Westchester Capital Management (New York)’s Transocean RIG Stock Holding History

Westchester Capital Management (New York)’s Portfolio RIG Stock Details RIG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-261,400	Closed	-$11.8M	–	166
2014 Q2	$11.8M	Buy	261,400 +82,800	+46%	+$3.52M	0.15%	107
2014 Q1	$7.38M	Sell	178,600 -703,900	-80%	-$30.6M	0.1%	115
2013 Q4	$43.6M	Buy	882,500 +65,300	+8%	+$3.2M	0.65%	59
2013 Q3	$36.4M	Hold	817,200	–	–	0.66%	64
2013 Q2	$39.2M	Buy	+817,200	New	+$41.7M	0.73%	57

Other funds holding RIG

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Icahn Carl Sunny Isles Beach, Florida $8.55B AUM 29.29% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Westchester Capital Management (New York)'s RIG Position: Q3 2014 in Review

Westchester Capital Management (New York) sold out of Transocean (RIG) in Q3 2014, closing a stake of 386,000 shares — an estimated $17.4M sold.

Westchester Capital Management (New York) first reported a position in RIG in Q2 2013 and held it in 5 quarters. The position peaked at $39.2M in Q2 2013. 500 funds tracked by Wall St. Rank hold RIG as of Q3 2014.

Westchester Capital Management (New York) reported no remaining Transocean position as of Q3 2014 after selling out during the quarter.
Westchester Capital Management (New York) sold 386,000 Transocean shares in Q3 2014, an estimated $17.4M.
Westchester Capital Management (New York) first reported a position in Transocean in Q2 2013 and held it in 5 quarters.
Westchester Capital Management (New York)'s Transocean position peaked at $39.2M in Q2 2013.
500 funds tracked by Wall St. Rank held Transocean as of Q3 2014.

Based on Westchester Capital Management (New York)'s 13F filing for Q3 2014, filed 14 Nov 2014.