Westerly Capital Management’s GigPeak, Inc. GIG Stock Holding History

Westerly Capital Management’s Portfolio GIG Stock Details GIG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-300,000	Closed	-$510K	–	59
2015 Q2	$510K	Sell	300,000 -240,000	-44%	-$357K	0.5%	40
2015 Q1	$653K	Hold	540,000	–	–	0.68%	37
2014 Q4	$648K	Buy	+540,000	New	+$634K	0.47%	57

Other funds holding GIG

PCM

Penn Capital Management Philadelphia, Pennsylvania $1.29B AUM 53.44% 1-Year Est. Return

Diker Management New York $112M AUM 59.78% 1-Year Est. Return

Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

EAM Investors Solana Beach, California $866M AUM 377.14% 1-Year Est. Return

GIPM

G2 Investment Partners Management New York $406M AUM 164.47% 1-Year Est. Return

RFC

Russell Frank Company Seattle, Washington $56.9B AUM 2.13% 1-Year Est. Return

SST

S Squared Technology New York $264M AUM 73.25% 1-Year Est. Return

Westerly Capital Management's GIG Position: Q3 2015 in Review

Westerly Capital Management sold out of GigPeak, Inc. (GIG) in Q3 2015, closing a stake of 300,000 shares — an estimated $510K sold.

Westerly Capital Management first reported a position in GIG in Q4 2014 and held it in 3 quarters. The position peaked at $653K in Q1 2015. 44 funds tracked by Wall St. Rank hold GIG as of Q3 2015.

Westerly Capital Management reported no remaining GigPeak, Inc. position as of Q3 2015 after selling out during the quarter.
Westerly Capital Management sold 300,000 GigPeak, Inc. shares in Q3 2015, an estimated $510K.
Westerly Capital Management first reported a position in GigPeak, Inc. in Q4 2014 and held it in 3 quarters.
Westerly Capital Management's GigPeak, Inc. position peaked at $653K in Q1 2015.
44 funds tracked by Wall St. Rank held GigPeak, Inc. as of Q3 2015.

Based on Westerly Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.