Wellington Shields Capital Management’s iShares Floating Rate Bond ETF FLOT Stock Holding History

Wellington Shields Capital Management’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-6,275	Closed	-$318K	–	308
2023 Q4	$318K	Hold	6,275	–	–	0.04%	190
2023 Q3	$319K	Hold	6,275	–	–	0.04%	189
2023 Q2	$319K	Sell	6,275 -3,125	-33%	-$158K	0.04%	187
2023 Q1	$474K	Hold	9,400	–	–	0.06%	150
2022 Q4	$473K	Hold	9,400	–	–	0.06%	151
2022 Q3	$473K	Hold	9,400	–	–	0.11%	144
2022 Q2	$469K	Hold	9,400	–	–	0.06%	156
2022 Q1	$475K	Sell	9,400 -50,962	-84%	-$2.58M	0.05%	175
2021 Q4	$477K	Buy	+60,362	New	+$3.06M	0.06%	214
2020 Q3	–	Sell	-12,900	Closed	-$653K	–	227
2020 Q2	$653K	Hold	12,900	–	–	0.1%	137
2020 Q1	$629K	Hold	12,900	–	–	0.12%	127
2019 Q4	$657K	Hold	12,900	–	–	0.1%	155
2019 Q3	$658K	Hold	12,900	–	–	0.11%	155
2019 Q2	$657K	Hold	12,900	–	–	0.11%	155
2019 Q1	$657K	Sell	12,900 -10,000	-44%	-$507K	0.11%	155
2018 Q4	$1.15M	Buy	22,900 +16,950	+285%	+$860K	0.22%	99
2018 Q3	$304K	Hold	5,950	–	–	0.05%	243
2018 Q2	$303K	Hold	5,950	–	–	0.05%	244
2018 Q1	$303K	Hold	5,950	–	–	0.05%	262
2017 Q4	$302K	Hold	5,950	–	–	0.05%	282
2017 Q3	$303K	Hold	5,950	–	–	0.05%	262
2017 Q2	$303K	Hold	5,950	–	–	0.05%	271
2017 Q1	$303K	Buy	+5,950	New	+$302K	0.05%	257

Other funds holding FLOT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Wellington Shields Capital Management's FLOT Position: Q1 2024 in Review

Wellington Shields Capital Management sold out of iShares Floating Rate Bond ETF (FLOT) in Q1 2024, closing a stake of 6,275 shares — an estimated $318K sold.

Wellington Shields Capital Management first reported a position in FLOT in Q1 2017 and held it in 23 quarters. The position peaked at $1.15M in Q4 2018. 604 funds tracked by Wall St. Rank hold FLOT as of Q1 2024.

Wellington Shields Capital Management reported no remaining iShares Floating Rate Bond ETF position as of Q1 2024 after selling out during the quarter.
Wellington Shields Capital Management sold 6,275 iShares Floating Rate Bond ETF shares in Q1 2024, an estimated $318K.
Wellington Shields Capital Management first reported a position in iShares Floating Rate Bond ETF in Q1 2017 and held it in 23 quarters.
Wellington Shields Capital Management's iShares Floating Rate Bond ETF position peaked at $1.15M in Q4 2018.
604 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q1 2024.

Based on Wellington Shields Capital Management's 13F filing for Q1 2024, filed 3 May 2024.