Wellington Shields Capital Management’s Sprott SII Stock Holding History

Wellington Shields Capital Management’s Portfolio SII Stock Details SII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-16,700	Closed	-$579K	–	313
2022 Q2	$579K	Hold	16,700	–	–	0.07%	129
2022 Q1	$839K	Sell	16,700 -54,927	-77%	-$2.28M	0.09%	131
2021 Q4	$3.23M	Buy	71,627 +6	+0%	+$254	0.41%	60
2021 Q3	$2.63M	Buy	71,621 +1	+0%	+$37	0.36%	56
2021 Q2	$2.82M	Sell	71,620 -1,000	-1%	-$43K	0.34%	65
2021 Q1	$2.76M	Hold	72,620	–	–	0.26%	78
2020 Q4	$2.1M	Buy	72,620 +10,500	+17%	+$325K	0.28%	78
2020 Q3	$2.12M	Hold	62,120	–	–	0.34%	61
2020 Q2	$2.24M	Buy	+62,120	New	+$2.16M	0.36%	60

Other funds holding SII

WCA

Waratah Capital Advisors Toronto, Ontario, Canada $2.63B AUM 76.33% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Bridgewater Associates Westport, Connecticut $22.4B AUM 34.48% 1-Year Est. Return

KGI

Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return

SVG

Sun Valley Gold Sun Valley, Idaho $63.2M AUM 182.76% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

JAM

Jacobs Asset Management New York $167M AUM 22.68% 1-Year Est. Return

HKAM

Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.65B AUM 20.56% 1-Year Est. Return

Wellington Shields Capital Management's SII Position: Q3 2022 in Review

Wellington Shields Capital Management sold out of Sprott (SII) in Q3 2022, closing a stake of 16,700 shares — an estimated $579K sold.

Wellington Shields Capital Management first reported a position in SII in Q2 2020 and held it in 9 quarters. The position peaked at $3.23M in Q4 2021. 101 funds tracked by Wall St. Rank hold SII as of Q3 2022.

Wellington Shields Capital Management reported no remaining Sprott position as of Q3 2022 after selling out during the quarter.
Wellington Shields Capital Management sold 16,700 Sprott shares in Q3 2022, an estimated $579K.
Wellington Shields Capital Management first reported a position in Sprott in Q2 2020 and held it in 9 quarters.
Wellington Shields Capital Management's Sprott position peaked at $3.23M in Q4 2021.
101 funds tracked by Wall St. Rank held Sprott as of Q3 2022.

Based on Wellington Shields Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.