Wellington Shields Capital Management’s JPMorgan Chase & Co. JPM.PRD.CL Stock Holding History

Wellington Shields Capital Management’s Portfolio JPM.PRD.CL Stock Details JPM.PRD.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-21,150	Closed	-$485K	–	379
2014 Q2	$485K	Buy	21,150 +400	+2%	+$9.07K	0.08%	224
2014 Q1	$453K	Buy	+20,750	New	+$447K	0.08%	210
2013 Q4	–	Sell	-21,250	Closed	-$457K	–	351
2013 Q3	$457K	Buy	21,250 +450	+2%	+$10.1K	0.09%	188
2013 Q2	$499K	Buy	+20,800	New	+$522K	0.09%	193

Other funds holding JPM.PRD.CL

WFG

Windsor Financial Group Minneapolis, Minnesota $214M AUM 6.66% 1-Year Est. Return

CNB

City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Reik & Co New York $363M AUM 3.03% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

NRS

Neville Rodie & Shaw New York $1.55B AUM 46.95% 1-Year Est. Return

JWM

Jacobus Wealth Management Milwaukee, Wisconsin $382M AUM 16.31% 1-Year Est. Return

ECM

Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return

OSNBOA

Old Second National Bank of Aurora Aurora, Illinois $530M AUM 29.29% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wellington Shields Capital Management's JPM.PRD.CL Position: Q3 2014 in Review

Wellington Shields Capital Management sold out of JPMorgan Chase & Co. (JPM.PRD.CL) in Q3 2014, closing a stake of 21,150 shares — an estimated $485K sold.

Wellington Shields Capital Management first reported a position in JPM.PRD.CL in Q2 2013 and held it in 4 quarters. The position peaked at $499K in Q2 2013. 10 funds tracked by Wall St. Rank hold JPM.PRD.CL as of Q3 2014.

Wellington Shields Capital Management reported no remaining JPMorgan Chase & Co. position as of Q3 2014 after selling out during the quarter.
Wellington Shields Capital Management sold 21,150 JPMorgan Chase & Co. shares in Q3 2014, an estimated $485K.
Wellington Shields Capital Management first reported a position in JPMorgan Chase & Co. in Q2 2013 and held it in 4 quarters.
Wellington Shields Capital Management's JPMorgan Chase & Co. position peaked at $499K in Q2 2013.
10 funds tracked by Wall St. Rank held JPMorgan Chase & Co. as of Q3 2014.

Based on Wellington Shields Capital Management's 13F filing for Q3 2014, filed 13 Nov 2014.