $1.35M sold.

Whitebox Advisors first reported a position in ASHR in Q2 2019 and held it in 2 quarters. The position peaked at $12M in Q2 2019. 137 funds tracked by Wall St. Rank hold ASHR as of Q4 2019.

Whitebox Advisors reported no remaining Xtrackers Harvest CSI 300 China A-Shares ETF position as of Q4 2019 after selling out during the quarter.
Whitebox Advisors sold 50,000 Xtrackers Harvest CSI 300 China A-Shares ETF shares in Q4 2019, an estimated $1.35M.
Whitebox Advisors first reported a position in Xtrackers Harvest CSI 300 China A-Shares ETF in Q2 2019 and held it in 2 quarters.
Whitebox Advisors's Xtrackers Harvest CSI 300 China A-Shares ETF position peaked at $12M in Q2 2019.
137 funds tracked by Wall St. Rank held Xtrackers Harvest CSI 300 China A-Shares ETF as of Q4 2019.

Based on Whitebox Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.