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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $788M
1-Year Est. Return 66.95%
This Fund
S&P 500
This Quarter Est. Return
-5.4%
1 Year Est. Return
+66.95%
3 Year Est. Return
+136.75%
5 Year Est. Return
+153.04%
10 Year Est. Return
+476.57%
AUM
$421M
AUM Growth
-$385M
Cap. Flow
-$725M
Cap. Flow %
-172.44%
Top 10 Hldgs %
33.62%
Holding
322
New
20
Increased
77
Reduced
60
Closed
19

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.4M
2
LRCX icon
Lam Research
LRCX
+$2.45M
3
SMH icon
VanEck Semiconductor ETF
SMH
+$2.32M
4
BAC icon
Bank of America
BAC
+$1.94M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$1.36M

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$370M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$327M
3
MA icon
Mastercard
MA
+$10.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$4.91M
5
JNJ icon
Johnson & Johnson
JNJ
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 19.13%
2 Healthcare 17.26%
3 Financials 13.16%
4 Industrials 9.01%
5 Consumer Staples 8.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRVN
301
DELISTED
Trevena, Inc.
TRVN
$2K ﹤0.01%
26
– –
OXY.WS icon
302
Occidental Petroleum Corp Warrants
OXY.WS
$34.9B
$1K ﹤0.01%
34
+25
+278% +$1.05K
BUD icon
303
AB InBev
BUD
$159B
– –
-683
Closed -$37K
EXPE icon
304
Expedia Group
EXPE
$38.8B
– –
-5,833
Closed -$553K
GDX icon
305
VanEck Gold Miners ETF
GDX
$27.4B
– –
-14,000
Closed -$383K
KLAC icon
306
KLA
KLAC
$260B
– –
-7,000
Closed -$223K
LIT icon
307
Global X Lithium & Battery Tech ETF
LIT
$1.59B
– –
-3,000
Closed -$218K
MAIN icon
308
Main Street Capital
MAIN
$5.49B
– –
-5,350
Closed -$206K
MRNA icon
309
Moderna
MRNA
$24B
$0 ﹤0.01%
2
– –
NIC icon
310
Nicolet Bankshares
NIC
$3.71B
– –
-7,106
Closed -$514K
OGN icon
311
Organon & Co
OGN
$3.58B
– –
-968
Closed -$33K
PEBO icon
312
Peoples Bancorp
PEBO
$1.48B
– –
-53,830
Closed -$1.43M
SII
313
Sprott
SII
$3.13B
– –
-16,700
Closed -$579K
STIP icon
314
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-6,480
Closed -$657K
TROW icon
315
T. Rowe Price
TROW
$24.4B
– –
-19,725
Closed -$2.24M
UBSI icon
316
United Bankshares
UBSI
$6.62B
– –
-3,173
Closed -$111K
WPM icon
317
Wheaton Precious Metals
WPM
$60.8B
– –
-57,575
Closed -$2.07M
ZBRA icon
318
Zebra Technologies
ZBRA
$18.1B
– –
-480
Closed -$141K
PRMW
319
DELISTED
Primo Water Corporation
PRMW
– –
-54,720
Closed -$732K
ARNC
320
DELISTED
Arconic Corporation
ARNC
– –
-20,166
Closed -$566K
APPH
321
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-21,550
Closed -$75K
SIVB
322
DELISTED
SVB Financial Group
SIVB
– –
-450
Closed -$178K
9 10 11 12
13

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Wellington Shields Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Wellington Shields Capital Management held 322 positions worth $421M, down 48% from $806M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Wellington Shields Capital Management withdrew a net $725M in Q3 2022, closing 19 positions and reducing 60 holdings. Its most notable exit was T. Rowe Price, an estimated $2.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields Capital Management opened a new position in Lam Research worth $2.02M.

  • Wellington Shields Capital Management's largest Q3 2022 buy was Lam Research: 55,050 shares worth $2.02M.
  • Wellington Shields Capital Management added most to Vanguard S&P 500 ETF in Q3 2022, an estimated $6.4M increase.
  • Wellington Shields Capital Management's biggest Q3 2022 reduction was Flowers Foods, cutting an estimated $370M.
  • Wellington Shields Capital Management fully exited T. Rowe Price in Q3 2022, selling an estimated $2.24M.
  • Wellington Shields Capital Management's ten largest holdings make up 34% of its $421M portfolio in Q3 2022.
  • Wellington Shields Capital Management opened 20 new positions and closed 19 in Q3 2022.
  • Wellington Shields Capital Management's portfolio value fell 48% quarter-over-quarter to $421M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.