Wellington Shields & Co’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Wellington Shields & Co’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-13,800	Closed	-$191K	–	132
2016 Q3	$191K	Hold	13,800	–	–	0.1%	113
2016 Q2	$192K	Hold	13,800	–	–	0.12%	109
2016 Q1	$165K	Hold	13,800	–	–	0.11%	103
2015 Q4	$138K	Buy	+13,800	New	+$146K	0.09%	103

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wellington Shields & Co's CEF Position: Q4 2016 in Review

Wellington Shields & Co sold out of Sprott Physical Gold and Silver Trust (CEF) in Q4 2016, closing a stake of 13,800 shares — an estimated $191K sold.

Wellington Shields & Co first reported a position in CEF in Q4 2015 and held it in 4 quarters. The position peaked at $192K in Q2 2016. 181 funds tracked by Wall St. Rank hold CEF as of Q4 2016.

Wellington Shields & Co reported no remaining Sprott Physical Gold and Silver Trust position as of Q4 2016 after selling out during the quarter.
Wellington Shields & Co sold 13,800 Sprott Physical Gold and Silver Trust shares in Q4 2016, an estimated $191K.
Wellington Shields & Co first reported a position in Sprott Physical Gold and Silver Trust in Q4 2015 and held it in 4 quarters.
Wellington Shields & Co's Sprott Physical Gold and Silver Trust position peaked at $192K in Q2 2016.
181 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q4 2016.

Based on Wellington Shields & Co's 13F filing for Q4 2016, filed 2 Feb 2017.